| 12/28/2020 |
AMOM |
Exchange Listed Funds Trust - QRAFT AI Enhanced U.S. Large Cap Momentum ETF |
N/A
|
$40.82 |
$32.00 |
97.42% |
$7.7935 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
31 M |
$0.00 |
0.00 |
QRAFT AI Enhanced U.S. Large Cap Momentum ETF |
| 12/28/2020 |
BKSC |
Bank Of South Carolina Corp. |
Monetary Authorities-Central Bank
|
$11.75 |
$16.34 |
4.16% |
$0.17 |
quarterly |
12/17/2020 |
12/29/2020 |
01/29/2021 |
0 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
BOCH |
Bank of Commerce Holdings |
Commercial Banking
|
$15.17 |
$9.89 |
2.43% |
$0.06 |
quarterly |
12/16/2020 |
12/29/2020 |
01/08/2021 |
0 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
CACG |
Legg Mason ETF Investment Trust - ClearBridge All Cap Growth ESG ETF |
N/A
|
$53.39 |
$43.76 |
1.91% |
$0.2087 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
125 M |
$0.00 |
0.00 |
ClearBridge All Cap Growth ETF |
| 12/28/2020 |
CM |
Canadian Imperial Bank Of Commerce |
Monetary Authorities-Central Bank
|
$58.44 |
$85.60 |
6.82% |
$1.46 |
quarterly |
12/03/2020 |
12/29/2020 |
01/28/2021 |
55,112 M |
$4.77 |
12.44 |
Ordinary Shares |
| 12/28/2020 |
DHF |
BNY Mellon High Yield Strategies Fund |
Investment Banking and Securities Dealing
|
$2.58 |
$2.95 |
2.92% |
$0.0215 |
monthly |
12/11/2020 |
12/29/2020 |
01/12/2021 |
188 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
DIAL |
Columbia ETF Trust I - Columbia Diversified Fixed Income Allocation ETF |
N/A
|
$18.28 |
$22.04 |
0.77% |
$0.0422 |
monthly |
03/10/2020 |
12/29/2020 |
12/31/2020 |
369 M |
$0.00 |
0.00 |
Columbia Diversified Fixed Income Allocation ETF |
| 12/28/2020 |
EKAR |
Exchange Traded Concepts Trust - Capital Link Gbl Green Energy Trans & Tech Leaders ETF |
N/A
|
$29.00 |
$36.26 |
1.83% |
$0.1659 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
0 M |
$0.00 |
0.00 |
Capital Link NextGen Vehicles & Technology ETF |
| 12/28/2020 |
EMQQ |
Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF |
N/A
|
$34.14 |
$60.01 |
0.76% |
$0.1135 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
363 M |
$0.00 |
0.00 |
ETCT EMQQ The Emerging Markets Internet and Ecommerce ETF |
| 12/28/2020 |
FITBI |
Fifth Third Bancorp - FXDFR PRF PERPETUAL USD 25 - Ser I |
Monetary Authorities-Central Bank
|
$25.65 |
$28.74 |
5.76% |
$0.4141 |
quarterly |
12/15/2020 |
12/29/2020 |
12/31/2020 |
28,892 M |
$3.13 |
13.40 |
FXDFR PRF PERPETUAL USD 25 - Ser I |
| 12/28/2020 |
FITBO |
Fifth Third Bancorp - 4.95% PRF PERPETUAL USD 25 - Ser K Dp 1/1000th |
Monetary Authorities-Central Bank
|
$21.07 |
$27.72 |
4.46% |
$0.3094 |
quarterly |
12/15/2020 |
12/29/2020 |
12/31/2020 |
28,892 M |
$3.13 |
13.40 |
4.95% PRF PERPETUAL USD 25 - Ser K Dp 1/1000th |
| 12/28/2020 |
FITBP |
Fifth Third Bancorp - 6% PRF PERPETUAL USD 1000 - Sr A Rp 1/40 Dp Cl B |
Monetary Authorities-Central Bank
|
$24.81 |
$27.16 |
5.52% |
$0.375 |
quarterly |
12/15/2020 |
12/29/2020 |
12/31/2020 |
28,892 M |
$3.13 |
13.40 |
6% PRF PERPETUAL USD 1000 - Sr A Rp 1/40 Dp Cl B |
| 12/28/2020 |
FMAO |
Farmers & Merchants Bancorp Inc. |
Monetary Authorities-Central Bank
|
$27.06 |
$23.12 |
2.94% |
$0.17 |
quarterly |
12/18/2020 |
12/29/2020 |
01/20/2021 |
376 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
GHY |
PGIM Global High Yield Fund Inc |
N/A
|
$12.66 |
$14.53 |
2.89% |
$0.105 |
monthly |
11/30/2020 |
12/29/2020 |
01/04/2021 |
518 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
GIGE |
Tidal ETF Trust - SoFi Gig Economy ETF |
N/A
|
$16.72 |
$36.24 |
1.37% |
$0.124 |
semi-annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
10 M |
$0.00 |
0.00 |
SoFi Gig Economy ETF |
| 12/28/2020 |
HMG |
HMG Courtland Properties Inc. |
Other Financial Vehicles
|
$22.80 |
$12.25 |
16.33% |
$0.50 |
annual |
12/11/2020 |
12/29/2020 |
01/12/2021 |
23 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
HTUS |
Capitol Series Trust - Hull Tactical US ETF |
N/A
|
$43.00 |
$28.75 |
15.29% |
$1.099 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
58 M |
$0.00 |
0.00 |
Hull Tactical US ETF |
| 12/28/2020 |
HYLD |
Exchange Listed Funds Trust - High Yield ETF |
N/A
|
$25.49 |
$32.01 |
2.50% |
$0.20 |
monthly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
76 M |
$0.00 |
0.00 |
High Yield ETF |
| 12/28/2020 |
CHN |
China Fund Inc |
Securities and Commodity Exchanges
|
$9.89 |
$27.41 |
21.29% |
$1.4588 |
blank |
12/18/2020 |
12/29/2020 |
01/08/2021 |
99 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
INFR |
Franklin Templeton ETF Trust - ClearBridge Sustainable Infrastructure ETF |
N/A
|
$25.31 |
$29.36 |
1.82% |
$0.1333 |
quarterly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
9 M |
$0.00 |
0.00 |
Legg Mason Global Infrastructure ETF |
| 12/28/2020 |
ISD |
PGIM High Yield Bond Fund Inc |
Securities and Commodity Exchanges
|
$13.85 |
$14.95 |
2.81% |
$0.105 |
monthly |
11/30/2020 |
12/29/2020 |
01/04/2021 |
460 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
KOIN |
Exchange Traded Concepts Trust - Capital Link Global Fintech Leaders ETF |
N/A
|
$33.16 |
$37.11 |
1.65% |
$0.1534 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
12 M |
$0.00 |
0.00 |
Capital Link NextGen Protocol ETF |
| 12/28/2020 |
LRGE |
Legg Mason ETF Investment Trust - ClearBridge Large Cap Growth ESG ETF |
N/A
|
$71.83 |
$49.98 |
1.48% |
$0.1849 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
371 M |
$0.00 |
0.00 |
ClearBridge Large Cap Growth ESG ETF |
| 12/28/2020 |
MAGA |
ETF Series Solutions Trust - Point Bridge America First ETF |
N/A
|
$47.84 |
$29.42 |
10.42% |
$0.7667 |
annual |
12/24/2020 |
12/29/2020 |
12/30/2020 |
23 M |
$0.00 |
0.00 |
Point Bridge GOP Stock Tracker ETF |
| 12/28/2020 |
MGR |
Affiliated Managers Group Inc. - 5.875% NT REDEEM 30/03/2059 USD 25 |
N/A
|
$23.69 |
$27.75 |
5.29% |
$0.3672 |
quarterly |
N/A |
12/29/2020 |
12/30/2020 |
5,183 M |
$15.76 |
0.00 |
5.875% NT REDEEM 30/03/2059 USD 25 |
| 12/28/2020 |
MGRB |
Affiliated Managers Group Inc. - 4.75% NT REDEEM 30/09/2060 USD 25 |
N/A
|
$19.59 |
$26.22 |
4.88% |
$0.32 |
quarterly |
N/A |
12/29/2020 |
12/30/2020 |
5,183 M |
$15.76 |
0.00 |
4.75% NT REDEEM 30/09/2060 USD 25 |
| 12/28/2020 |
MUST |
Columbia ETF Trust I - Columbia Multi-Sector Municipal Income ETF |
N/A
|
$20.68 |
$22.39 |
1.37% |
$0.0769 |
monthly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
416 M |
$0.00 |
0.00 |
Columbia Multi-Sector Municipal Income ETF |
| 12/28/2020 |
NACP |
Tidal Trust III - Impact Shares NAACP Minority Empowerment ETF |
N/A
|
$40.30 |
$28.96 |
3.60% |
$0.2606 |
quarterly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
50 M |
$0.00 |
0.00 |
Impact Shares NAACP Minority Empowerment ETF |
| 12/28/2020 |
OVB |
Listed Funds Trust - Overlay Shares Core Bond ETF |
N/A
|
$21.24 |
$26.42 |
3.72% |
$0.2454 |
quarterly |
04/28/2020 |
12/29/2020 |
12/30/2020 |
49 M |
$0.00 |
0.00 |
Overlay Shares Core Bond ETF |
| 12/28/2020 |
OVF |
Listed Funds Trust - Overlay Shares Foreign Equity ETF |
N/A
|
$25.74 |
$25.52 |
5.27% |
$0.3361 |
semi-annual |
12/24/2020 |
12/29/2020 |
12/30/2020 |
19 M |
$0.00 |
0.00 |
Overlay Shares Foreign Equity ETF |
| 12/28/2020 |
OVL |
Listed Funds Trust - Overlay Shares Large Cap Equity ETF |
N/A
|
$45.15 |
$31.73 |
4.77% |
$0.3786 |
quarterly |
04/28/2020 |
12/29/2020 |
12/30/2020 |
181 M |
$0.00 |
0.00 |
Overlay Shares Large Cap Equity ETF |
| 12/28/2020 |
OVM |
Listed Funds Trust - Overlay Shares Municipal Bond ETF |
N/A
|
$22.37 |
$25.91 |
3.94% |
$0.2553 |
quarterly |
04/28/2020 |
12/29/2020 |
12/30/2020 |
23 M |
$0.00 |
0.00 |
Overlay Shares Municipal Bond ETF |
| 12/28/2020 |
OVS |
Listed Funds Trust - Overlay Shares Small Cap Equity ETF |
N/A
|
$35.59 |
$30.07 |
3.08% |
$0.2317 |
quarterly |
04/28/2020 |
12/29/2020 |
12/30/2020 |
12 M |
$0.00 |
0.00 |
Overlay Shares Small Cap Equity ETF |
| 12/28/2020 |
QADA |
QAD, Inc. - Class A |
Software Publishers
|
$87.63 |
$62.00 |
0.46% |
$0.072 |
quarterly |
12/15/2020 |
12/29/2020 |
01/07/2021 |
0 M |
$0.00 |
0.00 |
Ordinary Shares - Class A |
| 12/28/2020 |
QADB |
QAD, Inc. - Class B |
Software Publishers
|
$87.54 |
$47.23 |
0.51% |
$0.06 |
quarterly |
12/15/2020 |
12/29/2020 |
01/07/2021 |
0 M |
$0.26 |
0.00 |
Ordinary Shares - Class B |
| 12/28/2020 |
QRFT |
Exchange Listed Funds Trust - QRAFT AI Enhanced U.S. Large Cap ETF |
N/A
|
$52.73 |
$38.27 |
7.18% |
$0.6869 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
13 M |
$0.00 |
0.00 |
QRAFT AI Enhanced U.S. Large Cap ETF |
| 12/28/2020 |
ROBO |
Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF |
N/A
|
$55.47 |
$60.67 |
0.79% |
$0.1192 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
1,145 M |
$0.00 |
0.00 |
ETCT ROBO Global Robotics and Automation Index ETF |
| 12/28/2020 |
SDCI |
USCF ETF Trust - USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund |
N/A
|
$19.01 |
$15.95 |
N/A |
$0.00 |
quarterly |
04/02/2021 |
12/29/2020 |
N/A |
24 M |
$0.00 |
0.00 |
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund |
| 12/28/2020 |
SDGA |
Impact Shares Trust I - Impact Shares Sustainable Development Goals Global Equity ETF |
N/A
|
$22.52 |
$25.36 |
3.75% |
$0.2378 |
quarterly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
7 M |
$0.00 |
0.00 |
Impact Shares Sustainable Development Goals Global Equity ETF |
| 12/28/2020 |
SFY |
Tidal ETF Trust - SoFi Select 500 ETF |
N/A
|
$20.29 |
$13.80 |
2.41% |
$0.083 |
semi-annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
852 M |
$0.00 |
0.00 |
SoFi Select 500 ETF |
| 12/28/2020 |
SFYF |
Tidal ETF Trust - SoFi Social 50 ETF |
N/A
|
$35.41 |
$27.77 |
0.46% |
$0.0321 |
semi-annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
17 M |
$0.00 |
0.00 |
SoFi 50 ETF |
| 12/28/2020 |
SFYX |
Tidal ETF Trust - SoFi Next 500 ETF |
N/A
|
$14.58 |
$12.30 |
2.86% |
$0.088 |
semi-annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
93 M |
$0.00 |
0.00 |
SoFi Next 500 ETF |
| 12/28/2020 |
SMCP |
Alphamark advisors LLC - AlphaMark Actively Managed Small Cap ETF |
N/A
|
$32.23 |
$26.11 |
2.22% |
$0.1452 |
annual |
12/24/2020 |
12/29/2020 |
12/30/2020 |
34 M |
$0.00 |
0.00 |
AlphaMark Actively Managed Small Cap ETF |
| 12/28/2020 |
SNUG |
EA Series Trust - Merlyn.AI Tactical Growth and Income ETF |
N/A
|
$22.15 |
$27.49 |
N/A |
$0.00 |
quarterly |
N/A |
12/29/2020 |
01/04/2021 |
0 M |
$0.00 |
0.00 |
Merlyn.AI Tactical Growth and Income ETF |
| 12/28/2020 |
SPSK |
Tidal ETF Trust - SP Funds Dow Jones Global Sukuk ETF |
N/A
|
$18.40 |
$20.48 |
0.82% |
$0.042 |
monthly |
06/23/2020 |
12/29/2020 |
12/31/2020 |
241 M |
$0.00 |
0.00 |
SP Funds Dow Jones Global Sukuk ETF |
| 12/28/2020 |
SPUS |
Tidal ETF Trust - SP Funds S&P 500 Sharia Industry Exclusions ETF |
N/A
|
$40.74 |
$25.15 |
0.41% |
$0.026 |
monthly |
06/23/2020 |
12/29/2020 |
12/31/2020 |
710 M |
$0.00 |
0.00 |
SP Funds S&P 500 Sharia Industry Exclusions ETF |
| 12/28/2020 |
TWN |
Taiwan Fund Inc |
N/A
|
$44.73 |
$25.58 |
51.79% |
$3.3122 |
annual |
12/17/2020 |
12/29/2020 |
01/08/2021 |
334 M |
$0.00 |
0.00 |
Ordinary Shares |
| 12/28/2020 |
UTRN |
Exchange Traded Concepts Trust - Vesper U.S. Large Cap Short-Term Reversal Strategy ETF |
N/A
|
$29.43 |
$29.28 |
36.62% |
$2.6801 |
annual |
12/24/2020 |
12/29/2020 |
12/31/2020 |
24 M |
$0.00 |
0.00 |
Vesper U.S. Large Cap Short-Term Reversal Strategy ETF |
| 12/28/2020 |
WBND |
Legg Mason ETF Investment Trust - Western Asset Total Return ETF |
N/A
|
$20.66 |
$28.14 |
10.19% |
$0.717 |
monthly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
41 M |
$0.00 |
0.00 |
Western Asset Total Return ETF |
| 12/28/2020 |
WINC |
Legg Mason ETF Investment Trust - Western Asset Short Duration Income ETF |
N/A
|
$24.20 |
$26.30 |
1.72% |
$0.1133 |
monthly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
13 M |
$0.00 |
0.00 |
Western Asset Short Duration Income ETF |
| 12/28/2020 |
WOMN |
Tidal Trust III - Impact Shares YWCA Womens Empowerment ETF |
N/A
|
$38.00 |
$28.95 |
22.26% |
$1.6109 |
quarterly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
60 M |
$0.00 |
0.00 |
Impact Shares YWCA Womens Empowerment ETF |
| 12/28/2020 |
YLDE |
Legg Mason ETF Investment Trust - ClearBridge Dividend Strategy ESG ETF |
N/A
|
$49.18 |
$35.62 |
1.57% |
$0.14 |
quarterly |
12/24/2020 |
12/29/2020 |
12/31/2020 |
50 M |
$0.00 |
0.00 |
ClearBridge Dividend Strategy ESG ETF |