Earnings
No earnings for this filterDividends
| Ex dividend date | Ticker | Name | Industry | Stock price | Reported price | Dividend yield | Dividend rate | Frequency | Declared date | Record date | Payment date | Marketcap | EPS | P/E ratio | Description |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 12/30/2020 | AAXJ | BlackRock Institutional Trust Company N.A. - iShares MSCI All Country Asia ex Japan ETF | N/A | $73.03 | $89.70 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 2,351 M | $0.00 | 0.00 | BTC iShares MSCI All Country Asia ex Japan ETF |
| 12/30/2020 | ABCB | Ameris Bancorp | Monetary Authorities-Central Bank | $61.63 | $37.96 | 1.58% | $0.15 | quarterly | 12/17/2020 | 12/31/2020 | 01/11/2021 | 4,257 M | $4.51 | 13.68 | Ordinary Shares |
| 12/30/2020 | ABEQ | Unified Series Trust - Absolute Select Value ETF | N/A | $32.62 | $25.45 | 1.40% | $0.0893 | unspecified | 12/29/2020 | 12/31/2020 | 01/04/2021 | 92 M | $0.00 | 0.00 | Absolute Core Strategy ETF |
| 12/30/2020 | ACP | abrdn Income Credit Strategies Fund | Securities and Commodity Exchanges | $6.41 | $10.82 | 3.70% | $0.10 | monthly | 12/09/2020 | 12/31/2020 | 01/08/2021 | 334 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | ACWI | BlackRock Institutional Trust Company N.A. - iShares MSCI ACWI ETF | N/A | $116.98 | $90.66 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 18,670 M | $0.00 | 0.00 | BTC iShares MSCI ACWI ETF |
| 12/30/2020 | ACWX | BlackRock Institutional Trust Company N.A. - iShares MSCI ACWI ex US ETF | N/A | $55.78 | $53.30 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 4,683 M | $0.00 | 0.00 | BTC iShares MSCI ACWI ex US ETF |
| 12/30/2020 | AEF | abrdn Emerging Markets Equity Income Fund Inc | Securities and Commodity Exchanges | $5.40 | $8.14 | 3.95% | $0.0803 | irregular | 12/21/2020 | 12/31/2020 | 01/08/2021 | 274 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | AESR | Two Roads Shared Trust - Anfield U.S. Equity Sector Rotation ETF | N/A | $16.73 | $11.86 | 1.85% | $0.0548 | annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 127 M | $0.00 | 0.00 | Anfield U.S. Equity Sector Rotation ETF |
| 12/30/2020 | AFT | Apollo Senior Floating Rate Fund Inc | Securities and Commodity Exchanges | $14.86 | $14.33 | 2.76% | $0.099 | unspecified | 12/21/2020 | 12/31/2020 | 01/14/2021 | 207 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | AGD | abrdn Global Dynamic Dividend Fund | Securities and Commodity Exchanges | $10.31 | $10.46 | 2.49% | $0.065 | monthly | 12/09/2020 | 12/31/2020 | 01/08/2021 | 256 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | AGGP | IndexIQ ETF Trust - IQ Enhanced Core Plus Bond U.S. ETF | N/A | $19.88 | $20.00 | 0.88% | $0.0443 | monthly | 02/05/2020 | 12/31/2020 | 01/07/2021 | 24 M | $0.00 | 0.00 | IQ Enhanced Core Plus Bond U.S. ETF |
| 12/30/2020 | AGNC | AGNC Investment Corp | Mortgage and Nonmortgage Loan Brokers | $10.20 | $15.56 | 3.08% | $0.12 | monthly | 12/10/2020 | 12/31/2020 | 01/12/2021 | 7,989 M | $0.42 | 27.55 | Ordinary Shares |
| 12/30/2020 | AGNCM | AGNC Investment Corp - FXDFR PRF PERPETUAL USD 25 - Ser D 1/1000th int | Mortgage and Nonmortgage Loan Brokers | $25.15 | $25.03 | 6.87% | $0.4297 | quarterly | 12/10/2020 | 01/01/2021 | 01/15/2021 | 7,989 M | $0.42 | 27.55 | FXDFR PRF PERPETUAL USD 25 - Ser D 1/1000th int |
| 12/30/2020 | AGNCN | AGNC Investment Corp - FXDFR PRF PERPETUAL USD 25 - Ser C 1/1000 th Int | Mortgage and Nonmortgage Loan Brokers | $25.61 | $25.67 | 6.82% | $0.4375 | quarterly | 12/10/2020 | 01/01/2021 | 01/15/2021 | 7,989 M | $0.42 | 27.55 | FXDFR PRF PERPETUAL USD 25 - Ser C 1/1000 th Int |
| 12/30/2020 | AGNCO | AGNC Investment Corp - FXDFR PRF PERPETUAL USD 25 - Ser E 1/1000 th Int | Mortgage and Nonmortgage Loan Brokers | $24.95 | $24.76 | 6.56% | $0.4062 | quarterly | 12/10/2020 | 01/01/2021 | 01/15/2021 | 7,989 M | $0.42 | 27.55 | FXDFR PRF PERPETUAL USD 25 - Ser E 1/1000 th Int |
| 12/30/2020 | AGNCP | AGNC Investment Corp - FXDFR PRF PERPETUAL USD 25 - 1/1,000th Ser F | Mortgage and Nonmortgage Loan Brokers | $24.10 | $23.80 | 6.43% | $0.3828 | quarterly | 12/10/2020 | 01/01/2021 | 01/15/2021 | 7,989 M | $0.42 | 27.55 | FXDFR PRF PERPETUAL USD 25 - 1/1,000th Ser F |
| 12/30/2020 | AGNG | Global X Funds - Global X Aging Population ETF | N/A | $33.12 | $28.00 | 0.79% | $0.055 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 64 M | $0.00 | 0.00 | Global X Longevity Thematic ETF |
| 12/30/2020 | AGZD | WisdomTree Trust - WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund | N/A | $22.21 | $47.10 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 159 M | $0.00 | 0.00 | WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund |
| 12/30/2020 | AIA | BlackRock Institutional Trust Company N.A. - iShares Asia 50 ETF | N/A | $67.27 | $87.10 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 1,297 M | $0.00 | 0.00 | BTC iShares Asia 50 ETF |
| 12/30/2020 | AIF | Apollo Tactical Income Fund Inc | N/A | $14.82 | $14.45 | 2.82% | $0.102 | unspecified | 12/21/2020 | 12/31/2020 | 01/14/2021 | 215 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | AIQ | Global X Funds - Global X Artificial Intelligence & Technology ETF | N/A | $35.37 | $27.18 | 0.81% | $0.0548 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 2,129 M | $0.00 | 0.00 | Global X Artificial Intelligence & Technology ETF |
| 12/30/2020 | AJXA | Great Ajax Corp - 7.25% NT CONVERT 30/04/2024 USD 25 | Other Financial Vehicles | $25.07 | $24.90 | 7.28% | $0.4531 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 161 M | $0.00 | 0.00 | 7.25% NT CONVERT 30/04/2024 USD 25 |
| 12/30/2020 | ALTS | ALT5 Sigma Corp. | Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) | $2.41 | $36.74 | 1.18% | $0.1085 | quarterly | 01/29/2020 | 12/31/2020 | 01/07/2021 | 31 M | $0.00 | 0.00 | ProShares Morningstar Alternatives Solution ETF |
| 12/30/2020 | ALTY | Global X Funds - Global X Alternative Income ETF | N/A | $11.83 | $11.58 | 2.68% | $0.0776 | monthly | 12/29/2020 | 12/31/2020 | 01/08/2021 | 34 M | $0.00 | 0.00 | Global X SuperDividend Alternatives ETF |
| 12/30/2020 | AMCA | iShares Trust - iShares Russell 1000 Pure U.S. Revenue ETF | N/A | $37.55 | $31.42 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | iShares Russell 1000 Pure U.S. Revenue ETF |
| 12/30/2020 | ANH | Anworth Mortgage Asset Corp. | Other Financial Vehicles | $2.98 | $2.66 | 7.52% | $0.05 | quarterly | 12/16/2020 | 12/31/2020 | 01/29/2021 | 296 M | -$1.14 | -2.62 | Ordinary Shares |
| 12/30/2020 | AOD | abrdn Total Dynamic Dividend Fund | Securities and Commodity Exchanges | $8.95 | $8.90 | 2.58% | $0.0575 | monthly | 12/09/2020 | 12/31/2020 | 01/08/2021 | 944 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | AQN | Algonquin Power & Utilities Corp | N/A | $5.41 | $16.52 | 4.89% | $0.2019 | quarterly | 11/12/2020 | 12/31/2020 | 01/15/2021 | 4,149 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | ARE | Alexandria Real Estate Equities Inc. | Lessors of Nonresidential Buildings (except Miniwarehouses) | $119.57 | $175.09 | 2.49% | $1.09 | quarterly | 12/07/2020 | 12/31/2020 | 01/15/2021 | 20,916 M | $0.81 | 149.69 | Ordinary Shares |
| 12/30/2020 | ARGT | Global X Funds - Global X MSCI Argentina ETF | N/A | $65.19 | $30.71 | 1.11% | $0.0854 | semi-annual | 01/17/2020 | 12/31/2020 | 01/08/2021 | 338 M | $0.00 | 0.00 | Global X MSCI Argentina ETF |
| 12/30/2020 | ARI | Apollo Commercial Real Estate Finance Inc | Mortgage and Nonmortgage Loan Brokers | $10.59 | $11.24 | 12.46% | $0.35 | quarterly | 12/16/2020 | 12/31/2020 | 01/15/2021 | 1,465 M | $0.05 | 202.17 | Ordinary Shares |
| 12/30/2020 | ASEA | Global X Funds - Global X FTSE Southeast Asia ETF | N/A | $16.60 | $14.55 | 2.69% | $0.0979 | semi-annual | 01/17/2020 | 12/31/2020 | 01/08/2021 | 42 M | $0.00 | 0.00 | Global X FTSE Southeast Asia ETF |
| 12/30/2020 | ATAX | America First Multifamily Investors LP - Unit | Other Activities Related to Credit Intermediation | $19.10 | $4.23 | 5.67% | $0.06 | quarterly | 12/16/2020 | 12/31/2020 | 01/29/2021 | 0 M | $0.00 | 0.00 | Unit |
| 12/30/2020 | ATNI | ATN International Inc | N/A | $26.70 | $41.90 | 1.62% | $0.17 | quarterly | 12/14/2020 | 12/31/2020 | 01/08/2021 | 404 M | -$0.79 | -33.45 | Ordinary Shares |
| 12/30/2020 | AUSF | Global X Funds - Global X Adaptive U.S. Factor ETF | N/A | $42.09 | $25.52 | 0.96% | $0.0615 | quarterly | 01/17/2020 | 12/31/2020 | 01/08/2021 | 298 M | $0.00 | 0.00 | Global X Adaptive U.S. Factor ETF |
| 12/30/2020 | AUY | Yamana Gold Inc. | Gold Ore Mining | $5.85 | $5.87 | 1.79% | $0.0262 | quarterly | 10/29/2020 | 12/31/2020 | 01/14/2021 | 5,627 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | AVAL | Grupo Aval Acciones y Valores S.A. - ADR | Monetary Authorities-Central Bank | $2.07 | $6.92 | 1.67% | $0.0288 | monthly | N/A | 12/31/2020 | 01/12/2021 | 781 M | $0.00 | 0.00 | ADR |
| 12/30/2020 | AVB | Avalonbay Communities Inc. | Lessors of Residential Buildings and Dwellings | $225.73 | $158.05 | 4.02% | $1.59 | quarterly | 11/12/2020 | 12/31/2020 | 01/15/2021 | 32,103 M | $5.90 | 38.23 | Ordinary Shares |
| 12/30/2020 | AWP | abrdn Global Premier Properties Fund | Securities and Commodity Exchanges | $4.36 | $5.26 | 3.04% | $0.04 | monthly | 12/09/2020 | 12/31/2020 | 01/08/2021 | 372 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | AWTM | Tidal ETF Trust - AWTM Ultra-Short Duration Enhanced Income ETF | N/A | N/A | $49.86 | 0.24% | $0.03 | monthly | 03/11/2020 | 12/31/2020 | 01/05/2021 | 23 M | $0.00 | 0.00 | Aware Ultra-Short Duration Enhanced Income ETF |
| 12/30/2020 | AXS | Axis Capital Holdings Ltd | N/A | $79.88 | $50.02 | 3.36% | $0.42 | quarterly | 12/03/2020 | 12/31/2020 | 01/15/2021 | 6,724 M | $7.29 | 10.80 | Ordinary Shares |
| 12/30/2020 | BAMH | Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25 | N/A | $16.51 | $25.63 | 4.51% | $0.2891 | quarterly | N/A | 01/02/2021 | 01/16/2021 | 0 M | $0.00 | 0.00 | 4.625% NT REDEEM 16/10/2080 USD 25 |
| 12/30/2020 | BANF | Bancfirst Corp. | Monetary Authorities-Central Bank | $106.40 | $58.07 | 2.34% | $0.34 | quarterly | 11/19/2020 | 12/31/2020 | 01/15/2021 | 3,514 M | $5.99 | 17.49 | Ordinary Shares |
| 12/30/2020 | BANFP | BFC Capital Trust II - 7.20% PFS REDEEM 31/03/2034 USD 25 | N/A | $25.80 | $28.50 | 6.31% | $0.45 | quarterly | 11/19/2020 | 12/31/2020 | 01/15/2021 | 0 M | $0.00 | 0.00 | 7.20% PFS REDEEM 31/03/2034 USD 25 |
| 12/30/2020 | BBIN | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders International Equity ETF | N/A | $62.69 | $55.81 | 0.11% | $0.0148 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 4,614 M | $0.00 | 0.00 | JPMorgan BetaBuilders International Equity ETF |
| 12/30/2020 | BBMC | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders U.S. Mid Cap Equity ETF | N/A | $92.88 | $78.88 | 0.07% | $0.0135 | unspecified | 12/30/2020 | 12/31/2020 | 01/05/2021 | 1,755 M | $0.00 | 0.00 | JPMorgan BetaBuilders U.S. Mid Cap Equity ETF |
| 12/30/2020 | BBN | BlackRock Taxable Municipal Bond Trust | Securities and Commodity Exchanges | $17.77 | $27.20 | 1.72% | $0.117 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 1,098 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BBSA | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF | N/A | $48.45 | $26.12 | 0.46% | $0.03 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 15 M | $0.00 | 0.00 | JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF |
| 12/30/2020 | BCSF | Bain Capital Specialty Finance Inc | N/A | $17.11 | $12.00 | 11.33% | $0.34 | quarterly | 11/05/2020 | 12/31/2020 | 01/29/2021 | 1,105 M | $2.00 | 8.56 | Ordinary Shares |
| 12/30/2020 | BEN | Franklin Resources, Inc. | N/A | $20.24 | $24.78 | 4.52% | $0.28 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 10,585 M | $1.61 | 13.07 | Ordinary Shares |
| 12/30/2020 | BFIT | Global X Funds - Global X Health & Wellness ETF | N/A | $22.72 | $25.61 | 1.53% | $0.0979 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 15 M | $0.00 | 0.00 | Global X Health & Wellness Thematic ETF |
| 12/30/2020 | BGB | Blackstone Strategic Credit 2027 Term Fund | N/A | $12.17 | $12.47 | 2.34% | $0.073 | monthly | 12/09/2020 | 12/31/2020 | 01/29/2021 | 544 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BGIO | BlackRock 2022 Global Income Opportunity Trust | N/A | $2.63 | $9.00 | 2.22% | $0.05 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 58 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BGRN | iShares Trust - iShares USD Green Bond ETF | N/A | $47.86 | $56.19 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 378 M | $0.00 | 0.00 | iShares Global Green Bond ETF |
| 12/30/2020 | BGS | B&G Foods, Inc | N/A | $8.47 | $28.15 | 6.75% | $0.475 | quarterly | 10/27/2020 | 12/31/2020 | 02/01/2021 | 671 M | -$1.50 | -5.76 | Ordinary Shares |
| 12/30/2020 | BGT | BlackRock Floating Rate Income Trust | Securities and Commodity Exchanges | $12.69 | $11.81 | 2.19% | $0.0647 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 283 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BGX | Blackstone Long-Short Credit Income Fund | Investment Banking and Securities Dealing | $12.98 | $13.42 | 2.44% | $0.082 | monthly | 12/09/2020 | 12/31/2020 | 01/29/2021 | 165 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BHK | BlackRock Core Bond Trust | Securities and Commodity Exchanges | $11.65 | $16.08 | 1.86% | $0.0746 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 629 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BIT | BlackRock Multi-Sector Income Trust | N/A | $15.02 | $17.27 | 2.87% | $0.1237 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 567 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BKT | BlackRock Income Trust Inc | Securities and Commodity Exchanges | $12.34 | $6.07 | 2.27% | $0.0344 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 263 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BLES | Northern Lights Fund Trust IV - Inspire Global Hope ETF | N/A | $38.95 | $33.50 | 0.83% | $0.0697 | quarterly | 12/29/2020 | 12/31/2020 | 01/04/2021 | 113 M | $0.00 | 0.00 | Inspire Global Hope ETF |
| 12/30/2020 | BLW | BlackRock Limited Duration Income Trust | Securities and Commodity Exchanges | $14.45 | $15.80 | 2.48% | $0.0981 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 516 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BNL | Broadstone Net Lease Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $18.30 | $19.41 | 5.15% | $0.25 | quarterly | 11/05/2020 | 12/31/2020 | 01/15/2021 | 3,450 M | $0.80 | 22.03 | Ordinary Shares - Class A |
| 12/30/2020 | BOND | Pimco Exchange Traded Fund - PIMCO Active Bond ETF | N/A | $93.73 | $112.93 | 0.81% | $0.23 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 4,729 M | $0.00 | 0.00 | PIMCO Active Bond ETF |
| 12/30/2020 | BOSS | Global X Funds - Global X Founder-Run Companies ETF | N/A | $26.95 | $30.30 | 4.44% | $0.3365 | semi-annual | 01/17/2020 | 12/31/2020 | 01/08/2021 | 6 M | $0.00 | 0.00 | Global X Founder-Run Companies ETF |
| 12/30/2020 | BOTZ | Global X Funds - Global X Funds Global X Robotics & Artificial Intelligence ETF | N/A | $31.56 | $33.39 | N/A | $0.00 | semi-annual | N/A | 12/31/2020 | N/A | 2,655 M | $0.00 | 0.00 | Global X Funds Global X Robotics & Artificial Intelligence ETF |
| 12/30/2020 | BRMK | Broadmark Realty Capital Inc | Other Financial Vehicles | $4.82 | $10.19 | 2.36% | $0.06 | monthly | 12/10/2020 | 12/31/2020 | 01/15/2021 | 635 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BSL | Blackstone Senior Floating Rate 2027 Term Fund | Securities and Commodity Exchanges | $14.28 | $14.28 | 2.07% | $0.074 | monthly | 12/09/2020 | 12/31/2020 | 01/29/2021 | 186 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BTZ | BlackRock Credit Allocation Income Trust | Securities and Commodity Exchanges | $11.01 | $14.77 | 2.27% | $0.0839 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 1,030 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BUG | Global X Funds - Global X Cybersecurity ETF | N/A | $30.89 | $28.28 | 0.34% | $0.0237 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 793 M | $0.00 | 0.00 | Global X Cybersecurity ETF |
| 12/30/2020 | BWG | BrandywineGLOBAL - Global Income Opportunities Fund Inc | Securities and Commodity Exchanges | $8.70 | $12.42 | 2.42% | $0.075 | monthly | 11/17/2020 | 12/31/2020 | 01/29/2021 | 146 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | BXMT | Blackstone Mortgage Trust Inc - Ordinary Shares - Class A | Mortgage and Nonmortgage Loan Brokers | $18.46 | $27.50 | 9.02% | $0.62 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 3,205 M | -$0.93 | -20.32 | Ordinary Shares - Class A |
| 12/30/2020 | BXP | BXP Inc. | Lessors of Nonresidential Buildings (except Miniwarehouses) | $75.22 | $93.87 | 4.18% | $0.98 | quarterly | 12/15/2020 | 12/31/2020 | 01/28/2021 | 11,814 M | $1.02 | 75.45 | Ordinary Shares |
| 12/30/2020 | CACG | Legg Mason ETF Investment Trust - ClearBridge All Cap Growth ESG ETF | N/A | $53.39 | $43.81 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 125 M | $0.00 | 0.00 | ClearBridge All Cap Growth ETF |
| 12/30/2020 | CATH | Global X Funds - Global X S&P 500 Catholic Values ETF | N/A | $67.35 | $45.93 | 2.86% | $0.3287 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 908 M | $0.00 | 0.00 | Global X S&P 500 Catholic Values ETF |
| 12/30/2020 | CCAP | Crescent Capital BDC Inc | N/A | $18.40 | $14.63 | 11.21% | $0.41 | quarterly | 11/04/2020 | 12/31/2020 | 01/15/2021 | 681 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CCD | Calamos Dynamic Convertible and Income Fund | Securities and Commodity Exchanges | $23.74 | $28.33 | 2.36% | $0.167 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 581 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CCZ | Comcast Holdings Corp - FR DB REDEEM 15/10/2029 USD 71.52 | N/A | $55.82 | $60.50 | 2.48% | $0.3747 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 0 M | $0.00 | 0.00 | FR DB REDEEM 15/10/2029 USD 71.52 |
| 12/30/2020 | CEFA | Global X Funds - Global X S&P Catholic Values Developed ex-U.S. ETF | N/A | $32.25 | $30.38 | 3.37% | $0.2562 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 11 M | $0.00 | 0.00 | Global X S&P Catholic Values Developed ex-U.S. ETF |
| 12/30/2020 | CGBD | Carlyle Secured Lending Inc | N/A | $16.97 | $10.36 | 12.36% | $0.32 | quarterly | 11/02/2020 | 12/31/2020 | 01/15/2021 | 862 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CGO | Calamos Global Total Return Fund | Securities and Commodity Exchanges | $11.51 | $14.87 | 2.69% | $0.10 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 104 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CIGI | Colliers International Group Inc | N/A | $144.24 | $89.32 | 0.22% | $0.05 | semi-annual | 12/10/2020 | 12/31/2020 | 01/14/2021 | 7,062 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CIXX | CI Financial Corp | Securities and Commodity Exchanges | $11.42 | $12.56 | 5.73% | $0.18 | quarterly | N/A | 12/31/2020 | 01/15/2021 | 2,127 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CLOU | Global X Funds - Global X Cloud Computing ETF | N/A | $20.18 | $27.98 | N/A | $0.00 | semi-annual | N/A | 12/31/2020 | N/A | 381 M | $0.00 | 0.00 | Global X Cloud Computing ETF |
| 12/30/2020 | CLRG | IndexIQ ETF Trust - IQ U.S. Large Cap ETF | N/A | $33.84 | $28.88 | 1.62% | $0.1172 | quarterly | 02/05/2020 | 12/31/2020 | 01/07/2021 | 31 M | $0.00 | 0.00 | IQ Chaikin U.S. Large Cap ETF |
| 12/30/2020 | CMCTP | Creative Media & Community Trust - SU PRF PERPETUAL ILS 100 - Ser L | Other Financial Vehicles | $25.72 | N/A | N/A | $1.5604 | annual | 12/02/2020 | 12/31/2020 | 01/19/2021 | 0 M | $0.00 | 0.00 | SU PRF PERPETUAL ILS 100 - Ser L |
| 12/30/2020 | CMO | Capstead Mortgage Corp. | Other Financial Vehicles | $6.50 | $5.75 | 10.43% | $0.15 | quarterly | 12/10/2020 | 12/31/2020 | 01/20/2021 | 630 M | $0.70 | 9.35 | Ordinary Shares |
| 12/30/2020 | CMSC | CMS Energy Corporation - 5.875% NT REDEEM 15/10/2078 USD 25 | N/A | $24.63 | $28.33 | 5.18% | $0.3672 | quarterly | N/A | 12/31/2020 | 01/15/2021 | 20,272 M | $3.25 | 0.00 | 5.875% NT REDEEM 15/10/2078 USD 25 |
| 12/30/2020 | CNCR | ETF Series Solutions Trust - Range Cancer Therapeutics ETF | N/A | $14.96 | $32.21 | 3.58% | $0.2881 | annual | 12/29/2020 | 12/31/2020 | 01/04/2021 | 13 M | $0.00 | 0.00 | ETCT Loncar Cancer Immunotherapy ETF |
| 12/30/2020 | COLD | Americold Realty Trust Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $29.00 | $36.67 | 2.29% | $0.21 | quarterly | 12/08/2020 | 12/31/2020 | 01/15/2021 | 8,241 M | -$1.00 | -29.09 | Ordinary Shares |
| 12/30/2020 | COMB | GraniteShares Gold Trust - GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF | N/A | $19.58 | $23.28 | 0.28% | $0.0163 | annual | 03/18/2020 | 12/31/2020 | 01/04/2021 | 80 M | $0.00 | 0.00 | GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF |
| 12/30/2020 | COMT | BlackRock Institutional Trust Company N.A. - iShares GSCI Commodity Dynamic Roll Strategy ETF | N/A | $26.00 | $26.58 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 952 M | $0.00 | 0.00 | BTC iShares Commodities Select Strategy ETF |
| 12/30/2020 | COPX | Global X Funds - Global X Copper Miners ETF | N/A | $43.34 | $30.47 | 4.23% | $0.3226 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 2,257 M | $0.00 | 0.00 | Global X Copper Miners ETF |
| 12/30/2020 | COR | Cencora Inc. | Drugs and Druggists' Sundries Merchant Wholesalers | $239.57 | $123.38 | 3.99% | $1.23 | quarterly | 12/09/2020 | 12/31/2020 | 01/15/2021 | 47,207 M | $9.21 | 25.43 | Ordinary Shares |
| 12/30/2020 | CORP | Pimco Exchange Traded Fund - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund | N/A | $98.26 | $116.93 | 0.92% | $0.27 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 1,240 M | $0.00 | 0.00 | PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund |
| 12/30/2020 | CP | Canadian Pacific Kansas City Limited | Line-Haul Railroads | $82.94 | $348.99 | 0.86% | $0.7462 | quarterly | 10/20/2020 | 12/31/2020 | 01/25/2021 | 77,393 M | $2.79 | 29.72 | Ordinary Shares |
| 12/30/2020 | CPI | IndexIQ ETF Trust - IQ Real Return ETF | N/A | $25.60 | $27.27 | 3.95% | $0.2692 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 8 M | $0.00 | 0.00 | IQ Real Return ETF |
| 12/30/2020 | CPZ | Calamos Long/Short Equity & Dynamic Income Trust | N/A | $15.58 | $17.37 | 2.76% | $0.12 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 306 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CROP | IQ Global Agribusiness Small Cap ETF | Investment Trusts/Mutual Funds | $32.23 | N/A | N/A | $0.00 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 6 M | $0.00 | N/A | IQ Global Agribusiness Small Cap ETF |
| 12/30/2020 | CRT | Cross Timbers Royalty Trust | N/A | $9.59 | $8.24 | 3.02% | $0.0621 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 58 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CSML | IndexIQ ETF Trust - IQ U.S. Small Cap ETF | N/A | $34.95 | $29.11 | 2.01% | $0.1464 | quarterly | 02/05/2020 | 12/31/2020 | 01/07/2021 | 0 M | $0.00 | 0.00 | IQ Chaikin U.S. Small Cap ETF |
| 12/30/2020 | CSQ | Calamos Strategic Total Return Fund | Securities and Commodity Exchanges | $17.02 | $15.86 | 2.33% | $0.0925 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 2,636 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CSSEP | Chicken Soup for the Soul Entertainment Inc - 9.75% PRF PERPETUAL USD 25 - Ser A | N/A | $0.40 | $24.43 | 3.33% | $0.2031 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 0 M | -$20.19 | 0.00 | 9.75% PRF PERPETUAL USD 25 - Ser A |
| 12/30/2020 | CTEC | Global X Funds - Global X CleanTech ETF | N/A | $7.83 | $22.68 | 0.07% | $0.0038 | blank | 12/29/2020 | 12/31/2020 | 01/08/2021 | 39 M | $0.00 | 0.00 | Global X CleanTech ETF |
| 12/30/2020 | CTRE | CareTrust REIT Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $29.88 | $22.17 | 4.51% | $0.25 | quarterly | 12/17/2020 | 12/31/2020 | 01/15/2021 | 4,608 M | $0.59 | 62.20 | Ordinary Shares |
| 12/30/2020 | CVA | Covanta Holding Corporation | Materials Recovery Facilities | $20.26 | $12.88 | 2.48% | $0.08 | quarterly | 12/03/2020 | 12/31/2020 | 01/08/2021 | 2,695 M | $0.19 | 107.79 | Ordinary Shares |
| 12/30/2020 | CVBF | CVB Financial Corp. | Monetary Authorities-Central Bank | $18.43 | $19.38 | 3.72% | $0.18 | quarterly | 12/16/2020 | 12/31/2020 | 01/15/2021 | 2,573 M | $1.47 | 12.64 | Ordinary Shares |
| 12/30/2020 | CXSE | WisdomTree Trust - WisdomTree China ex-State-Owned Enterprises Fund | N/A | $26.28 | $65.51 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 335 M | $0.00 | 0.00 | WisdomTree China ex-State-Owned Enterprises Fund |
| 12/30/2020 | DAX | Global X Funds - Global X DAX Germany ETF | N/A | $33.90 | $31.13 | 5.14% | $0.40 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 72 M | $0.00 | 0.00 | Global X DAX Germany ETF |
| 12/30/2020 | DDS | Dillard`s Inc. - Ordinary Shares - Class A | N/A | $338.97 | $63.86 | 0.94% | $0.15 | quarterly | 11/19/2020 | 12/31/2020 | 02/01/2021 | 4,152 M | $43.95 | 5.79 | Ordinary Shares - Class A |
| 12/30/2020 | DE | Deere & Co. | Farm Machinery and Equipment Manufacturing | $385.74 | $266.15 | 1.14% | $0.76 | quarterly | 12/02/2020 | 12/31/2020 | 02/08/2021 | 105,538 M | $33.29 | 11.15 | Ordinary Shares |
| 12/30/2020 | DEI | Douglas Emmett Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $16.00 | $28.87 | 3.88% | $0.28 | quarterly | 12/10/2020 | 12/31/2020 | 01/15/2021 | 2,679 M | -$0.21 | -75.67 | Ordinary Shares |
| 12/30/2020 | DES | WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund | N/A | $34.30 | $26.48 | 0.46% | $0.0308 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 2,036 M | $0.00 | 0.00 | WisdomTree U.S. SmallCap Dividend Fund |
| 12/30/2020 | DGRE | WisdomTree Trust - WisdomTree Emerging Markets Quality Dividend Growth Fund | Securities and Commodity Exchanges | $27.40 | $28.44 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 146 M | $0.00 | 0.00 | WisdomTree Emerging Markets Quality Dividend Growth Fund |
| 12/30/2020 | DGRS | WisdomTree Trust - WisdomTree U.S. SmallCap Quality Dividend Growth Fund | N/A | $50.76 | $39.46 | 1.29% | $0.1274 | unspecified | 12/29/2020 | 12/31/2020 | 01/05/2021 | 404 M | $0.00 | 0.00 | WisdomTree U.S. SmallCap Quality Dividend Growth Fund |
| 12/30/2020 | DGRW | WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund | N/A | $82.00 | $53.56 | 0.13% | $0.0176 | unspecified | 12/29/2020 | 12/31/2020 | 01/05/2021 | 14,331 M | $0.00 | 0.00 | WisdomTree U.S. Quality Dividend Growth Fund |
| 12/30/2020 | DHS | WisdomTree Trust - WisdomTree U.S. High Dividend Fund | N/A | $93.11 | $68.82 | 0.44% | $0.076 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 1,150 M | $0.00 | 0.00 | WisdomTree U.S. High Dividend Fund |
| 12/30/2020 | DIV | Global X Funds - Global X SuperDividend U.S. ETF | N/A | $18.50 | $16.73 | 2.38% | $0.0995 | monthly | 01/20/2020 | 12/31/2020 | 01/08/2021 | 664 M | $0.00 | 0.00 | Global X SuperDividend U.S. ETF |
| 12/30/2020 | DLN | WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund | N/A | $77.54 | $106.59 | 0.17% | $0.0454 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 4,245 M | $0.00 | 0.00 | WisdomTree U.S. LargeCap Dividend Fund |
| 12/30/2020 | DMDV | ETF Series Solutions Trust - AAM S&P Developed Markets High Dividend Value ETF | N/A | $23.52 | $22.47 | 1.51% | $0.0851 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 2 M | $0.00 | 0.00 | AAM S&P Developed Markets High Dividend Value ETF |
| 12/30/2020 | DMXF | iShares Trust - iShares ESG Advanced MSCI EAFE ETF | N/A | $71.25 | $63.57 | N/A | $0.00 | semi-annual | N/A | 12/31/2020 | N/A | 705 M | $0.00 | 0.00 | iShares ESG Advanced MSCI EAFE ETF |
| 12/30/2020 | DNP | DNP Select Income Fund Inc. | Securities and Commodity Exchanges | $9.49 | $10.25 | 2.54% | $0.065 | monthly | 09/16/2020 | 12/31/2020 | 01/11/2021 | 3,368 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | DOOO | BRP Inc | N/A | $72.39 | $66.22 | 0.66% | $0.11 | quarterly | 11/25/2020 | 12/31/2020 | 01/14/2021 | 2,526 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | DOX | Amdocs Ltd | Custom Computer Programming Services | $86.96 | $69.36 | 1.89% | $0.3275 | quarterly | 11/10/2020 | 12/31/2020 | 01/22/2021 | 10,222 M | $4.34 | 20.45 | Ordinary Shares |
| 12/30/2020 | DRIV | Global X Funds - Global X Autonomous & Electric Vehicles ETF | N/A | $22.55 | $23.97 | 0.34% | $0.0202 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 463 M | $0.00 | 0.00 | Global X Autonomous & Electric Vehicles ETF |
| 12/30/2020 | DSU | BlackRock Debt Strategies Fund, Inc. | Investment Banking and Securities Dealing | $10.85 | $10.27 | 2.36% | $0.0605 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 506 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | DTB | DTE Energy Co. - 4.375% DB REDEEM 15/10/2080 USD 25 | N/A | $20.45 | $27.00 | 4.68% | $0.316 | quarterly | N/A | 12/31/2020 | 01/15/2021 | 25,871 M | $6.70 | 0.00 | 4.375% DB REDEEM 15/10/2080 USD 25 |
| 12/30/2020 | DTD | WisdomTree Trust - WisdomTree U.S. Total Dividend Fund | N/A | $75.48 | $104.20 | 0.16% | $0.0419 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 1,310 M | $0.00 | 0.00 | WisdomTree U.S. Total Dividend Fund |
| 12/30/2020 | DTF | DTF Tax-Free Income 2028 Term Fund Inc | Securities and Commodity Exchanges | $11.24 | $14.84 | 0.00% | $0.0002 | blank | 12/17/2020 | 12/31/2020 | 01/11/2021 | 79 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | DTN | WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund | Securities and Commodity Exchanges | $101.81 | $83.26 | 0.18% | $0.0371 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 537 M | $0.00 | 0.00 | WisdomTree U.S. Dividend Ex-Financials Fund |
| 12/30/2020 | DVY | BlackRock Institutional Trust Company N.A. - iShares Select Dividend ETF | N/A | $134.07 | $95.39 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 19,970 M | $0.00 | 0.00 | BTC iShares Select Dividend ETF |
| 12/30/2020 | DVYE | BlackRock Institutional Trust Company N.A. - iShares Emerging Markets Dividend ETF | N/A | $27.48 | $37.26 | 0.82% | $0.076 | quarterly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 675 M | $0.00 | 0.00 | BTC iShares Emerging Markets Dividend ETF |
| 12/30/2020 | DWFI | SPDR Series Trust - SPDR Dorsey Wright Fixed Income Allocation ETF | N/A | $25.80 | $26.26 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | SPDR Dorsey Wright Fixed Income Allocation ETF |
| 12/30/2020 | DXGE | WisdomTree Trust - WisdomTree Germany Hedged Equity Fund | Securities and Commodity Exchanges | $33.79 | $31.24 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | WisdomTree Germany Hedged Equity Fund |
| 12/30/2020 | DXJS | WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund | N/A | $33.69 | $39.81 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 84 M | $0.00 | 0.00 | WisdomTree Japan Hedged SmallCap Equity Fund |
| 12/30/2020 | EARN | Ellington Credit Co. | N/A | $6.92 | $12.68 | 8.83% | $0.28 | quarterly | 12/17/2020 | 12/31/2020 | 01/25/2021 | 175 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | EBIZ | Global X Funds - Global X E-commerce ETF | N/A | $24.12 | $32.10 | 3.32% | $0.2664 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 58 M | $0.00 | 0.00 | Global X E-commerce ETF |
| 12/30/2020 | EBLU | Tortoise Index Solutions - Ecofin Global Water ESG Fund | N/A | $48.27 | $39.80 | 2.25% | $0.2242 | semi-annual | 03/11/2020 | 12/31/2020 | 01/04/2021 | 56 M | $0.00 | 0.00 | Ecofin Global Water ESG Fund |
| 12/30/2020 | EDOC | Global X Funds - Global X Telemedicine & Digital Health ETF | N/A | $9.37 | $19.33 | 0.13% | $0.0064 | unspecified | 12/29/2020 | 12/31/2020 | 01/08/2021 | 44 M | $0.00 | 0.00 | Global X Telemedicine & Digital Health ETF |
| 12/30/2020 | EDUT | Global X Funds - Global X Education ETF | N/A | $20.54 | $18.10 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | Global X Education ETF |
| 12/30/2020 | EEMA | BlackRock Institutional Trust Company N.A. - iShares MSCI Emerging Markets Asia ETF | N/A | $73.42 | $87.36 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 412 M | $0.00 | 0.00 | BTC iShares MSCI Emerging Markets Asia ETF |
| 12/30/2020 | EEMD | ETF Series Solutions Trust - AAM S&P Emerging Markets High Dividend Value ETF | N/A | $18.59 | $21.74 | 1.07% | $0.0584 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 8 M | $0.00 | 0.00 | AAM S&P Emerging Markets High Dividend Value ETF |
| 12/30/2020 | EEMS | BlackRock Institutional Trust Company N.A. - iShares MSCI Emerging Markets Small-Cap ETF | N/A | $61.94 | $52.94 | 0.35% | $0.047 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 372 M | $0.00 | 0.00 | BTC iShares MSCI Emerging Markets Small-Cap ETF |
| 12/30/2020 | EES | WisdomTree Trust - WisdomTree U.S. SmallCap Fund | N/A | $52.53 | $38.80 | 0.31% | $0.0304 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 630 M | $0.00 | 0.00 | WisdomTree U.S. SmallCap Fund |
| 12/30/2020 | EFAS | Global X Funds - Global X MSCI SuperDividend EAFE ETF | N/A | $15.51 | $14.83 | 1.42% | $0.0525 | monthly | 12/29/2020 | 12/31/2020 | 01/08/2021 | 10 M | $0.00 | 0.00 | Global X MSCI SuperDividend EAFE ETF |
| 12/30/2020 | EFC | Ellington Financial Inc | Mortgage and Nonmortgage Loan Brokers | $13.15 | $14.83 | 2.70% | $0.10 | monthly | 12/07/2020 | 12/31/2020 | 01/25/2021 | 1,143 M | $1.28 | 11.62 | Ordinary Shares |
| 12/30/2020 | EGF | BlackRock Enhanced Government Fund Inc | N/A | $10.29 | $13.41 | 1.22% | $0.041 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 41 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | EGP | Eastgroup Properties, Inc. | Lessors of Nonresidential Buildings (except Miniwarehouses) | $186.40 | $137.53 | 2.30% | $0.79 | quarterly | 12/03/2020 | 12/31/2020 | 01/15/2021 | 9,083 M | $4.79 | 40.14 | Ordinary Shares |
| 12/30/2020 | EIX | Edison International | N/A | $87.03 | $61.63 | 4.30% | $0.6625 | quarterly | 12/10/2020 | 12/31/2020 | 01/31/2021 | 33,609 M | $2.49 | 34.97 | Ordinary Shares |
| 12/30/2020 | EMB | BlackRock Institutional Trust Company N.A. - iShares J.P. Morgan USD Emerging Markets Bond ETF | N/A | $92.11 | $115.84 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 15,906 M | $0.00 | 0.00 | BTC iShares J.P. Morgan USD Emerging Markets Bond ETF |
| 12/30/2020 | EMBD | Global X Funds - Global X Emerging Markets Bond ETF | N/A | $23.21 | $27.71 | 5.45% | $0.3776 | monthly | 12/30/2020 | 12/31/2020 | 01/08/2021 | 177 M | $0.00 | 0.00 | Global X Emerging Markets Bond ETF |
| 12/30/2020 | EMCB | WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund | N/A | $65.95 | $76.31 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 66 M | $0.00 | 0.00 | WisdomTree Emerging Markets Corporate Bond Fund |
| 12/30/2020 | EMFM | Global X Funds - Global X MSCI Next Emerging & Frontier ETF | N/A | $18.64 | $19.33 | 5.35% | $0.2584 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 17 M | $0.00 | 0.00 | Global X MSCI Next Emerging & Frontier ETF |
| 12/30/2020 | EMIF | BlackRock Institutional Trust Company N.A. - iShares Emerging Markets Infrastructure ETF | N/A | $21.98 | $24.69 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 9 M | $0.00 | 0.00 | BTC iShares Emerging Markets Infrastructure ETF |
| 12/30/2020 | EMNT | Pimco Exchange Traded Fund - PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | N/A | $98.86 | $100.75 | 0.48% | $0.12 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 162 M | $0.00 | 0.00 | PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund |
| 12/30/2020 | EMP | Entergy Utility Enterprises Inc - 4.90% BD REDEEM 01/10/2066 USD 25 | N/A | $23.06 | $26.42 | 4.69% | $0.3097 | quarterly | N/A | 12/31/2020 | 01/01/2021 | 0 M | $0.00 | 0.00 | 4.90% BD REDEEM 01/10/2066 USD 25 |
| 12/30/2020 | EMXC | BlackRock Institutional Trust Company N.A. - IShares MSCI Emerging Markets ex China ETF | N/A | $60.66 | $57.10 | 0.09% | $0.0133 | unspecified | 12/29/2020 | 12/31/2020 | 01/06/2021 | 15,996 M | $0.00 | 0.00 | IShares MSCI Emerging Markets ex China ETF |
| 12/30/2020 | EMXF | iShares Trust - iShares ESG Advanced MSCI EM ETF | N/A | $38.00 | $41.99 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 80 M | $0.00 | 0.00 | iShares ESG Advanced MSCI EM ETF |
| 12/30/2020 | ENBA | Enbridge Inc - FXDFR NT REDEEM 15/04/2078 USD 25 | Natural Gas Distribution | $25.40 | $26.49 | 6.02% | $0.3984 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 81,098 M | $0.00 | 0.00 | FXDFR NT REDEEM 15/04/2078 USD 25 |
| 12/30/2020 | ENO | Entergy New Orleans Inc - 5.50% BD REDEEM 01/04/2066 USD 25 | N/A | $24.25 | $25.65 | 5.42% | $0.3476 | quarterly | N/A | 12/31/2020 | 01/01/2021 | 0 M | $0.00 | 0.00 | 5.50% BD REDEEM 01/04/2066 USD 25 |
| 12/30/2020 | ENSG | Ensign Group Inc | N/A | $151.30 | $72.91 | 0.29% | $0.0525 | quarterly | 12/18/2020 | 12/31/2020 | 01/31/2021 | 8,645 M | $3.91 | 38.35 | Ordinary Shares |
| 12/30/2020 | ENZL | BlackRock Institutional Trust Company N.A. - iShares MSCI New Zealand ETF | N/A | $49.44 | $68.96 | N/A | $0.00 | semi-annual | N/A | 12/31/2020 | N/A | 89 M | $0.00 | 0.00 | iShares MSCI New Zealand ETF |
| 12/30/2020 | EPRF | Innovator ETFs Trust II - Innovator S&P Investment Grade Preferred ETF | N/A | $19.11 | $24.68 | 2.13% | $0.1316 | monthly | 12/29/2020 | 12/31/2020 | 01/04/2021 | 106 M | $0.00 | 0.00 | Innovator S&P Investment Grade Preferred ETF |
| 12/30/2020 | EPRT | Essential Properties Realty Trust Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $31.91 | $20.96 | 4.58% | $0.24 | quarterly | 12/03/2020 | 12/31/2020 | 01/15/2021 | 5,595 M | $1.16 | 28.97 | Ordinary Shares |
| 12/30/2020 | ERF | Enerplus Corporation | Crude Petroleum Extraction | $20.09 | $3.19 | 1.25% | $0.01 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 4,103 M | $1.28 | 15.06 | Ordinary Shares |
| 12/30/2020 | ESGD | iShares Trust - iShares Trust iShares ESG Aware MSCI EAFE ETF | N/A | $83.41 | $73.67 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 8,618 M | $0.00 | 0.00 | iShares Trust iShares ESG Aware MSCI EAFE ETF |
| 12/30/2020 | ESGE | iShares Trust - iShare Inc iShares ESG Aware MSCI EM ETF | N/A | $34.29 | $41.99 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 4,363 M | $0.00 | 0.00 | iShare Inc iShares ESG Aware MSCI EM ETF |
| 12/30/2020 | ESGU | iShares Trust - iShares Trust iShares ESG Aware MSCI USA ETF | N/A | $123.88 | $85.65 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 12,976 M | $0.00 | 0.00 | iShares Trust iShares ESG Aware MSCI USA ETF |
| 12/30/2020 | EUFN | BlackRock Institutional Trust Company N.A. - iShares MSCI Europe Financials ETF | N/A | $24.18 | $17.61 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 1,992 M | $0.00 | 0.00 | BTC iShares MSCI Europe Financials ETF |
| 12/30/2020 | EWEB | Global X Funds - Global X Emerging Markets Internet & E-commerce ETF | N/A | $23.45 | $16.12 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | Global X Emerging Markets Internet & E-commerce ETF |
| 12/30/2020 | EWGS | BlackRock Institutional Trust Company N.A. - iShares MSCI Germany Small-Cap ETF | N/A | $61.16 | $75.48 | 1.67% | $0.3159 | unspecified | 12/29/2020 | 12/31/2020 | 01/06/2021 | 22 M | $0.00 | 0.00 | BTC iShares MSCI Germany Small-Cap ETF |
| 12/30/2020 | EWJE | iShares Trust - iShares MSCI Japan Equal Weighted ETF | N/A | $31.94 | $38.60 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | iShares MSCI Japan Equal Weighted ETF |
| 12/30/2020 | EWJV | iShares Trust - iShares MSCI Japan Value ETF | N/A | $33.15 | $25.87 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 270 M | $0.00 | 0.00 | iShares MSCI Japan Value ETF |
| 12/30/2020 | EWP | BlackRock Institutional Trust Company N.A. - iShares MSCI Spain ETF | N/A | $33.89 | $27.45 | 0.99% | $0.0677 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 1,052 M | $0.00 | 0.00 | iShares MSCI Spain ETF |
| 12/30/2020 | EWW | BlackRock Institutional Trust Company N.A. - iShares MSCI Mexico ETF | N/A | $53.04 | $43.51 | 1.32% | $0.1437 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 1,347 M | $0.00 | 0.00 | iShares MSCI Mexico ETF |
| 12/30/2020 | EWZS | BlackRock Institutional Trust Company N.A. - iShares MSCI Brazil Small-Cap ETF | N/A | $12.52 | $16.68 | 0.86% | $0.0358 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 126 M | $0.00 | 0.00 | BTC iShares MSCI Brazil Small-Cap ETF |
| 12/30/2020 | FALN | iShares Trust - iShares Fallen Angels USD Bond ETF | N/A | $27.12 | $29.39 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 1,778 M | $0.00 | 0.00 | iShares Fallen Angels USD Bond ETF |
| 12/30/2020 | FAX | abrdn Asia-Pacific Income Fund Inc | Securities and Commodity Exchanges | $2.83 | $4.41 | 2.49% | $0.0275 | monthly | 12/09/2020 | 12/31/2020 | 01/08/2021 | 701 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FBNC | First Bancorp | Monetary Authorities-Central Bank | $42.52 | $33.60 | 2.14% | $0.18 | quarterly | 12/15/2020 | 12/31/2020 | 01/25/2021 | 1,754 M | $2.74 | 15.55 | Ordinary Shares |
| 12/30/2020 | FCO | abrdn Global Income Fund Inc | Securities and Commodity Exchanges | $5.85 | $7.99 | 3.50% | $0.07 | monthly | 12/09/2020 | 12/31/2020 | 01/08/2021 | 72 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FFTI | Northern Lights Fund Trust IV - Formula Folios Tactical Income ETF | N/A | $20.03 | $24.38 | 0.34% | $0.0209 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 76 M | $0.00 | 0.00 | Formula Folios Tactical Income ETF |
| 12/30/2020 | FINX | Global X Funds - Global X Funds Global X FinTech ETF | N/A | $27.50 | $46.63 | N/A | $0.00 | semi-annual | N/A | 12/31/2020 | N/A | 289 M | $0.00 | 0.00 | Global X Funds Global X FinTech ETF |
| 12/30/2020 | FITB | Fifth Third Bancorp | Monetary Authorities-Central Bank | $42.67 | $27.28 | 3.96% | $0.27 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 28,892 M | $3.13 | 13.40 | Ordinary Shares |
| 12/30/2020 | FIV | First Trust Senior Floating Rate 2022 Target Term Fund | N/A | $9.73 | $9.03 | 0.68% | $0.0153 | monthly | 12/21/2020 | 12/31/2020 | 01/15/2021 | 349 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FLBL | Franklin Templeton ETF Trust - Franklin Senior Loan ETF | N/A | $24.40 | $24.78 | 0.01% | $0.0005 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 577 M | $0.00 | 0.00 | Franklin Liberty Senior Loan ETF |
| 12/30/2020 | FLCB | Franklin Templeton ETF Trust - Franklin U.S. Core Bond ETF | N/A | $21.78 | $26.16 | 3.78% | $0.2475 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 2,000 M | $0.00 | 0.00 | Franklin Liberty U.S. Core Bond ETF |
| 12/30/2020 | FLCO | Franklin Templeton ETF Trust - Franklin Investment Grade Corporate ETF | N/A | $21.80 | $27.03 | 4.44% | $0.3002 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 407 M | $0.00 | 0.00 | Franklin Liberty Investment Grade Corporate ETF |
| 12/30/2020 | FLGV | Franklin Templeton ETF Trust - Franklin U.S. Treasury Bond ETF | N/A | $20.90 | $24.91 | 0.67% | $0.0418 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 823 M | $0.00 | 0.00 | Franklin Liberty U.S. Treasury Bond ETF |
| 12/30/2020 | FLHY | Franklin Templeton ETF Trust - Franklin High Yield Corporate ETF | N/A | $24.33 | $26.56 | 0.78% | $0.0517 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 366 M | $0.00 | 0.00 | Franklin Liberty High Yield Corporate ETF |
| 12/30/2020 | FLIA | Franklin Templeton ETF Trust - Franklin International Aggregate Bond ETF | N/A | $20.55 | $25.54 | N/A | $0.00 | monthly | 12/29/2020 | 12/31/2020 | N/A | 571 M | $0.00 | 0.00 | Franklin Liberty International Aggregate Bond ETF |
| 12/30/2020 | FLJP | Franklin Templeton ETF Trust - Franklin FTSE Japan ETF | N/A | $30.46 | $29.73 | 3.22% | $0.2396 | semi-annual | 12/29/2020 | 12/31/2020 | 01/11/2021 | 2,120 M | $0.00 | 0.00 | Franklin FTSE Japan ETF |
| 12/30/2020 | FLMB | Franklin Templeton ETF Trust - Franklin Municipal Green Bond ETF | N/A | $24.12 | $27.39 | 0.33% | $0.0224 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 110 M | $0.00 | 0.00 | Franklin Liberty Federal Tax-Free Bond ETF |
| 12/30/2020 | FLMI | Franklin Templeton ETF Trust - Franklin Dynamic Municipal Bond ETF | N/A | $24.78 | $26.36 | 0.65% | $0.0428 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 285 M | $0.00 | 0.00 | Franklin Liberty Federal Intermediate Tax-Free Bond Opportunities ETF |
| 12/30/2020 | FLUD | Franklin Templeton ETF Trust - Franklin Ultra Short Bond ETF | N/A | $24.95 | $24.96 | 0.99% | $0.0615 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 7 M | $0.00 | 0.00 | Franklin Liberty Ultra Short Bond ETF |
| 12/30/2020 | FMC | FMC Corp. | N/A | $64.58 | $114.08 | 1.68% | $0.48 | quarterly | 12/02/2020 | 12/31/2020 | 01/21/2021 | 8,061 M | $11.05 | 5.82 | Ordinary Shares |
| 12/30/2020 | FMIL | Fidelity Covington Trust - Fidelity New Millennium ETF | N/A | $39.50 | $24.11 | 0.12% | $0.007 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 225 M | $0.00 | 0.00 | Fidelity New Millennium ETF |
| 12/30/2020 | FNDA | Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF | N/A | $58.90 | $42.80 | 0.48% | $0.0511 | quarterly | 12/30/2020 | 12/31/2020 | 01/05/2021 | 8,932 M | $0.00 | 0.00 | Schwab Fundamental U.S. Small Company Index ETF |
| 12/30/2020 | FPF | First Trust Intermediate Duration Preferred & Income Fund | Securities and Commodity Exchanges | $18.80 | $23.92 | 2.13% | $0.1275 | monthly | 12/21/2020 | 12/31/2020 | 01/15/2021 | 1,144 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FPI | Farmland Partners Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $10.24 | $8.56 | 2.34% | $0.05 | quarterly | 11/09/2020 | 01/01/2021 | 01/15/2021 | 493 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FR | First Industrial Realty Trust, Inc. | Lessors of Nonresidential Buildings (except Miniwarehouses) | $56.73 | $41.68 | 2.40% | $0.25 | quarterly | 11/03/2020 | 12/31/2020 | 01/19/2021 | 7,508 M | $2.14 | 26.60 | Ordinary Shares |
| 12/30/2020 | FRA | Blackrock Floating Rate Income Strategies Fund Inc | N/A | $13.05 | $11.99 | 2.23% | $0.0667 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 460 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FRDM | EA Series Trust - Alpha Architect Freedom 100 Emerging Markets ETF | N/A | $35.62 | $32.02 | 1.64% | $0.1316 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 828 M | $0.00 | 0.00 | Alpha Architect Freedom 100 Emerging Markets ETF |
| 12/30/2020 | FRGAP | Franchise Group Inc - 7.50% PRF PERPETUAL USD 25 - Ser A | Offices of Lawyers | $25.07 | $25.56 | 7.34% | $0.4688 | quarterly | 12/03/2020 | 12/31/2020 | 01/15/2021 | 0 M | $0.00 | 0.00 | 7.50% PFS PERPETUAL USD 25 - Ser A |
| 12/30/2020 | FSV | FirstService Corp | N/A | $180.17 | $135.48 | 0.49% | $0.165 | quarterly | 12/02/2020 | 12/31/2020 | 01/07/2021 | 8,097 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FT | Franklin Universal Trust | Securities and Commodity Exchanges | $7.28 | $7.40 | 1.73% | $0.032 | monthly | 12/21/2020 | 12/31/2020 | 01/15/2021 | 183 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FTF | Franklin Limited Duration Income Trust | Investment Banking and Securities Dealing | $6.72 | $9.35 | 3.32% | $0.0776 | monthly | 12/21/2020 | 12/31/2020 | 01/15/2021 | 272 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | N/A | $15.00 | $20.10 | 2.38% | $0.1194 | monthly | 12/21/2020 | 12/31/2020 | 01/25/2021 | 552 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | FTSD | Franklin Templeton ETF Trust - Franklin Short Duration U.S. Government ETF | N/A | $90.90 | $95.72 | 0.49% | $0.1162 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 155 M | $0.00 | 0.00 | Franklin Liberty Short Duration U.S. Government ETF |
| 12/30/2020 | FULT | Fulton Financial Corp. | Monetary Authorities-Central Bank | $19.35 | $12.56 | 4.14% | $0.13 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 3,520 M | $1.68 | 12.44 | Ordinary Shares |
| 12/30/2020 | FULTP | Fulton Financial Corp. - 5.125% PRF PERPETUAL USD 25 - Sr A Dep Rp 1/40 Int | Monetary Authorities-Central Bank | $18.49 | $25.96 | 4.16% | $0.27 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 3,520 M | $1.68 | 12.44 | 5.125% PRF PERPETUAL USD 25 - Sr A Dep Rp 1/40 Int |
| 12/30/2020 | GBLIL | Global Indemnity Group LLC - 7.875% NT REDEEM 15/04/2047 USD 25 | Direct Property and Casualty Insurance Carriers | $25.54 | $26.35 | 7.47% | $0.4922 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 275 M | $0.00 | 0.00 | 7.875% NT REDEEM 15/04/2047 USD 25 |
| 12/30/2020 | GDMA | EA Series Trust - Gadsden Dynamic Multi-Asset ETF | N/A | $31.87 | $31.27 | 1.63% | $0.1273 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 150 M | $0.00 | 0.00 | Gadsden Dynamic Multi-Asset ETF |
| 12/30/2020 | GJT | Synthetic Fixed-Income Securities, Inc., - FXDFR SP STRATS REDEEM 01/04/2036 USD 25 | N/A | $22.84 | $20.70 | 0.36% | $0.0185 | monthly | N/A | 12/31/2020 | 01/04/2021 | 0 M | $0.00 | 0.00 | FXDFR SP STRATS REDEEM 01/04/2036 USD 25 |
| 12/30/2020 | GNMA | BlackRock Institutional Trust Company N.A. - iShares GNMA Bond ETF | N/A | $44.64 | $51.00 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 319 M | $0.00 | 0.00 | BTC iShares GNMA Bond ETF |
| 12/30/2020 | GNOM | Global X Funds - Global X Genomics & Biotechnology ETF | N/A | $11.36 | $24.25 | 0.53% | $0.0324 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 85 M | $0.00 | 0.00 | Global X Genomics & Biotechnology ETF |
| 12/30/2020 | GOEX | Global X Funds - Global X Gold Explorers ETF | N/A | $31.36 | $35.35 | 10.13% | $0.8955 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 41 M | $0.00 | 0.00 | Global X Gold Explorers ETF |
| 12/30/2020 | GPJA | Georgia Power Co - 5% NT REDEEM 01/10/2077 USD 25 | N/A | $24.65 | $28.57 | 4.42% | $0.316 | quarterly | N/A | 12/31/2020 | 01/01/2021 | 0 M | $0.00 | 0.00 | 5% NT REDEEM 01/10/2077 USD 25 |
| 12/30/2020 | GPMT | Granite Point Mortgage Trust Inc | Mortgage and Nonmortgage Loan Brokers | $2.63 | $9.81 | 8.15% | $0.20 | quarterly | 12/21/2020 | 12/31/2020 | 01/22/2021 | 133 M | -$3.63 | -0.72 | Ordinary Shares |
| 12/30/2020 | GREK | Global X Funds - Global X MSCI Greece ETF | N/A | $41.88 | $25.77 | 8.30% | $0.5346 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 200 M | $0.00 | 0.00 | Global X MSCI Greece ETF |
| 12/30/2020 | GRES | IndexIQ ETF Trust - IQ Global Resources ETF | N/A | $33.79 | $25.84 | 39.51% | $2.5521 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 34 M | $0.00 | 0.00 | IQ Global Resources ETF |
| 12/30/2020 | GSBD | Goldman Sachs BDC Inc | N/A | $14.13 | $19.02 | 9.46% | $0.45 | quarterly | 11/05/2020 | 12/31/2020 | 01/15/2021 | 1,651 M | $0.82 | 18.27 | Ordinary Shares |
| 12/30/2020 | GURU | Global X Funds - Global X Guru Index ETF | N/A | $45.69 | $43.99 | 8.20% | $0.9019 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 43 M | $0.00 | 0.00 | Global X Guru Index ETF |
| 12/30/2020 | GVA | Granite Construction Inc. | N/A | $75.16 | $27.09 | 1.92% | $0.13 | quarterly | 12/10/2020 | 12/31/2020 | 01/15/2021 | 3,284 M | $1.63 | 36.67 | Ordinary Shares |
| 12/30/2020 | GXF | Global X Funds - Global X FTSE Nordic Region ETF | N/A | $32.28 | $27.61 | 2.64% | $0.1822 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 79 M | $0.00 | 0.00 | Global X FTSE Nordic Region ETF |
| 12/30/2020 | GXG | Global X Funds - Global X MSCI Colombia ETF | N/A | $23.74 | $32.64 | 7.17% | $0.5848 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 41 M | $0.00 | 0.00 | Global X MSCI Colombia ETF |
| 12/30/2020 | GXTG | Global X Funds - Global X Thematic Growth ETF | N/A | $23.31 | $44.31 | 1.69% | $0.1874 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 18 M | $0.00 | 0.00 | Global X Thematic Growth ETF |
| 12/30/2020 | HBANN | Huntington Bancshares, Inc. - 5.875% PRF PERPETUAL USD 25 - Ser C 1/40th int | Commercial Banking | $25.09 | $26.40 | 5.56% | $0.3672 | quarterly | 10/22/2020 | 01/01/2021 | 01/15/2021 | 24,629 M | $0.00 | 0.00 | 5.875% PRF PERPETUAL USD - Ser C 1/40th int |
| 12/30/2020 | HBANO | Huntington Bancshares, Inc. - 6.25% PRF PERPETUAL USD 25 - Ser D 1/40th Int | Commercial Banking | $25.02 | $25.40 | 6.15% | $0.3906 | quarterly | 10/22/2020 | 01/01/2021 | 01/15/2021 | 14,069 M | $0.00 | 0.00 | 6.25% PRF PERPETUAL USD 25 - Ser D 1/40th Int |
| 12/30/2020 | HCA | HCA Healthcare Inc | General Medical and Surgical Hospitals | $395.59 | $162.35 | 0.66% | $0.2678 | unspecified | 12/23/2020 | 12/31/2020 | 01/13/2021 | 102,091 M | $21.28 | 17.79 | Ordinary Shares |
| 12/30/2020 | HCFT | Hunt Companies Finance Trust Inc | Other Financial Vehicles | $3.45 | N/A | N/A | $0.04 | blank | 12/21/2020 | 12/31/2020 | 01/15/2021 | 0 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | HCRB | Hartford Funds Exchange-Traded Trust - Hartford Core Bond ETF | N/A | $35.64 | $41.99 | 3.52% | $0.3691 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 274 M | $0.00 | 0.00 | Hartford Core Bond ETF |
| 12/30/2020 | HERO | Global X Funds - Global X Video Games & Esports ETF | N/A | $22.59 | $31.33 | 2.64% | $0.2069 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 114 M | $0.00 | 0.00 | Global X Video Games & Esports ETF |
| 12/30/2020 | HEWG | BlackRock Institutional Trust Company N.A. - iShares Currency Hedged MSCI Germany ETF | N/A | $33.01 | $29.38 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | BTC iShares Currency Hedged MSCI Germany ETF |
| 12/30/2020 | HFXE | IQ 50 PERCENT HEDGED FTSE EUROPE ETF | Investment Trusts/Mutual Funds | $19.07 | N/A | N/A | $0.00 | blank | 02/05/2020 | 12/31/2020 | 01/07/2021 | 9 M | $0.00 | N/A | IQ 50 Percent Hedged FTSE Europe ETF |
| 12/30/2020 | HFXI | New York Life Investments ETF Trust - NYLI FTSE International Equity Currency Neutral ETF | N/A | $27.63 | $22.78 | 2.14% | $0.1221 | quarterly | 02/05/2020 | 12/31/2020 | 01/07/2021 | 774 M | $0.00 | 0.00 | IQ 50 Percent Hedged FTSE International ETF |
| 12/30/2020 | HFXJ | IQ 50 Percent Hedged FTSE Japan ETF | Investment Trusts/Mutual Funds | $20.18 | N/A | N/A | $0.00 | blank | 02/05/2020 | 12/31/2020 | 01/07/2021 | 7 M | $0.00 | N/A | IQ 50 Percent Hedged FTSE Japan ETF |
| 12/30/2020 | HGH | Hartford Financial Services Group Inc. - FXDFR DB REDEEM 15/04/2042 USD 25 | Third Party Administration of Insurance and Pension Funds | $25.00 | $27.39 | 7.19% | $0.4922 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 23,682 M | $0.00 | 0.00 | FXDFR DB REDEEM 15/04/2042 USD 25 |
| 12/30/2020 | HIPS | GraniteShares Gold Trust - GraniteShares HIPS US High Income ETF | N/A | $12.98 | $13.53 | 3.18% | $0.1075 | monthly | 01/10/2020 | 12/31/2020 | 01/04/2021 | 85 M | $0.00 | 0.00 | GraniteShares HIPS US High Income ETF |
| 12/30/2020 | HMOP | Hartford Funds Exchange-Traded Trust - Hartford Municipal Opportunities ETF | N/A | $39.06 | $41.80 | 0.66% | $0.0688 | monthly | 01/29/2020 | 12/31/2020 | 01/05/2021 | 446 M | $0.00 | 0.00 | Hartford Municipal Opportunities ETF |
| 12/30/2020 | HPI | John Hancock Preferred Income Fund | Securities and Commodity Exchanges | $17.53 | $19.59 | 2.52% | $0.1235 | monthly | 12/21/2020 | 12/31/2020 | 01/29/2021 | 465 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | HQH | abrdn Healthcare Investors | N/A | $18.95 | $23.48 | 0.85% | $0.05 | unspecified | 12/21/2020 | 12/31/2020 | 01/06/2021 | 959 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | HQL | abrdn Life Sciences Investors | N/A | $15.13 | $19.79 | 0.40% | $0.02 | unspecified | 12/21/2020 | 12/31/2020 | 01/06/2021 | 414 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | HSRT | Hartford Funds Exchange-Traded Trust - Hartford AAA CLO ETF | N/A | $39.07 | $41.20 | 1.17% | $0.12 | monthly | 01/29/2020 | 12/31/2020 | 01/05/2021 | 86 M | $0.00 | 0.00 | Hartford Short Duration ETF |
| 12/30/2020 | HTAB | Hartford Funds Exchange-Traded Trust - Hartford Schroders Tax Aware Bond ETF | N/A | $19.58 | $21.76 | 1.56% | $0.0847 | monthly | 01/29/2020 | 12/31/2020 | 01/05/2021 | 376 M | $0.00 | 0.00 | Hartford Schroders Tax Aware Bond ETF |
| 12/30/2020 | HTD | John Hancock Tax- Advantaged Dividend Income | Securities and Commodity Exchanges | $21.65 | $21.00 | 2.63% | $0.138 | monthly | 12/21/2020 | 12/31/2020 | 01/29/2021 | 767 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | HTRB | Hartford Funds Exchange-Traded Trust - Hartford Total Return Bond ETF | N/A | $34.54 | $41.76 | 1.65% | $0.1718 | monthly | 01/29/2020 | 12/31/2020 | 01/05/2021 | 1,765 M | $0.00 | 0.00 | Hartford Total Return Bond ETF |
| 12/30/2020 | HUM | Humana Inc. | HMO Medical Centers | $354.47 | $406.11 | 0.62% | $0.625 | quarterly | 11/03/2020 | 12/31/2020 | 01/29/2021 | 42,679 M | $14.00 | 24.94 | Ordinary Shares |
| 12/30/2020 | HYB | New America High Income Fund Inc | Securities and Commodity Exchanges | $8.25 | $8.72 | 4.24% | $0.0925 | quarterly | 12/18/2020 | 12/31/2020 | 01/29/2021 | 193 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | HYLV | IndexIQ ETF Trust - IQ S&P High Yield Low Volatility Bond ETF | N/A | $21.88 | $25.41 | 1.32% | $0.0841 | monthly | 02/03/2020 | 12/31/2020 | 01/07/2021 | 15 M | $0.00 | 0.00 | IQ S&P High Yield Low Volatility Bond ETF |
| 12/30/2020 | HYS | Pimco Exchange Traded Fund - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund | N/A | $94.68 | $98.10 | 1.67% | $0.41 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 1,264 M | $0.00 | 0.00 | PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund |
| 12/30/2020 | HYT | BlackRock Corporate High Yield Fund Inc. | All Other Insurance Related Activities | $9.94 | $11.40 | 2.73% | $0.0779 | monthly | 12/21/2020 | 12/31/2020 | 01/11/2021 | 1,418 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | HYXF | iShares Trust - iShares ESG Advanced High Yield Corporate Bond ETF | N/A | $46.66 | $52.60 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 142 M | $0.00 | 0.00 | iShares ESG Advanced High Yield Corporate Bond ETF |
| 12/30/2020 | HYZD | WisdomTree Trust - WisdomTree Interest Rate Hedged High Yield Bond Fund | N/A | $22.00 | $21.69 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 148 M | $0.00 | 0.00 | WisdomTree Interest Rate Hedged High Yield Bond Fund |
| 12/30/2020 | CHB | Global X Funds - Global X China Biotech Innovation ETF | N/A | $6.64 | $16.27 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | Global X China Biotech Innovation ETF |
| 12/30/2020 | CHI | Calamos Convertible Opportunities and Income Fund | Securities and Commodity Exchanges | $11.46 | $13.66 | 2.34% | $0.08 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 813 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CHIC | Global X Funds - Global X Funds Global X MSCI China Communication Services ETF | N/A | $12.25 | $27.14 | 4.56% | $0.3097 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 8 M | $0.00 | 0.00 | Global X Funds Global X MSCI China Communication Services ETF |
| 12/30/2020 | CHIE | Global X Funds - Global X MSCI China Energy ETF | N/A | $16.39 | $8.44 | 9.57% | $0.2018 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 6 M | $0.00 | 0.00 | Global X MSCI China Energy ETF |
| 12/30/2020 | CHIH | Global X Funds - Global X MSCI China Health Care ETF | N/A | $12.38 | $26.65 | 0.26% | $0.0171 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 7 M | $0.00 | 0.00 | Global X MSCI China Health Care ETF |
| 12/30/2020 | CHII | Global X Funds - Global X MSCI China Industrials ETF | N/A | $9.80 | $14.69 | 4.92% | $0.1807 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 4 M | $0.00 | 0.00 | Global X MSCI China Industrials ETF |
| 12/30/2020 | CHIK | Global X Funds - Global X MSCI China Information Technology ETF | N/A | $13.20 | $33.30 | 3.06% | $0.2548 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 9 M | $0.00 | 0.00 | Global X MSCI China Information Technology ETF |
| 12/30/2020 | CHIL | Global X Funds - Global X MSCI China Large Cap 50 ETF | N/A | $33.79 | $39.40 | 2.46% | $0.2426 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 12 M | $0.00 | 0.00 | Global X MSCI China Large Cap 50 ETF |
| 12/30/2020 | CHIM | Global X Funds - Global X MSCI China Materials ETF | N/A | $13.30 | $21.62 | 3.92% | $0.2116 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 3 M | $0.00 | 0.00 | Global X MSCI China Materials ETF |
| 12/30/2020 | CHIQ | Global X Funds - Global X MSCI China Consumer Discretionary ETF | N/A | $16.29 | $35.20 | 0.25% | $0.0224 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 182 M | $0.00 | 0.00 | Global X MSCI China Consumer Discretionary ETF |
| 12/30/2020 | CHIR | Global X Funds - Global X MSCI China Real Estate ETF | N/A | $12.33 | $15.59 | 12.36% | $0.4816 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 6 M | $0.00 | 0.00 | Global X MSCI China Real Estate ETF |
| 12/30/2020 | CHIS | Global X Funds - Global X MSCI China Consumer Staples ETF | N/A | $14.73 | $34.32 | 1.41% | $0.1214 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 36 M | $0.00 | 0.00 | Global X MSCI China Consumer Staples ETF |
| 12/30/2020 | CHIU | Global X Funds - Global X MSCI China Utilities ETF | N/A | $12.94 | $15.47 | 6.46% | $0.2499 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 2 M | $0.00 | 0.00 | Global X MSCI China Utilities ETF |
| 12/30/2020 | CHIX | Global X Funds - Global X MSCI China Financials ETF | N/A | $10.57 | $15.28 | 7.94% | $0.3032 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 23 M | $0.00 | 0.00 | Global X MSCI China Financials ETF |
| 12/30/2020 | CHMI | Cherry Hill Mortgage Investment Corporation | Mortgage and Nonmortgage Loan Brokers | $3.53 | $9.01 | 11.99% | $0.27 | quarterly | 12/10/2020 | 12/31/2020 | 01/26/2021 | 106 M | -$0.51 | -7.29 | Ordinary Shares |
| 12/30/2020 | CHNA | ETF Series Solutions Trust - Loncar China BioPharma ETF | N/A | $13.53 | $32.28 | 1.92% | $0.1546 | annual | 12/29/2020 | 12/31/2020 | 01/04/2021 | 4 M | $0.00 | 0.00 | Loncar China BioPharma ETF |
| 12/30/2020 | CHW | Calamos Global Dynamic Income Fund | Securities and Commodity Exchanges | $7.03 | $9.63 | 2.91% | $0.07 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 419 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | CHY | Calamos Convertible and High Income Fund | Securities and Commodity Exchanges | $11.61 | $14.44 | 2.35% | $0.085 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 850 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | IAE | Voya Asia Pacific High Dividend Equity Income Fund | Securities and Commodity Exchanges | $6.54 | $8.71 | 9.87% | $0.215 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 74 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | IBB | BlackRock Institutional Trust Company N.A. - iShares Biotechnology ETF | N/A | $148.25 | $152.48 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 7,786 M | $0.00 | 0.00 | BTC iShares Nasdaq Biotechnology ETF |
| 12/30/2020 | IBTA | Ibotta Inc. - Ordinary Shares - Class A | N/A | $57.19 | $25.35 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 1,573 M | $1.39 | 41.26 | iShares iBonds Dec 2021 Term Treasury ETF |
| 12/30/2020 | IBTB | iShares Trust - iShares iBonds Dec 2022 Term Treasury ETF | N/A | $25.39 | $25.42 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | 01/06/2021 | 0 M | $0.00 | 0.00 | iShares iBonds Dec 2022 Term Treasury ETF |
| 12/30/2020 | IBTD | iShares Trust - iShares iBonds Dec 2023 Term Treasury ETF | N/A | $24.78 | $25.71 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 0 M | $0.00 | 0.00 | iShares iBonds Dec 2023 Term Treasury ETF |
| 12/30/2020 | IBTE | iShares Trust - iShares iBonds Dec 2024 Term Treasury ETF | N/A | $24.00 | $25.92 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 2,593 M | $0.00 | 0.00 | iShares iBonds Dec 2024 Term Treasury ETF |
| 12/30/2020 | IBTF | iShares Trust - iShares iBonds Dec 2025 Term Treasury ETF | N/A | $23.36 | $26.08 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 2,355 M | $0.00 | 0.00 | iShares iBonds Dec 2025 Term Treasury ETF |
| 12/30/2020 | IBTG | iShares Trust - iShares iBonds Dec 2026 Term Treasury ETF | N/A | $22.97 | $26.18 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 1,332 M | $0.00 | 0.00 | iShares iBonds Dec 2026 Term Treasury ETF |
| 12/30/2020 | IBTH | iShares Trust - iShares iBonds Dec 2027 Term Treasury ETF | N/A | $22.52 | $26.20 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 990 M | $0.00 | 0.00 | iShares iBonds Dec 2027 Term Treasury ETF |
| 12/30/2020 | IBTI | iShares Trust - iShares iBonds Dec 2028 Term Treasury ETF | N/A | $22.37 | $26.27 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 660 M | $0.00 | 0.00 | iShares iBonds Dec 2028 Term Treasury ETF |
| 12/30/2020 | IBTJ | iShares Trust - iShares iBonds Dec 2029 Term Treasury ETF | N/A | $21.95 | $26.21 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 343 M | $0.00 | 0.00 | iShares iBonds Dec 2029 Term Treasury ETF |
| 12/30/2020 | IBTK | iShares Trust - iShares iBonds Dec 2030 Term Treasury ETF | N/A | $19.90 | $24.54 | N/A | $0.00 | monthly | N/A | 12/31/2020 | N/A | 270 M | $0.00 | 0.00 | iShares iBonds Dec 2030 Term Treasury ETF |
| 12/30/2020 | ICLN | BlackRock Institutional Trust Company N.A. - iShares Global Clean Energy ETF | N/A | $14.29 | $28.29 | 0.20% | $0.0141 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 2,158 M | $0.00 | 0.00 | BTC iShares Global Clean Energy ETF |
| 12/30/2020 | IDE | Voya Infrastructure, Industrials and Materials Fund | Securities and Commodity Exchanges | $10.90 | $10.39 | 8.82% | $0.229 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 169 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | IDIV | Metaurus Equity Component Trust - U.S. Equity Cumulative Dividends Fund Series 2027 | Commodity Contracts Dealing | $6.96 | $10.32 | 4.27% | $0.11 | monthly | 12/29/2020 | 12/31/2020 | 01/04/2021 | 30 M | $0.00 | 0.00 | U.S. Equity Cumulative Dividends Fund Series 2027 |
| 12/30/2020 | IDRV | iShares Trust - iShares Self-Driving EV and Tech ETF | N/A | $29.22 | $43.13 | 0.05% | $0.0052 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 181 M | $0.00 | 0.00 | iShares Self-Driving EV and Tech ETF |
| 12/30/2020 | IEF | BlackRock Institutional Trust Company N.A. - iShares 7-10 Year Treasury Bond ETF | N/A | $97.12 | $119.87 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 31,664 M | $0.00 | 0.00 | BTC iShares 7-10 Year Treasury Bond ETF |
| 12/30/2020 | IEI | BlackRock Institutional Trust Company N.A. - iShares 3-7 Year Treasury Bond ETF | N/A | $118.74 | $132.93 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 14,982 M | $0.00 | 0.00 | BTC iShares 3-7 Year Treasury Bond ETF |
| 12/30/2020 | IEUS | BlackRock Institutional Trust Company N.A. - iShares MSCI Europe Small-Cap ETF | N/A | $59.11 | $62.42 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 102 M | $0.00 | 0.00 | BTC iShares MSCI Europe Small-Cap ETF |
| 12/30/2020 | IFEU | iShares Europe Developed Real Estate ETF | Investment Trusts/Mutual Funds | $35.08 | N/A | N/A | $0.00 | blank | N/A | 12/31/2020 | 01/06/2021 | 23 M | $0.00 | N/A | BTC iShares Europe Developed Real Estate ETF |
| 12/30/2020 | IFGL | BlackRock Institutional Trust Company N.A. - iShares International Developed Real Estate ETF | N/A | $22.21 | $27.28 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 104 M | $0.00 | 0.00 | BTC iShares International Developed Real Estate ETF |
| 12/30/2020 | IFRA | BlackRock Institutional Trust Company N.A. - iShares U.S. Infrastructure ETF | N/A | $45.63 | $29.83 | 0.86% | $0.0644 | unspecified | 12/29/2020 | 12/31/2020 | 01/06/2021 | 2,635 M | $0.00 | 0.00 | iShares U.S. Infrastructure ETF |
| 12/30/2020 | IGA | Voya Global Advantage and Premium Opportunity Fund | Securities and Commodity Exchanges | $9.49 | $8.72 | 9.04% | $0.197 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 149 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | IGD | Voya Global Equity Dividend and Premium Opportunity Fund | Securities and Commodity Exchanges | $5.64 | $5.25 | 3.05% | $0.04 | monthly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 448 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | IGF | BlackRock Institutional Trust Company N.A. - iShares Global Infrastructure ETF | N/A | $52.40 | $43.83 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 3,857 M | $0.00 | 0.00 | BTC iShares Global Infrastructure ETF |
| 12/30/2020 | IGIB | BlackRock Institutional Trust Company N.A. - iShares Trust iShares 5-10 Year Investment Grade Corporate Bond ETF | N/A | $53.08 | $61.79 | N/A | $0.00 | blank | N/A | 12/31/2020 | 01/06/2021 | 14,260 M | $0.00 | 0.00 | iShares Trust iShares 5-10 Year Investment Grade Corporate Bond ETF |
| 12/30/2020 | IGOV | BlackRock Institutional Trust Company N.A. - iShares International Treasury Bond ETF | N/A | $41.08 | $55.77 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 552 M | $0.00 | 0.00 | BTC iShares International Treasury Bond ETF |
| 12/30/2020 | IGSB | BlackRock Institutional Trust Company N.A. - iShares Trust iShares 1-5 Year Investment Grade Corporate Bond ETF | N/A | $52.32 | $55.15 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 20,906 M | $0.00 | 0.00 | iShares Trust iShares 1-5 Year Investment Grade Corporate Bond ETF |
| 12/30/2020 | IHAK | iShares Trust - iShares Cybersecurity and Tech ETF | N/A | $48.63 | $40.33 | 0.10% | $0.0105 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 890 M | $0.00 | 0.00 | iShares Cybersecurity and Tech ETF |
| 12/30/2020 | IHD | Voya Emerging Markets High Dividend Equity Fund | Securities and Commodity Exchanges | $5.44 | $7.30 | 9.86% | $0.18 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 99 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | IID | Voya International High Dividend Equity Income Fund | N/A | $5.58 | $4.55 | 2.64% | $0.03 | monthly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 47 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | IIPR | Innovative Industrial Properties Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $124.28 | $183.68 | 2.70% | $1.24 | quarterly | 12/14/2020 | 12/31/2020 | 01/15/2021 | 3,521 M | $5.70 | 21.76 | Ordinary Shares |
| 12/30/2020 | IJT | BlackRock Institutional Trust Company N.A. - iShares S&P Small-Cap 600 Growth ETF | N/A | $138.87 | $114.30 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 6,515 M | $0.00 | 0.00 | BTC iShares S&P Small-Cap 600 Growth ETF |
| 12/30/2020 | IMCV | BlackRock Institutional Trust Company N.A. - iShares Morningstar Mid-Cap Value ETF | N/A | $75.94 | $155.49 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 646 M | $0.00 | 0.00 | BTC iShares Morningstar Mid-Cap Value ETF |
| 12/30/2020 | IMOM | EA Series Trust - Alpha Architect International Quantitative Momentum ETF | N/A | $28.71 | $34.71 | N/A | $0.00 | quarterly | 12/29/2020 | 12/31/2020 | N/A | 83 M | $0.00 | 0.00 | Alpha Architect International Quantitative Momentum ETF |
| 12/30/2020 | INBK | First Internet Bancorp | Monetary Authorities-Central Bank | $36.31 | $28.48 | 0.84% | $0.06 | quarterly | 12/21/2020 | 12/31/2020 | 01/15/2021 | 315 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | INDY | BlackRock Institutional Trust Company N.A. - iShares India 50 ETF | N/A | $55.28 | $42.54 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 972 M | $0.00 | 0.00 | BTC iShares India 50 ETF |
| 12/30/2020 | INFR | Franklin Templeton ETF Trust - ClearBridge Sustainable Infrastructure ETF | N/A | $25.31 | $29.59 | N/A | $0.00 | quarterly | N/A | 12/31/2020 | N/A | 9 M | $0.00 | 0.00 | Legg Mason Global Infrastructure ETF |
| 12/30/2020 | IQIN | New York Life Investments ETF Trust - NYLI 500 International ETF | N/A | $34.66 | $29.40 | 4.33% | $0.318 | semi-annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 198 M | $0.00 | 0.00 | IQ 500 International ETF |
| 12/30/2020 | IQSI | New York Life Investments ETF Trust - NYLI Candriam International Equity ETF | N/A | $31.37 | $27.52 | 2.18% | $0.1502 | quarterly | 02/05/2020 | 12/31/2020 | 01/07/2021 | 189 M | $0.00 | 0.00 | IQ Candriam ESG International Equity ETF |
| 12/30/2020 | IQSU | New York Life Investments ETF Trust - NYLI Candriam U.S. Large Cap Equity ETF | N/A | $46.84 | $32.10 | 1.06% | $0.0848 | quarterly | 02/06/2020 | 12/31/2020 | 01/07/2021 | 381 M | $0.00 | 0.00 | IQ Candriam ESG US Equity ETF |
| 12/30/2020 | IRR | Voya Natural Resources Equity Income Fund | N/A | $3.72 | $2.60 | 11.85% | $0.077 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 85 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | ISCF | BlackRock Institutional Trust Company N.A. - iShares International Small-Cap Equity Factor ETF | N/A | $34.26 | $33.54 | 0.55% | $0.0459 | semi-annual | 12/29/2020 | 12/31/2020 | 01/06/2021 | 565 M | $0.00 | 0.00 | BTC iShares MSCI Intl Small-Cap Multifactor ETF |
| 12/30/2020 | ISHG | BlackRock Institutional Trust Company N.A. - iShares -3 Year International Treasury Bond ETF | N/A | $73.24 | $85.37 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 80 M | $0.00 | 0.00 | BTC iShares -3 Year International Treasury Bond ETF |
| 12/30/2020 | ISTB | BlackRock Institutional Trust Company N.A. - iShares Core 1-5 Year USD Bond ETF | N/A | $48.34 | $51.64 | N/A | $0.00 | annual | N/A | 12/31/2020 | N/A | 4,178 M | $0.00 | 0.00 | BTC iShares Core 1-5 Year USD Bond ETF |
| 12/30/2020 | ITW | Illinois Tool Works, Inc. | N/A | $253.18 | $202.17 | 2.26% | $1.14 | quarterly | 10/30/2020 | 12/31/2020 | 01/14/2021 | 75,169 M | $10.20 | 24.51 | Ordinary Shares |
| 12/30/2020 | IUSB | BlackRock Institutional Trust Company N.A. - iShares Core Total USD Bond Market ETF | N/A | $46.64 | $54.55 | N/A | $0.00 | annual | N/A | 12/31/2020 | N/A | 30,069 M | $0.00 | 0.00 | BTC iShares Core Total USD Bond Market ETF |
| 12/30/2020 | IUSG | BlackRock Institutional Trust Company N.A. - iShares Core S&P U.S.Growth ETF | N/A | $128.36 | $88.37 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 19,272 M | $0.00 | 0.00 | BTC iShares Core S&P U.S.Growth ETF |
| 12/30/2020 | IUSV | BlackRock Institutional Trust Company N.A. - iShares Core S&P U.S.Value ETF | N/A | $95.02 | $61.68 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 19,143 M | $0.00 | 0.00 | BTC iShares Core S&P U.S.Value ETF |
| 12/30/2020 | IVAL | EA Series Trust - Alpha Architect International Quantitative Value ETF | N/A | $25.58 | $27.47 | 2.47% | $0.1699 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 150 M | $0.00 | 0.00 | Alpha Architect International Quantitative Value ETF |
| 12/30/2020 | IXUS | BlackRock Institutional Trust Company N.A. - iShares Core MSCI Total International Stock ETF | N/A | $70.87 | $67.59 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 38,819 M | $0.00 | 0.00 | BTC iShares Core MSCI Total International Stock ETF |
| 12/30/2020 | IYG | BlackRock Institutional Trust Company N.A. - iShares U.S. Financial Services ETF | N/A | $71.82 | $148.42 | 0.19% | $0.069 | quarterly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 1,446 M | $0.00 | 0.00 | BTC iShares U.S. Financial Services ETF |
| 12/30/2020 | JAGG | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan U.S. Aggregate Bond ETF | N/A | $47.25 | $27.85 | 0.46% | $0.0318 | monthly | 12/30/2020 | 12/31/2020 | 01/05/2021 | 1,356 M | $0.00 | 0.00 | JPMorgan U.S. Aggregate Bond ETF |
| 12/30/2020 | JCPB | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Core Plus Bond ETF | N/A | $47.76 | $55.70 | 0.72% | $0.1001 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 3,825 M | $0.00 | 0.00 | JPMorgan Core Plus Bond ETF |
| 12/30/2020 | JEPI | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Equity Premium Income ETF | N/A | $58.83 | $55.35 | 3.92% | $0.5428 | monthly | 12/30/2020 | 12/31/2020 | 01/05/2021 | 35,158 M | $0.00 | 0.00 | JPMorgan Equity Premium Income ETF |
| 12/30/2020 | JEQ | abrdn Japan Equity Fund Inc | N/A | $6.21 | $9.63 | 18.06% | $0.4347 | annual | 12/21/2020 | 12/31/2020 | 01/08/2021 | 86 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | JIGB | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Corporate Bond Research Enhanced ETF | N/A | $46.44 | $57.54 | 0.78% | $0.1126 | monthly | 12/30/2020 | 12/31/2020 | 01/05/2021 | 63 M | $0.00 | 0.00 | JPMorgan Corporate Bond Research Enhanced ETF |
| 12/30/2020 | JKI | BlackRock Institutional Trust Company N.A. - BTC iShares Morningstar M | N/A | $185.78 | $155.49 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 446 M | $0.00 | 0.00 | BTC iShares Morningstar Mid-Cap Value ETF |
| 12/30/2020 | JMBS | Janus Capital Management LLC - Janus Henderson Mortgage-Backed Securities ETF | N/A | $46.27 | $53.36 | 2.34% | $0.3128 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 4,520 M | $0.00 | 0.00 | Janus Henderson Mortgage-Backed Securities ETF |
| 12/30/2020 | JMST | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Municipal Income ETF | N/A | $50.94 | $51.03 | 0.14% | $0.0179 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 2,725 M | $0.00 | 0.00 | JPMorgan Ultra-Short Municipal Income ETF |
| 12/30/2020 | JMUB | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Municipal ETF | N/A | $50.89 | $55.04 | 0.51% | $0.0704 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 1,671 M | $0.00 | 0.00 | JPMorgan Municipal ETF |
| 12/30/2020 | JPHY | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan High Yield Research Enhanced ETF | N/A | $45.45 | $51.85 | 1.42% | $0.1841 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 482 M | $0.00 | 0.00 | JPMorgan High Yield Research Enhanced ETF |
| 12/30/2020 | JPIB | J.P.Morgan Investment Management Inc. - JPMorgan International Bond Opportunities ETF | N/A | $48.24 | $51.68 | 2.23% | $0.2875 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 473 M | $0.00 | 0.00 | JPMorgan International Bond Opportunities ETF |
| 12/30/2020 | JPMB | J.P. Morgan Exchange-Traded Fund Trust - JPMorgan USD Emerging Markets Sovereign Bond ETF | N/A | $40.06 | $51.57 | 1.51% | $0.1942 | monthly | 12/30/2020 | 12/31/2020 | 01/05/2021 | 637 M | $0.00 | 0.00 | JPMorgan USD Emerging Markets Sovereign Bond ETF |
| 12/30/2020 | JPST | J.P.Morgan Investment Management Inc. - JPMorgan Ultra-Short Income ETF | N/A | $50.67 | $50.78 | 0.31% | $0.039 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 25,251 M | $0.00 | 0.00 | JPMorgan Ultra-Short Income ETF |
| 12/30/2020 | KEP | Korea Electric Power - ADR | N/A | $8.16 | $12.32 | 17.63% | $0.5431 | annual | N/A | 12/31/2020 | 04/28/2021 | 10,477 M | $0.00 | 0.00 | ADR |
| 12/30/2020 | KL | Kirkland Lake Gold Ltd | Gold Ore Mining | $38.92 | $42.37 | 1.77% | $0.1875 | quarterly | 12/16/2020 | 12/31/2020 | 01/14/2021 | 10,264 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | KRC | Kilroy Realty Corp. | Lessors of Nonresidential Buildings (except Miniwarehouses) | $36.27 | $56.62 | 3.53% | $0.50 | quarterly | 12/10/2020 | 12/31/2020 | 01/15/2021 | 4,258 M | $1.67 | 21.61 | Ordinary Shares |
| 12/30/2020 | KREF | KKR Real Estate Finance Trust Inc | Mortgage and Nonmortgage Loan Brokers | $11.93 | $17.86 | 9.63% | $0.43 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 827 M | $0.20 | 58.47 | Ordinary Shares |
| 12/30/2020 | KRMA | Global X Funds - Global X Conscious Companies ETF | N/A | $38.24 | $27.21 | 2.36% | $0.1602 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 674 M | $0.00 | 0.00 | Global X Conscious Companies ETF |
| 12/30/2020 | KSU | Kansas City Southern | Line-Haul Railroads | $293.59 | $201.37 | 0.87% | $0.44 | quarterly | 11/10/2020 | 12/31/2020 | 01/20/2021 | 26,711 M | $1.05 | 277.66 | Ordinary Shares |
| 12/30/2020 | KT | KT Corporation - ADR | N/A | $14.65 | $11.04 | 21.97% | $0.6064 | annual | N/A | 12/31/2020 | 05/05/2021 | 7,384 M | $0.00 | 0.00 | ADR |
| 12/30/2020 | KTN | Structured Products Corp. - 8.205% SP CORTS REDEEM 01/01/2027 USD 25 | N/A | $26.48 | $33.75 | 12.22% | $1.0313 | semi-annual | N/A | 12/31/2020 | 01/01/2021 | 0 M | $0.00 | 0.00 | 8.205% SP CORTS REDEEM 01/01/2027 USD 25 |
| 12/30/2020 | KW | Kennedy-Wilson Holdings Inc | N/A | $11.12 | $17.79 | 4.95% | $0.22 | quarterly | 11/04/2020 | 12/31/2020 | 01/07/2021 | 1,528 M | -$2.69 | -4.11 | Ordinary Shares |
| 12/30/2020 | LADR | Ladder Capital Corp - Ordinary Shares - Class A | Mortgage and Nonmortgage Loan Brokers | $12.36 | $9.68 | 8.26% | $0.20 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 1,580 M | $0.79 | 15.88 | Ordinary Shares - Class A |
| 12/30/2020 | LBRDP | Liberty Broadband Corp - PRF PERPETUAL USD - Series A | N/A | $23.77 | $28.45 | 6.15% | $0.4375 | unspecified | 12/21/2020 | 12/31/2020 | 01/15/2021 | 8,764 M | $5.54 | 10.91 | PRF PERPETUAL USD - Series A |
| 12/30/2020 | LDEM | iShares Trust - iShares ESG MSCI EM Leaders ETF | N/A | $46.79 | $60.11 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 30 M | $0.00 | 0.00 | iShares ESG MSCI EM Leaders ETF |
| 12/30/2020 | LDRS | Innovator ETFs Trust - Innovator IBD ETF Leaders ETF | N/A | $28.27 | $28.62 | 0.26% | $0.0185 | semi-annual | 12/29/2020 | 12/31/2020 | 01/04/2021 | 8 M | $0.00 | 0.00 | Innovator IBD ETF Leaders ETF |
| 12/30/2020 | LDUR | Pimco Exchange Traded Fund - PIMCO Enhanced Low Duration Active Exchange-Traded Fund | N/A | $95.64 | $101.97 | 0.59% | $0.15 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 855 M | $0.00 | 0.00 | PIMCO Enhanced Low Duration Active Exchange-Traded Fund |
| 12/30/2020 | LEVL | Level One Bancorp Inc | Commercial Banking | $39.93 | $21.00 | 0.95% | $0.05 | quarterly | 12/16/2020 | 12/31/2020 | 01/15/2021 | 0 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | LFT | Lument Finance Trust Inc | Mortgage and Nonmortgage Loan Brokers | $2.46 | $3.37 | 10.68% | $0.09 | quarterly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 129 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | LII | Lennox International Inc | N/A | $590.19 | $271.99 | 1.13% | $0.77 | quarterly | 12/11/2020 | 12/31/2020 | 01/15/2021 | 21,031 M | $18.02 | 32.60 | Ordinary Shares |
| 12/30/2020 | LIT | Global X Funds - Global X Lithium & Battery Tech ETF | N/A | $37.91 | $62.31 | 0.56% | $0.0879 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 1,173 M | $0.00 | 0.00 | Global X Lithium & Battery Tech ETF |
| 12/30/2020 | LNGR | Global X Funds - Global X Longevity Thematic ETF | N/A | $27.75 | $28.00 | 0.79% | $0.055 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 40 M | $0.00 | 0.00 | Global X Longevity Thematic ETF |
| 12/30/2020 | LOAN | Manhattan Bridge Capital Inc | Mortgage and Nonmortgage Loan Brokers | $5.23 | $5.37 | 8.19% | $0.11 | quarterly | 10/26/2020 | 12/31/2020 | 01/15/2021 | 59 M | $0.50 | 10.39 | Ordinary Shares |
| 12/30/2020 | LPL | LG Display Co Ltd. - ADR | N/A | $4.14 | $8.46 | N/A | $0.00 | annual | N/A | 12/31/2020 | N/A | 4,140 M | -$1.84 | -2.81 | ADR |
| 12/30/2020 | LRGE | Legg Mason ETF Investment Trust - ClearBridge Large Cap Growth ESG ETF | N/A | $71.83 | $49.93 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 371 M | $0.00 | 0.00 | ClearBridge Large Cap Growth ESG ETF |
| 12/30/2020 | LTPZ | Pimco Exchange Traded Fund - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund | N/A | $56.26 | $88.11 | N/A | $0.00 | blank | 01/23/2020 | 12/31/2020 | 01/05/2021 | 749 M | $0.00 | 0.00 | PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund |
| 12/30/2020 | LVHD | Legg Mason ETF Investment Trust - Franklin U.S. Low Volatility High Dividend Index ETF | N/A | $39.74 | $32.23 | 2.45% | $0.1972 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 605 M | $0.00 | 0.00 | Legg Mason Low Volatility High Dividend ETF |
| 12/30/2020 | LVHI | Legg Mason ETF Investment Trust - Franklin International Low Volatility High Dividend Index ETF | N/A | $31.19 | $23.58 | 1.08% | $0.0635 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 1,186 M | $0.00 | 0.00 | Legg Mason International Low Volatility High Dividend ETF |
| 12/30/2020 | LXP | LXP Industrial Trust | Lessors of Nonresidential Buildings (except Miniwarehouses) | $10.36 | $10.57 | 4.07% | $0.1075 | quarterly | 11/05/2020 | 12/31/2020 | 01/15/2021 | 3,049 M | $0.09 | 117.88 | Ordinary Shares |
| 12/30/2020 | MBB | BlackRock Institutional Trust Company N.A. - iShares MBS ETF | N/A | $95.19 | $110.12 | N/A | $0.00 | annual | N/A | 12/31/2020 | N/A | 33,258 M | $0.00 | 0.00 | BTC iShares MBS ETF |
| 12/30/2020 | MCI | Barings Corporate Investors | Securities and Commodity Exchanges | $18.06 | $13.01 | 7.38% | $0.24 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 367 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | MCRO | IndexIQ ETF Trust - IQ Hedge Macro Tracker ETF | N/A | $25.80 | $28.28 | 10.07% | $0.7123 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 3 M | $0.00 | 0.00 | IQ Hedge Macro Tracker ETF |
| 12/30/2020 | MDLZ | Mondelez International Inc. - Ordinary Shares - Class A | N/A | $71.78 | $58.00 | 2.17% | $0.315 | quarterly | 12/02/2020 | 12/31/2020 | 01/14/2021 | 95,924 M | $2.90 | 24.30 | Ordinary Shares - Class A |
| 12/30/2020 | MFDX | Pimco Equity Series - PIMCO RAFI Dynamic Multi-Factor International Equity ETF | N/A | $31.98 | $27.45 | 2.33% | $0.16 | quarterly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 275 M | $0.00 | 0.00 | PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
| 12/30/2020 | MFEM | Pimco Equity Series - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF | N/A | $20.24 | $27.11 | 2.95% | $0.20 | quarterly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 104 M | $0.00 | 0.00 | PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
| 12/30/2020 | MFINL | Medallion Financial Corp. - 9% NT REDEEM 30/04/2024 USD 25 | All Other Nondepository Credit Intermediation | $24.99 | $25.25 | 8.91% | $0.5625 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 196 M | $0.00 | 0.00 | 9% NT REDEEM 30/04/2024 USD 25 |
| 12/30/2020 | MFUS | Pimco Equity Series - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF | N/A | $49.64 | $33.64 | 2.14% | $0.18 | quarterly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 165 M | $0.00 | 0.00 | PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
| 12/30/2020 | MGP | MGM Growth Properties LLC - Class A | Other Financial Vehicles | $41.64 | $31.17 | 6.26% | $0.4875 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 6,527 M | $1.38 | 30.31 | Ordinary Shares - Class A |
| 12/30/2020 | MCHI | BlackRock Institutional Trust Company N.A. - iShares MSCI China ETF | N/A | $41.83 | $80.92 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 4,308 M | $0.00 | 0.00 | BTC iShares MSCI China ETF |
| 12/30/2020 | MILN | Global X Funds - Global X Millennial Consumer ETF | N/A | $39.86 | $37.48 | 0.61% | $0.0572 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 117 M | $0.00 | 0.00 | Global X Millennials Thematic ETF |
| 12/30/2020 | MINT | Pimco Exchange Traded Fund - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | N/A | $100.67 | $102.02 | 0.18% | $0.046 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 11,905 M | $0.00 | 0.00 | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund |
| 12/30/2020 | MITT | AG Mortgage Investment Trust Inc | Mortgage and Nonmortgage Loan Brokers | $7.44 | $3.04 | 3.95% | $0.03 | quarterly | 12/12/2020 | 12/31/2020 | 01/29/2021 | 219 M | -$13.52 | -0.49 | Ordinary Shares |
| 12/30/2020 | MKC | McCormick & Co., Inc. - Ordinary Shares (Non Voting) | N/A | $80.03 | $94.56 | 1.44% | $0.34 | quarterly | 11/20/2020 | 12/31/2020 | 01/11/2021 | 21,485 M | $2.74 | 29.05 | Ordinary Shares (Non Voting) |
| 12/30/2020 | MLPX | Global X Funds - Global X MLP & Energy Infrastructure ETF | N/A | $54.29 | $26.82 | N/A | $0.00 | quarterly | 12/30/2020 | 12/31/2020 | N/A | 1,870 M | $0.00 | 0.00 | Global X MLP & Energy Infrastructure ETF |
| 12/30/2020 | MMIN | New York Life Investments Active ETF Trust - NYLI MacKay Muni Insured ETF | N/A | $24.26 | $27.63 | 0.53% | $0.0366 | monthly | 02/03/2020 | 12/31/2020 | 01/07/2021 | 497 M | $0.00 | 0.00 | IQ MacKay Municipal Insured ETF |
| 12/30/2020 | MMIT | New York Life Investments Active ETF Trust - NYLI MacKay Muni Intermediate ETF | N/A | $24.42 | $26.76 | 1.06% | $0.071 | monthly | 02/03/2020 | 12/31/2020 | 01/07/2021 | 704 M | $0.00 | 0.00 | IQ MacKay Municipal Intermediate ETF |
| 12/30/2020 | MNA | New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF | N/A | $32.73 | $33.21 | 9.23% | $0.766 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 265 M | $0.00 | 0.00 | IQ Merger Arbitrage ETF |
| 12/30/2020 | MPV | Barings Participation Investors | Securities and Commodity Exchanges | $16.10 | $11.86 | 6.75% | $0.20 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 171 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | MPWR | Monolithic Power System Inc | Semiconductor and Related Device Manufacturing | $934.51 | $360.73 | 0.55% | $0.50 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 45,568 M | $8.41 | 110.88 | Ordinary Shares |
| 12/30/2020 | MTBCP | CareCloud Inc - 11% PRF PERPETUAL USD 25 - Ser A | Software and Other Prerecorded Compact Disc, Tape, and Record Reproducing | $26.91 | $26.47 | 3.46% | $0.2292 | monthly | 11/11/2020 | 12/31/2020 | 01/15/2021 | 48 M | $0.00 | 0.00 | 11% PRF PERPETUAL USD 25 - Ser A |
| 12/30/2020 | MTR | Mesa Royalty Trust | N/A | $6.34 | $4.24 | N/A | $0.00 | monthly | N/A | 12/31/2020 | N/A | 12 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | MUNI | Pimco Exchange Traded Fund - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund | N/A | $52.58 | $56.74 | 0.62% | $0.0882 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 1,615 M | $0.00 | 0.00 | PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund |
| 12/30/2020 | NBH | Neuberger Berman Municipal Fund Inc | N/A | $11.02 | $15.10 | 1.65% | $0.0624 | monthly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 326 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | NBO | Neuberger Berman New York Municipal Fund Inc | N/A | $8.48 | $12.34 | 1.27% | $0.0393 | monthly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 48 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | NBW | Neuberger Berman California Municipal Fund Inc | N/A | $9.49 | $13.51 | 1.33% | $0.0448 | monthly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 53 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | NFG | National Fuel Gas Co. | Natural Gas Distribution | $59.76 | $40.95 | 4.35% | $0.445 | quarterly | 12/11/2020 | 12/31/2020 | 01/15/2021 | 5,459 M | $3.45 | 17.12 | Ordinary Shares |
| 12/30/2020 | NGE | Global X Funds - Global X MSCI Nigeria ETF | N/A | $3.74 | $11.45 | 26.81% | $0.7676 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 28 M | $0.00 | 0.00 | Global X MSCI Nigeria ETF |
| 12/30/2020 | NGHC | National General Holdings Corp | Third Party Administration of Insurance and Pension Funds | $34.18 | $34.15 | 0.59% | $0.05 | quarterly | 10/29/2020 | 01/01/2021 | 01/04/2021 | 0 M | $3.88 | 0.00 | Ordinary Shares |
| 12/30/2020 | NGHCN | National General Holdings Corp - 7.50% PRF PERPETUAL USD 25 - Dep rep | Third Party Administration of Insurance and Pension Funds | $25.59 | $25.76 | 7.28% | $0.4688 | quarterly | 10/29/2020 | 01/01/2021 | 01/15/2021 | 0 M | $0.00 | 0.00 | 7.50% PRF PERPETUAL USD 25 - Dep rep Ser C 1/40th |
| 12/30/2020 | NGHCO | National General Holdings Corp - 7.50% PRF PERPETUAL USD 25 - Ser B | Third Party Administration of Insurance and Pension Funds | $25.08 | $25.19 | 7.44% | $0.4688 | quarterly | 10/29/2020 | 01/01/2021 | 01/15/2021 | 0 M | $0.00 | 0.00 | 7.50% PRF PERPETUAL USD 25 - Ser B |
| 12/30/2020 | NGHCP | National General Holdings Corp - 7.50% PRF PERPETUAL USD 25 - Ser A | Third Party Administration of Insurance and Pension Funds | $25.08 | $25.18 | 7.45% | $0.4688 | quarterly | 10/29/2020 | 01/01/2021 | 01/15/2021 | 0 M | $0.00 | 0.00 | 7.50% PRF PERPETUAL USD 25 - Ser A |
| 12/30/2020 | NHC | National Healthcare Corp. | N/A | $137.13 | $66.74 | 3.12% | $0.52 | quarterly | 11/06/2020 | 12/31/2020 | 02/01/2021 | 2,115 M | $5.94 | 23.03 | Ordinary Shares |
| 12/30/2020 | NHI | National Health Investors, Inc. | Lessors of Nonresidential Buildings (except Miniwarehouses) | $81.43 | $69.31 | 6.36% | $1.1025 | quarterly | 12/15/2020 | 12/31/2020 | 01/29/2021 | 3,539 M | $2.93 | 27.76 | Ordinary Shares |
| 12/30/2020 | NLY | Annaly Capital Management Inc | Mortgage and Nonmortgage Loan Brokers | $20.16 | $8.36 | 10.53% | $0.22 | quarterly | 12/10/2020 | 12/31/2020 | 01/29/2021 | 10,101 M | -$1.32 | -15.29 | Ordinary Shares |
| 12/30/2020 | NORW | Global X Funds - Global X MSCI Norway ETF | N/A | $26.07 | $12.62 | 4.24% | $0.1339 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 51 M | $0.00 | 0.00 | Global X MSCI Norway ETF |
| 12/30/2020 | NRZ | New Residential Investment Corp | Other Financial Vehicles | $10.21 | $9.81 | 8.15% | $0.20 | quarterly | 12/16/2020 | 12/31/2020 | 01/29/2021 | 5,083 M | $2.26 | 4.66 | Ordinary Shares |
| 12/30/2020 | NSS | Nustar Logistics LP - FXDFR NT REDEEM 15/01/2043 USD 25 | N/A | $25.44 | $21.22 | 8.40% | $0.4454 | quarterly | N/A | 12/31/2020 | 01/15/2021 | 0 M | $0.00 | 0.00 | FXDFR NT REDEEM 15/01/2043 USD 25 |
| 12/30/2020 | NTR | Nutrien Ltd | N/A | $48.42 | $47.17 | 4.86% | $0.5729 | quarterly | 12/10/2020 | 12/31/2020 | 01/14/2021 | 23,956 M | $2.53 | 19.04 | Ordinary Shares |
| 12/30/2020 | NUE | Nucor Corp. | N/A | $151.91 | $52.94 | 3.06% | $0.405 | quarterly | 12/03/2020 | 12/31/2020 | 02/11/2021 | 36,054 M | $13.89 | 10.59 | Ordinary Shares |
| 12/30/2020 | NYMTM | New York Mortgage Trust Inc - FXDFR PRF PERPETUAL USD 25 - Ser E | Mortgage and Nonmortgage Loan Brokers | $24.12 | $22.10 | 8.91% | $0.4922 | quarterly | 12/07/2020 | 01/01/2021 | 01/15/2021 | 604 M | -$1.74 | -3.83 | FXDFR PRF PERPETUAL USD 25 - Ser E |
| 12/30/2020 | NYMTN | New York Mortgage Trust Inc - FXDFR PRF PERPETUAL USD 25 - Ser D | Mortgage and Nonmortgage Loan Brokers | $22.31 | $22.50 | 8.89% | $0.50 | quarterly | 12/07/2020 | 01/01/2021 | 01/15/2021 | 604 M | -$1.74 | -3.83 | FXDFR PRF PERPETUAL USD 25 - Ser D |
| 12/30/2020 | NYMTO | New York Mortgage Trust Inc - 7.875% PRF PERPETUAL USD 25 - Ser C | Other Financial Vehicles | $25.06 | $22.86 | 8.61% | $0.4922 | quarterly | 12/07/2020 | 01/01/2021 | 01/15/2021 | 1,638 M | $0.00 | 0.00 | 7.875% PRF PERPETUAL USD 25 - Ser C |
| 12/30/2020 | NYMTP | New York Mortgage Trust Inc - 7.75% PRF PERPETUAL USD 25 - Ser B | Other Financial Vehicles | $25.32 | $22.99 | 8.43% | $0.4844 | quarterly | 12/07/2020 | 01/01/2021 | 01/15/2021 | 1,445 M | $0.00 | 0.00 | 7.75% PRF PERPETUAL USD 25 - Ser B |
| 12/30/2020 | OCIO | ETF Series Solutions Trust - ClearShares OCIO ETF | N/A | $33.70 | $30.04 | 5.54% | $0.4164 | quarterly | 03/11/2020 | 12/31/2020 | 01/04/2021 | 147 M | $0.00 | 0.00 | ClearShares OCIO ETF |
| 12/30/2020 | OFC | Corporate Office Properties Trust | Other Financial Vehicles | $26.14 | $25.68 | 4.28% | $0.275 | quarterly | 11/12/2020 | 12/31/2020 | 01/15/2021 | 2,942 M | $1.69 | 15.44 | Ordinary Shares |
| 12/30/2020 | OFG | OFG Bancorp | Monetary Authorities-Central Bank | $45.99 | $18.07 | 1.55% | $0.07 | quarterly | 10/29/2020 | 12/31/2020 | 01/15/2021 | 2,141 M | $4.06 | 11.14 | Ordinary Shares |
| 12/30/2020 | ONEQ | Fidelity Covington Trust - Fidelity Nasdaq Composite Index ETF | N/A | $69.86 | $500.82 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 6,749 M | $0.00 | 0.00 | Fidelity Nasdaq Composite Index Tracking Stock Fund |
| 12/30/2020 | OPER | ETF Series Solutions Trust - ClearShares Ultra-Short Maturity ETF | N/A | $100.23 | $100.07 | 0.21% | $0.0533 | monthly | 03/11/2020 | 12/31/2020 | 01/04/2021 | 145 M | $0.00 | 0.00 | ClearShares Ultra-Short Maturity ETF |
| 12/30/2020 | OR | Osisko Gold Royalties Ltd | N/A | $17.27 | $12.87 | 1.55% | $0.05 | quarterly | 11/09/2020 | 12/31/2020 | 01/15/2021 | 3,216 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | ORC | Orchid Island Capital Inc | Mortgage and Nonmortgage Loan Brokers | $8.20 | $5.20 | 5.00% | $0.065 | monthly | 12/15/2020 | 12/31/2020 | 01/27/2021 | 585 M | -$0.73 | -15.31 | Ordinary Shares |
| 12/30/2020 | ORCC | Owl Rock Capital Corp | Securities and Commodity Exchanges | $13.48 | $12.43 | 2.57% | $0.08 | unspecified | 11/04/2020 | 12/31/2020 | 01/19/2021 | 5,254 M | $1.59 | 8.42 | Ordinary Shares |
| 12/30/2020 | PAK | Global X Funds - Global X MSCI Pakistan ETF | N/A | $16.79 | $28.84 | 6.60% | $0.4759 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 28 M | $0.00 | 0.00 | Global X MSCI Pakistan ETF |
| 12/30/2020 | PAVE | Global X Funds - Global X U.S. Infrastructure Development ETF | N/A | $39.42 | $21.10 | 1.05% | $0.0553 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 8,001 M | $0.00 | 0.00 | Global X U.S. Infrastructure Development ETF |
| 12/30/2020 | PBA | Pembina Pipeline Corporation | N/A | $40.28 | $23.64 | 3.55% | $0.21 | monthly | 12/08/2020 | 12/31/2020 | 01/15/2021 | 23,370 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | PBT | Permian Basin Royalty Trust | N/A | $11.15 | $3.39 | 1.58% | $0.0134 | monthly | 12/18/2020 | 12/31/2020 | 01/14/2021 | 520 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | PDT | John Hancock Premium Dividend Fund | Securities and Commodity Exchanges | $13.12 | $13.97 | 2.79% | $0.0975 | monthly | 12/21/2020 | 12/31/2020 | 01/29/2021 | 645 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | PEB | Pebblebrook Hotel Trust | Lessors of Nonresidential Buildings (except Miniwarehouses) | $13.30 | $18.91 | 0.21% | $0.01 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 1,603 M | -$1.10 | -12.17 | Ordinary Shares |
| 12/30/2020 | PEGA | Pegasystems Inc. | N/A | $70.92 | $131.67 | 0.09% | $0.03 | quarterly | 12/16/2020 | 01/01/2021 | 01/15/2021 | 6,054 M | $1.34 | 46.61 | Ordinary Shares |
| 12/30/2020 | PFF | BlackRock Institutional Trust Company N.A. - iShares Trust iShares Preferred and Income Securities ETF | N/A | $32.37 | $38.34 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 14,789 M | $0.00 | 0.00 | iShares Trust iShares Preferred and Income Securities ETF |
| 12/30/2020 | PFFD | Global X Funds - Global X U.S. Preferred ETF | N/A | $20.27 | $25.71 | 1.70% | $0.109 | monthly | 01/20/2020 | 12/31/2020 | 01/08/2021 | 2,420 M | $0.00 | 0.00 | Global X U.S. Preferred ETF |
| 12/30/2020 | PFFV | Global X Funds - Global X Variable Rate Preferred ETF | N/A | $23.78 | $27.41 | 0.25% | $0.0171 | quarterly | 12/29/2020 | 12/31/2020 | 01/08/2021 | 256 M | $0.00 | 0.00 | Global X Variable Rate Preferred ETF |
| 12/30/2020 | PFLD | ETF Series Solutions Trust - AAM Low Duration Preferred and Income Securities ETF | N/A | $20.97 | $25.00 | 1.54% | $0.096 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 379 M | $0.00 | 0.00 | AAM Low Duration Preferred and Income Securities ETF |
| 12/30/2020 | PGAL | Global X Funds - Global X MSCI Portugal ETF | N/A | $10.32 | $11.05 | 2.37% | $0.0653 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 5 M | $0.00 | 0.00 | Global X MSCI Portugal ETF |
| 12/30/2020 | PGRE | Paramount Group Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $5.05 | $9.02 | 3.10% | $0.07 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 1,098 M | -$0.98 | -5.18 | Ordinary Shares |
| 12/30/2020 | PKX | POSCO Holdings Inc - ADR | N/A | $63.82 | $62.34 | 6.45% | $1.0048 | quarterly | 12/08/2020 | 12/31/2020 | 04/16/2021 | 21,589 M | $0.00 | 0.00 | ADR |
| 12/30/2020 | PLCY | EventShares U.S. Legislative Opportunities ETF | Investment Trusts/Mutual Funds | $25.16 | N/A | N/A | $0.00 | annual | 04/28/2020 | 12/31/2020 | 01/04/2021 | 22 M | $0.00 | N/A | EventShares U.S. Legislative Opportunities ETF |
| 12/30/2020 | PLYM | Plymouth Industrial Reit Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $23.94 | $14.76 | 5.42% | $0.20 | quarterly | 12/15/2020 | 12/31/2020 | 01/29/2021 | 1,087 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | PMT | Pennymac Mortgage Investment Trust | Mortgage and Nonmortgage Loan Brokers | $14.21 | $17.47 | 10.76% | $0.47 | quarterly | 12/18/2020 | 12/31/2020 | 01/29/2021 | 1,234 M | $1.24 | 8.51 | Ordinary Shares |
| 12/30/2020 | POTX | Global X Funds - Global X Cannabis ETF | N/A | $5.16 | $10.18 | 5.71% | $0.1453 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 32 M | $0.00 | 0.00 | Global X Cannabis ETF |
| 12/30/2020 | PRIM | Primoris Services Corp | N/A | $56.40 | $27.51 | 0.87% | $0.06 | quarterly | 11/05/2020 | 12/31/2020 | 01/15/2021 | 3,029 M | $2.84 | 19.63 | Ordinary Shares |
| 12/30/2020 | PRT | PermRock Royalty Trust - Unit | N/A | $4.15 | $2.82 | 2.12% | $0.0149 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 50 M | $0.00 | 0.00 | Unit |
| 12/30/2020 | PSEC | Prospect Capital Corp | N/A | $5.22 | $5.47 | 4.39% | $0.06 | monthly | 11/09/2020 | 12/31/2020 | 01/21/2021 | 2,244 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | PVL | Permianville Royalty Trust - Unit | N/A | $1.79 | $0.72 | N/A | $0.00 | monthly | 12/18/2020 | 12/31/2020 | N/A | 59 M | $0.00 | 0.00 | Unit |
| 12/30/2020 | PXD | Pioneer Natural Resources Co. | Crude Petroleum Extraction | $269.62 | $114.57 | 1.92% | $0.55 | quarterly | 11/19/2020 | 12/31/2020 | 01/14/2021 | 62,989 M | $20.19 | 12.89 | Ordinary Shares |
| 12/30/2020 | QAI | New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF | N/A | $31.62 | $31.96 | 7.92% | $0.6331 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 575 M | $0.00 | 0.00 | IQ Hedge Multi-Strategy Tracker ETF |
| 12/30/2020 | QAT | BlackRock Institutional Trust Company N.A. - iShares MSCI Qatar ETF | N/A | $17.54 | $18.50 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 62 M | $0.00 | 0.00 | iShares MSCI Qatar ETF |
| 12/30/2020 | QDIV | Global X Funds - Global X S&P 500 Quality Dividend ETF | N/A | $35.65 | $26.00 | 0.98% | $0.064 | monthly | 01/21/2020 | 12/31/2020 | 01/08/2021 | 28 M | $0.00 | 0.00 | Global X S&P 500 Quality Dividend ETF |
| 12/30/2020 | QED | IndexIQ ETF Trust - IQ Hedge Event-Driven Tracker ETF | N/A | $20.93 | $23.40 | 17.94% | $1.0495 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 6 M | $0.00 | 0.00 | IQ Hedge Event-Driven Tracker ETF |
| 12/30/2020 | QGTA | IQ Leaders GTAA Tracker ETF | Investment Trusts/Mutual Funds | $23.96 | N/A | N/A | $0.00 | blank | 02/06/2020 | 12/31/2020 | 01/07/2021 | 13 M | $0.00 | N/A | IQ Leaders GTAA Tracker ETF |
| 12/30/2020 | QLS | IndexIQ ETF Trust - IQ Hedge Long/Short Tracker ETF | N/A | $25.09 | $25.71 | 8.05% | $0.5173 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 23 M | $0.00 | 0.00 | IQ Hedge Long/Short Tracker ETF |
| 12/30/2020 | QMN | IndexIQ ETF Trust - IQ Hedge Market Neutral Tracker ETF | N/A | $24.84 | $27.22 | 8.36% | $0.5692 | annual | 02/05/2020 | 12/31/2020 | 01/07/2021 | 7 M | $0.00 | 0.00 | IQ Hedge Market Neutral Tracker ETF |
| 12/30/2020 | QMOM | EA Series Trust - Alpha Architect U.S. Quantitative Momentum ETF | N/A | $61.51 | $52.88 | N/A | $0.00 | unspecified | 12/29/2020 | 12/31/2020 | N/A | 248 M | $0.00 | 0.00 | Alpha Architect U.S. Quantitative Momentum ETF |
| 12/30/2020 | QQC | Simplify Exchange Traded Funds - Simplify Nasdaq 100 PLUS Convexity ETF | N/A | $24.46 | $26.45 | 0.65% | $0.0431 | blank | 12/29/2020 | 12/31/2020 | 01/06/2021 | 4 M | $0.00 | 0.00 | Simplify Growth Equity Plus Convexity ETF |
| 12/30/2020 | QQD | Simplify Exchange Traded Funds - Simplify Nasdaq 100 PLUS Downside Convexity ETF | N/A | $23.18 | $26.00 | 0.66% | $0.0429 | blank | 12/29/2020 | 12/31/2020 | 01/06/2021 | 0 M | $0.00 | 0.00 | Simplify Growth Equity Plus Downside Convexity ETF |
| 12/30/2020 | QSY | WisdomTree Trust - WisdomTree U.S. Quality Shareholder Yield Fund | Securities and Commodity Exchanges | $63.37 | $98.31 | 0.32% | $0.078 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 97 M | $0.00 | 0.00 | WisdomTree U.S. Quality Shareholder Yield Fund |
| 12/30/2020 | QVAL | EA Series Trust - Alpha Architect U.S. Quantitative Value ETF | N/A | $45.13 | $28.07 | 3.85% | $0.2705 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 361 M | $0.00 | 0.00 | Alpha Architect U.S. Quantitative Value ETF |
| 12/30/2020 | QYLD | Global X Funds - Global X NASDAQ 100 Covered Call ETF | N/A | $17.89 | $22.81 | 4.03% | $0.2299 | monthly | 12/29/2020 | 12/31/2020 | 01/08/2021 | 8,027 M | $0.00 | 0.00 | Global X NASDAQ 100 Covered Call ETF |
| 12/30/2020 | QYLG | Global X Funds - Global X Nasdaq 100 Covered Call & Growth ETF | N/A | $31.52 | $29.75 | 2.01% | $0.1493 | monthly | 12/30/2020 | 12/31/2020 | 01/08/2021 | 104 M | $0.00 | 0.00 | Global X Nasdaq 100 Covered Call & Growth ETF |
| 12/30/2020 | RAFE | Pimco Equity Series - Pimco Rafi ESG U.S. ETF | N/A | $36.58 | $25.63 | 2.34% | $0.15 | quarterly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 57 M | $0.00 | 0.00 | Pimco Rafi ESG U.S. ETF |
| 12/30/2020 | RAND | Rand Capital Corp. | N/A | $18.71 | $18.15 | 29.32% | $1.33 | unspecified | 12/21/2020 | 12/31/2020 | 01/19/2021 | 48 M | $4.19 | 4.46 | Ordinary Shares |
| 12/30/2020 | RBC | RBC Bearings Inc. | Ball and Roller Bearing Manufacturing | $297.85 | $121.54 | 0.99% | $0.30 | quarterly | 10/22/2020 | 12/31/2020 | 01/15/2021 | 8,706 M | $6.78 | 43.90 | Ordinary Shares |
| 12/30/2020 | RC | Ready Capital Corp | Mortgage and Nonmortgage Loan Brokers | $8.29 | $12.33 | 11.35% | $0.35 | quarterly | 12/14/2020 | 12/31/2020 | 01/29/2021 | 1,395 M | -$0.37 | -22.44 | Ordinary Shares |
| 12/30/2020 | REXR | Rexford Industrial Realty Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $50.92 | $48.78 | 1.76% | $0.215 | quarterly | 10/20/2020 | 12/31/2020 | 01/15/2021 | 11,178 M | $1.21 | 43.59 | Ordinary Shares |
| 12/30/2020 | RING | BlackRock Institutional Trust Company N.A. - iShares MSCI Global Gold Miners ETF | N/A | $32.26 | $30.38 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 551 M | $0.00 | 0.00 | BTC iShares MSCI Global Gold Miners ETF |
| 12/30/2020 | RLJ | RLJ Lodging Trust | Lessors of Nonresidential Buildings (except Miniwarehouses) | $9.50 | $14.17 | 0.28% | $0.01 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 1,473 M | $0.26 | 36.29 | Ordinary Shares |
| 12/30/2020 | RNRG | Global X Funds - Global X Renewable Energy Producers ETF | N/A | $10.50 | $18.20 | 2.27% | $0.1031 | quarterly | 12/04/2020 | 12/31/2020 | 01/08/2021 | 38 M | $0.00 | 0.00 | Global X Renewable Energy Producers ETF |
| 12/30/2020 | ROOF | New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF | N/A | $21.55 | $21.35 | 5.45% | $0.2912 | quarterly | 02/06/2020 | 12/31/2020 | 01/07/2021 | 144 M | $0.00 | 0.00 | IQ U.S. Real Estate Small Cap ETF |
| 12/30/2020 | RYLD | Global X Funds - Global X Russell 2000 Covered Call ETF | N/A | $16.17 | $22.61 | 4.04% | $0.2283 | monthly | 01/20/2020 | 12/31/2020 | 01/08/2021 | 1,415 M | $0.00 | 0.00 | Global X Russell 2000 Covered Call ETF |
| 12/30/2020 | SACH | Sachem Capital Corp | Mortgage and Nonmortgage Loan Brokers | $2.45 | $4.10 | 11.71% | $0.12 | quarterly | 12/23/2020 | 12/31/2020 | 01/08/2021 | 116 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | SCID | Global X Scientific Beta Europe ETF | Investment Trusts/Mutual Funds | $24.62 | N/A | N/A | $0.00 | blank | 01/20/2020 | 12/31/2020 | 01/08/2021 | 4 M | $0.00 | N/A | Global X Scientific Beta Europe ETF |
| 12/30/2020 | SCIJ | Global X Scientific Beta Japan ETF | Investment Trusts/Mutual Funds | $25.02 | N/A | N/A | $0.00 | blank | 01/20/2020 | 12/31/2020 | 01/08/2021 | 3 M | $0.00 | N/A | Global X Scientific Beta Japan ETF |
| 12/30/2020 | SCIU | Global X Scientific Beta US ETF | Investment Trusts/Mutual Funds | $33.48 | N/A | N/A | $0.00 | blank | 01/20/2020 | 12/31/2020 | 01/08/2021 | 28 M | $0.00 | N/A | Global X Scientific Beta US ETF |
| 12/30/2020 | SCIX | Global X Scientific Beta Asia ex-Japan ETF | Investment Trusts/Mutual Funds | $21.12 | N/A | N/A | $0.00 | blank | 01/20/2020 | 12/31/2020 | 01/08/2021 | 2 M | $0.00 | N/A | Global X Scientific Beta Asia ex-Japan ETF |
| 12/30/2020 | SCZ | BlackRock Institutional Trust Company N.A. - iShares MSCI EAFE Small-Cap ETF | N/A | $66.01 | $68.74 | 0.13% | $0.023 | unspecified | 12/29/2020 | 12/31/2020 | 01/06/2021 | 9,662 M | $0.00 | 0.00 | BTC iShares MSCI EAFE Small-Cap ETF |
| 12/30/2020 | SDAG | IQ Short Duration Enhanced Core Bond U.S. ETF | Investment Trusts/Mutual Funds | $24.50 | N/A | N/A | $0.00 | blank | 02/05/2020 | 12/31/2020 | 01/07/2021 | 4 M | $0.00 | N/A | IQ Short Duration Enhanced Core Bond U.S. ETF |
| 12/30/2020 | SDEM | Global X Funds - Global X MSCI SuperDividend Emerging Markets ETF | N/A | $25.41 | $11.63 | 1.98% | $0.0575 | monthly | 01/21/2020 | 12/31/2020 | 01/08/2021 | 37 M | $0.00 | 0.00 | Global X MSCI SuperDividend Emerging Markets ETF |
| 12/30/2020 | SDG | iShares Trust - iShares MSCI Global Sustainable Development Goals ETF | N/A | $80.66 | $93.50 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 241 M | $0.00 | 0.00 | iShares MSCI Global Impact ETF |
| 12/30/2020 | SDIV | Global X Funds - Global X SuperDividend ETF | N/A | $22.55 | $12.90 | 2.33% | $0.075 | monthly | 01/21/2020 | 12/31/2020 | 01/08/2021 | 795 M | $0.00 | 0.00 | Global X SuperDividend ETF |
| 12/30/2020 | SFB | Stifel Financial Corp. - 5.20% NT REDEEM 15/10/2047 USD 25 | N/A | $23.24 | $26.41 | 4.92% | $0.325 | quarterly | N/A | 12/31/2020 | 01/15/2021 | 9,035 M | $4.70 | 0.00 | 5.20% NT REDEEM 15/10/2047 USD 25 |
| 12/30/2020 | SFBS | ServisFirst Bancshares Inc | Monetary Authorities-Central Bank | $81.06 | $40.04 | 2.00% | $0.20 | quarterly | 12/21/2020 | 01/01/2021 | 01/08/2021 | 4,419 M | $3.62 | 22.37 | Ordinary Shares |
| 12/30/2020 | SHG | Shinhan Financial Group Co. Ltd. - ADR | Monetary Authorities-Central Bank | $42.45 | $29.53 | 18.03% | $1.331 | annual | N/A | 12/31/2020 | 04/16/2021 | 21,624 M | $0.00 | 0.00 | ADR |
| 12/30/2020 | SHV | BlackRock Institutional Trust Company N.A. - iShares Short Treasury Bond ETF | N/A | $110.60 | $110.52 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 19,116 M | $0.00 | 0.00 | BTC iShares Short Treasury Bond ETF |
| 12/30/2020 | SHY | BlackRock Institutional Trust Company N.A. - iShares 1-3 Year Treasury Bond ETF | N/A | $82.80 | $86.38 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 23,855 M | $0.00 | 0.00 | BTC iShares 1-3 Year Treasury Bond ETF |
| 12/30/2020 | SCHH | Schwab Strategic Trust - Schwab U.S. REIT ETF | N/A | $22.59 | $37.55 | 1.26% | $0.1185 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 7,286 M | $0.00 | 0.00 | Schwab U.S. REIT ETF |
| 12/30/2020 | SCHM | Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF | N/A | $81.63 | $68.02 | 0.32% | $0.0549 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 11,534 M | $0.00 | 0.00 | Schwab U.S. Mid-Cap ETF |
| 12/30/2020 | SIL | Global X Funds - Global X Silver Miners ETF | N/A | $32.73 | $46.49 | 6.32% | $0.7347 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 1,101 M | $0.00 | 0.00 | Global X Silver Miners ETF |
| 12/30/2020 | SJIU | South Jersey Industries Inc. - Units (Corporate Unit) | Natural Gas Distribution | $41.09 | $36.53 | 9.92% | $0.9062 | quarterly | 10/15/2020 | 01/01/2021 | 01/15/2021 | 2,437 M | $0.00 | 0.00 | Units (Corporate Unit) |
| 12/30/2020 | SJT | San Juan Basin Royalty Trust - Unit | N/A | $3.29 | $2.65 | 0.93% | $0.0061 | monthly | 12/18/2020 | 12/31/2020 | 01/15/2021 | 153 M | $0.00 | 0.00 | Unit |
| 12/30/2020 | SKM | SK Telecom Co Ltd - ADR | N/A | $23.03 | $24.35 | 14.67% | $0.8932 | semi-annual | N/A | 12/31/2020 | 04/28/2021 | 8,904 M | $0.00 | 0.00 | ADR |
| 12/30/2020 | SLQD | BlackRock Institutional Trust Company N.A. - iShares 0-5 Year Investment Grade Corporate Bond ETF | N/A | $50.10 | $52.20 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 2,130 M | $0.00 | 0.00 | BTC iShares 0-5 Year Investment Grade Corporate Bond ETF |
| 12/30/2020 | SMMU | Pimco Exchange Traded Fund - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund | N/A | $50.33 | $51.40 | 0.31% | $0.0402 | monthly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 613 M | $0.00 | 0.00 | PIMCO Short Term Municipal Bond Active Exchange-Traded Fund |
| 12/30/2020 | SNSR | Global X Funds - Global X Funds Global X Internet of Things ETF | N/A | $35.11 | $31.84 | 0.81% | $0.0642 | semi-annual | 12/29/2020 | 12/31/2020 | 01/08/2021 | 253 M | $0.00 | 0.00 | Global X Funds Global X Internet of Things ETF |
| 12/30/2020 | SNUG | EA Series Trust - Merlyn.AI Tactical Growth and Income ETF | N/A | $22.15 | $27.40 | 3.33% | $0.2283 | quarterly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 0 M | $0.00 | 0.00 | Merlyn.AI Tactical Growth and Income ETF |
| 12/30/2020 | SOCL | Global X Funds - Global X Social Media ETF | N/A | $39.37 | $62.11 | N/A | $0.00 | semi-annual | N/A | 12/31/2020 | N/A | 125 M | $0.00 | 0.00 | Global X Social Media ETF |
| 12/30/2020 | SOIL | Global X Fertilizers/Potash ETF | Investment Trusts/Mutual Funds | $8.16 | N/A | N/A | $0.00 | blank | 01/20/2020 | 12/31/2020 | 01/08/2021 | 9 M | $0.00 | N/A | Global X Fertilizers/Potash ETF |
| 12/30/2020 | SOJB | Southern Company - 5.25% NT REDEEM 01/10/2076 USD 25 | Nuclear Electric Power Generation | $25.04 | $26.81 | 4.95% | $0.3318 | quarterly | N/A | 12/31/2020 | 01/01/2021 | 66,812 M | $0.00 | 0.00 | 5.25% NT REDEEM 01/10/2076 USD 25 |
| 12/30/2020 | SOXX | BlackRock Institutional Trust Company N.A. - iShares Semiconductor ETF | N/A | $231.14 | $377.98 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 15,255 M | $0.00 | 0.00 | BTC iShares PHLX Semiconductor ETF |
| 12/30/2020 | SPDV | ETF Series Solutions Trust - AAM S&P 500 High Dividend Value ETF | N/A | $32.41 | $24.46 | 1.44% | $0.088 | monthly | 12/29/2020 | 12/31/2020 | 01/05/2021 | 62 M | $0.00 | 0.00 | AAM S&P 500 High Dividend Value ETF |
| 12/30/2020 | SPFF | Global X Funds - Global X SuperIncome Preferred ETF | N/A | $9.44 | $11.75 | 1.92% | $0.0565 | monthly | 01/21/2020 | 12/31/2020 | 01/08/2021 | 151 M | $0.00 | 0.00 | Global X SuperIncome Preferred ETF |
| 12/30/2020 | SPKEP | Spark Energy Inc - FXDFR PRF PERPETUAL USD 25 - Ser A | Nuclear Electric Power Generation | $25.96 | $25.00 | 8.75% | $0.5469 | quarterly | 10/19/2020 | 01/01/2021 | 01/15/2021 | 177 M | $0.00 | 0.00 | FXDFR PRF PERPETUAL USD 25 - Ser A |
| 12/30/2020 | SQLV | Legg Mason ETF Investment Trust - Royce Quant Small-Cap Quality Value ETF | N/A | $41.60 | $29.48 | N/A | $0.00 | quarterly | N/A | 12/31/2020 | N/A | 29 M | $0.00 | 0.00 | Legg Mason Small-Cap Quality Value ETF |
| 12/30/2020 | SRC | Spirit Realty Capital Inc | Other Financial Vehicles | $45.03 | $40.36 | 6.19% | $0.625 | quarterly | 12/02/2020 | 12/31/2020 | 01/15/2021 | 5,631 M | $2.28 | 17.88 | Ordinary Shares |
| 12/30/2020 | SRET | Global X Funds - Global X SuperDividend REIT ETF | N/A | $22.06 | $8.88 | 2.48% | $0.055 | monthly | 12/29/2020 | 12/31/2020 | 01/08/2021 | 228 M | $0.00 | 0.00 | Global X SuperDividend REIT ETF |
| 12/30/2020 | STAG | STAG Industrial Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $40.58 | $31.09 | 1.54% | $0.12 | monthly | 10/09/2020 | 12/31/2020 | 01/15/2021 | 7,390 M | $1.03 | 39.31 | Ordinary Shares |
| 12/30/2020 | STLD | Steel Dynamics Inc. | N/A | $119.53 | $36.59 | 2.73% | $0.25 | quarterly | 11/19/2020 | 12/31/2020 | 01/15/2021 | 18,441 M | $12.48 | 9.16 | Ordinary Shares |
| 12/30/2020 | STN | Stantec Inc | N/A | $81.99 | $32.34 | 1.92% | $0.155 | quarterly | 11/04/2020 | 12/31/2020 | 01/15/2021 | 9,352 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | STOR | Store Capital Corp | Other Financial Vehicles | $32.21 | $33.78 | 4.26% | $0.36 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 9,105 M | $1.16 | 28.39 | Ordinary Shares |
| 12/30/2020 | STPZ | Pimco Exchange Traded Fund - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund | N/A | $52.26 | $54.14 | N/A | $0.00 | blank | 01/23/2020 | 12/31/2020 | 01/05/2021 | 495 M | $0.00 | 0.00 | PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund |
| 12/30/2020 | STWD | Starwood Property Trust Inc | Mortgage and Nonmortgage Loan Brokers | $20.84 | $19.28 | 9.96% | $0.48 | quarterly | 12/09/2020 | 12/31/2020 | 01/15/2021 | 6,600 M | $1.09 | 19.19 | Ordinary Shares |
| 12/30/2020 | SUI | Sun Communities, Inc. | Lessors of Residential Buildings and Dwellings | $135.24 | $149.45 | 2.11% | $0.79 | quarterly | 12/01/2020 | 12/31/2020 | 01/15/2021 | 16,860 M | -$1.99 | -68.51 | Ordinary Shares |
| 12/30/2020 | SUSB | iShares Trust - iShares Trust iShares ESG Aware 1-5 Year USD Corporate Bond ETF | N/A | $24.98 | $26.17 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 891 M | $0.00 | 0.00 | iShares Trust iShares ESG Aware 1-5 Year USD Corporate Bond ETF |
| 12/30/2020 | SUSC | iShares Trust - iShares Trust iShares ESG Aware USD Corporate Bond ETF | N/A | $23.47 | $28.33 | 0.01% | $0.0008 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 1,141 M | $0.00 | 0.00 | iShares Trust iShares ESG Aware USD Corporate Bond ETF |
| 12/30/2020 | SUSL | iShares Trust - iShares ESG MSCI USA Leaders ETF | N/A | $99.11 | $64.50 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 1,086 M | $0.00 | 0.00 | iShares ESG MSCI USA Leaders ETF |
| 12/30/2020 | SYK | Stryker Corp. | Surgical and Medical Instrument Manufacturing | $360.42 | $242.06 | 1.04% | $0.63 | quarterly | 12/02/2020 | 12/31/2020 | 01/29/2021 | 137,347 M | $8.97 | 39.83 | Ordinary Shares |
| 12/30/2020 | TANNI | TravelCenters of America Inc - 8.25% NT REDEEM 15/01/2028 USD 25 | New Car Dealers | $25.27 | N/A | N/A | $0.5156 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 0 M | $0.00 | 0.00 | 8.25% NT REDEEM 15/01/2028 USD 25 |
| 12/30/2020 | TANNZ | TravelCenters of America Inc - 8% NT REDEEM 15/10/2030 USD 25 | New Car Dealers | $25.07 | $25.41 | 7.87% | $0.50 | quarterly | N/A | 01/01/2021 | 01/15/2021 | 0 M | $0.00 | 0.00 | 8% NT REDEEM 15/10/2030 USD 25 |
| 12/30/2020 | TCTL | Premise Capital LLC - Premise Capital Diversified Tactical ETF | N/A | $29.76 | $29.91 | 4.21% | $0.3151 | annual | 12/29/2020 | 12/31/2020 | 01/04/2021 | 33 M | $0.00 | 0.00 | Premise Capital Diversified Tactical ETF |
| 12/30/2020 | TFII | TFI International Inc | N/A | $148.13 | $51.90 | 2.24% | $0.29 | quarterly | 12/15/2020 | 12/31/2020 | 01/15/2021 | 12,532 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | TFIV | Global X Funds - Global X TargetIncome 5 ETF | N/A | $23.64 | $23.59 | 1.57% | $0.0925 | monthly | 01/21/2020 | 12/31/2020 | 01/08/2021 | 6 M | $0.00 | 0.00 | Global X TargetIncome 5 ETF |
| 12/30/2020 | TFLT | Global X Funds - Global X TargetIncome Plus 2 ETF | N/A | $23.26 | $24.48 | 1.04% | $0.0636 | monthly | 01/21/2020 | 12/31/2020 | 01/08/2021 | 5 M | $0.00 | 0.00 | Global X TargetIncome Plus 2 ETF |
| 12/30/2020 | TGLS | Tecnoglass Inc | N/A | $61.97 | $6.95 | 1.58% | $0.0275 | quarterly | 12/08/2020 | 12/31/2020 | 01/29/2021 | 2,912 M | $3.12 | 19.82 | Ordinary Shares |
| 12/30/2020 | TIPZ | Pimco Exchange Traded Fund - PIMCO Broad U.S. TIPS Index Exchange-Traded Fund | N/A | $53.42 | $65.21 | N/A | $0.00 | blank | 01/23/2020 | 12/31/2020 | 01/05/2021 | 111 M | $0.00 | 0.00 | PIMCO Broad U.S. TIPS Index Exchange-Traded Fund |
| 12/30/2020 | TLT | BlackRock Institutional Trust Company N.A. - iShares 20+ Year Treasury Bond ETF | N/A | $96.64 | $157.50 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 61,290 M | $0.00 | 0.00 | BTC iShares 20+ Year Treasury Bond ETF |
| 12/30/2020 | TOT | TotalEnergies SE - ADR | Crude Petroleum and Natural Gas Extraction | $48.30 | $42.67 | 7.51% | $0.8009 | quarterly | 07/29/2020 | 12/31/2020 | 01/25/2021 | 127,021 M | -$1.50 | -32.30 | ADR |
| 12/30/2020 | TPAY | Managed Portfolio Series - Ecofin Digital Payments Infrastructure Fund | N/A | $25.32 | $44.54 | 0.92% | $0.1021 | annual | 02/25/2020 | 12/31/2020 | 01/04/2021 | 8 M | $0.00 | 0.00 | Ecofin Digital Payments Infrastructure Fund |
| 12/30/2020 | TPVG | TriplePoint Venture Growth BDC Corp | N/A | $7.53 | $13.03 | 3.07% | $0.10 | unspecified | 12/21/2020 | 12/31/2020 | 01/13/2021 | 301 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | TPVY | TriplePoint Venture Growth BDC Corp - 5.75% NT REDEEM 15/07/2022 USD 2 | Securities and Commodity Exchanges | $25.30 | $25.26 | 5.69% | $0.3594 | quarterly | N/A | 12/31/2020 | 01/15/2021 | 475 M | $0.00 | 0.00 | 5.75% NT REDEEM 15/07/2022 USD 25 |
| 12/30/2020 | TPYP | Managed Portfolio Series - Tortoise North American Pipeline Fund ETF | N/A | $31.40 | $17.23 | 5.61% | $0.2415 | quarterly | 02/25/2020 | 12/31/2020 | 01/04/2021 | 631 M | $0.00 | 0.00 | Tortoise North American Pipeline Fund ETF |
| 12/30/2020 | TRP | TC Energy Corporation | Pipeline Transportation of Natural Gas | $46.34 | $40.18 | 6.33% | $0.6362 | quarterly | 10/29/2020 | 12/31/2020 | 01/29/2021 | 48,078 M | $2.07 | 22.54 | Ordinary Shares |
| 12/30/2020 | TSI | TCW Strategic Income Fund Inc | Securities and Commodity Exchanges | $5.12 | $5.58 | 2.74% | $0.0382 | quarterly | 12/17/2020 | 12/31/2020 | 01/08/2021 | 245 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | TTAC | TrimTabs ETF Trust - FCF US Quality ETF | N/A | $63.96 | $46.16 | 1.64% | $0.1894 | annual | 12/29/2020 | 12/31/2020 | 01/04/2021 | 425 M | $0.00 | 0.00 | TrimTabs US Free Cash Flow Quality ETF |
| 12/30/2020 | TTAI | TrimTabs ETF Trust - FCF International Quality ETF | N/A | $30.66 | $32.11 | 2.53% | $0.2029 | annual | 12/29/2020 | 12/31/2020 | 01/04/2021 | 61 M | $0.00 | 0.00 | TrimTabs International Free Cash Flow Quality ETF |
| 12/30/2020 | TTE | TotalEnergies SE - ADR | Crude Petroleum Extraction | $69.00 | $42.67 | 7.51% | $0.8009 | quarterly | 07/29/2020 | 12/31/2020 | 01/25/2021 | 165,440 M | $8.95 | 7.79 | ADR |
| 12/30/2020 | TUR | BlackRock Institutional Trust Company N.A. - iShares MSCI Turkey ETF | N/A | $37.08 | $26.69 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 219 M | $0.00 | 0.00 | BTC iShares MSCI Turkey ETF |
| 12/30/2020 | UAE | BlackRock Institutional Trust Company N.A. - iShares MSCI UAE ETF | N/A | $15.00 | $11.82 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | 01/06/2021 | 36 M | $0.00 | 0.00 | iShares MSCI UAE ETF |
| 12/30/2020 | UE | Urban Edge Properties | Lessors of Nonresidential Buildings (except Miniwarehouses) | $21.15 | $12.86 | 14.31% | $0.46 | unspecified | 12/14/2020 | 12/31/2020 | 01/19/2021 | 2,566 M | $2.44 | 8.83 | Ordinary Shares |
| 12/30/2020 | ULTR | IndexIQ Active ETF Trust - IQ Ultra Short Duration ETF | N/A | $47.96 | $49.55 | 2.17% | $0.269 | monthly | 02/03/2020 | 12/31/2020 | 01/07/2021 | 14 M | $0.00 | 0.00 | IQ Ultra Short Duration ETF |
| 12/30/2020 | URA | Global X Funds - Global X Uranium ETF | N/A | $25.90 | $15.39 | 2.68% | $0.1032 | semi-annual | 01/20/2020 | 12/31/2020 | 01/08/2021 | 2,922 M | $0.00 | 0.00 | Global X Uranium ETF |
| 12/30/2020 | USAI | Pacer Funds Trust - Pacer American Energy Independence ETF | N/A | $34.76 | $18.10 | 2.65% | $0.12 | monthly | 12/29/2020 | 12/31/2020 | 01/04/2021 | 59 M | $0.00 | 0.00 | Pacer American Energy Independence ETF |
| 12/30/2020 | USB | U.S. Bancorp. | Monetary Authorities-Central Bank | $47.23 | $46.15 | 3.64% | $0.42 | quarterly | 12/08/2020 | 12/31/2020 | 01/15/2021 | 73,703 M | $3.15 | 15.03 | Ordinary Shares |
| 12/30/2020 | USIG | BlackRock Institutional Trust Company N.A. - iShares Broad USD Investment Grade Corporate Bond ETF | N/A | $51.87 | $61.96 | N/A | $0.00 | blank | N/A | 12/31/2020 | N/A | 11,891 M | $0.00 | 0.00 | iShares Broad USD Investment Grade Corporate Bond ETF |
| 12/30/2020 | USXF | iShares Trust - iShares ESG Advanced MSCI USA ETF | N/A | $48.32 | $31.09 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 1,138 M | $0.00 | 0.00 | iShares ESG Advanced MSCI USA ETF |
| 12/30/2020 | UTG | Reaves Utility Income Fund | All Other Insurance Related Activities | $30.06 | $32.83 | 2.19% | $0.18 | monthly | 12/16/2020 | 12/31/2020 | 01/15/2021 | 2,376 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | VCEB | Vanguard Group, Inc. - Vanguard ESG U.S. Corporate Bond ETF | N/A | $64.15 | $76.18 | 0.54% | $0.1019 | monthly | 12/28/2020 | 12/31/2020 | 01/05/2021 | 634 M | $0.00 | 0.00 | Vanguard ESG U.S. Corporate Bond ETF |
| 12/30/2020 | VER | VEREIT Inc | Other Financial Vehicles | $50.15 | $37.44 | 4.11% | $0.385 | quarterly | 11/05/2020 | 12/31/2020 | 01/15/2021 | 11,491 M | $0.21 | 50.53 | Ordinary Shares |
| 12/30/2020 | VGI | Virtus Global Multi-Sector Income Fund | Securities and Commodity Exchanges | $7.94 | $12.06 | 3.32% | $0.10 | monthly | 11/19/2020 | 12/31/2020 | 01/11/2021 | 90 M | $0.00 | 0.00 | Ordinary Shares |
| 12/30/2020 | VIASP | Via Renewables Inc - FXDFR PRF PERPETUAL USD 25 - Ser A | N/A | $21.78 | $25.00 | 8.75% | $0.5469 | quarterly | 10/19/2020 | 01/01/2021 | 01/15/2021 | 77 M | $0.00 | 0.00 | FXDFR PRF PERPETUAL USD 25 - Ser A |
| 12/30/2020 | VLGEA | Village Super Market, Inc. - Ordinary Shares - Class A | N/A | $32.13 | $22.15 | 4.51% | $0.25 | quarterly | 12/11/2020 | 12/31/2020 | 01/21/2021 | 340 M | $0.00 | 0.00 | Ordinary Shares - Class A |
| 12/30/2020 | VMOT | EA Series Trust - Alpha Architect Value Momentum Trend ETF | N/A | $25.92 | $26.26 | N/A | $0.00 | quarterly | 12/29/2020 | 12/31/2020 | N/A | 22 M | $0.00 | 0.00 | Alpha Architect Value Momentum Trend ETF |
| 12/30/2020 | VNLA | Janus Capital Management LLC - Janus Henderson Short Duration Income ETF | N/A | $48.97 | $50.48 | 0.38% | $0.0478 | monthly | 12/29/2020 | 12/31/2020 | 01/06/2021 | 2,218 M | $0.00 | 0.00 | Janus Henderson Short Duration Income ETF |
| 12/30/2020 | VPN | Global X Funds - Global X Data Center REITs & Digital Infrastructure ETF | N/A | $14.47 | $15.45 | 1.20% | $0.0462 | blank | 12/29/2020 | 12/31/2020 | 01/08/2021 | 51 M | $0.00 | 0.00 | Global X Data Center REITs & Digital Infrastructure ETF |
| 12/30/2020 | WBND | Legg Mason ETF Investment Trust - Western Asset Total Return ETF | N/A | $20.66 | $28.18 | N/A | $0.00 | monthly | N/A | 12/31/2020 | N/A | 41 M | $0.00 | 0.00 | Western Asset Total Return ETF |
| 12/30/2020 | WCLD | WisdomTree Trust - WisdomTree Cloud Computing Fund | N/A | $31.68 | $53.97 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 415 M | $0.00 | 0.00 | WisdomTree Cloud Computing Fund |
| 12/30/2020 | WF | Woori Financial Group Inc - ADR | Monetary Authorities-Central Bank | $36.23 | $27.29 | 14.02% | $0.9565 | annual | N/A | 12/31/2020 | 04/16/2021 | 8,968 M | $0.00 | 0.00 | ADR |
| 12/30/2020 | WINC | Legg Mason ETF Investment Trust - Western Asset Short Duration Income ETF | N/A | $24.20 | $26.21 | N/A | $0.00 | monthly | N/A | 12/31/2020 | N/A | 13 M | $0.00 | 0.00 | Western Asset Short Duration Income ETF |
| 12/30/2020 | WIRE | Encore Wire Corp. | Electrical Apparatus and Equipment, Wiring Supplies, and Related Equipment Merchant Wholesalers | $289.84 | $60.37 | 0.13% | $0.02 | quarterly | 11/17/2020 | 01/01/2021 | 01/15/2021 | 2,871 M | $30.97 | 5.04 | Ordinary Shares |
| 12/30/2020 | WIZ | EA Series Trust - Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF | N/A | $29.65 | $33.33 | 1.94% | $0.1614 | quarterly | 01/04/2021 | 12/31/2020 | 01/05/2021 | 20 M | $0.00 | 0.00 | Merlyn.AI Bull-Rider Bear-Fighter ETF |
| 12/30/2020 | WLTW | Willis Towers Watson Public Limited Co | Insurance Agencies and Brokerages | $231.56 | $206.14 | 1.38% | $0.71 | quarterly | 12/11/2020 | 12/31/2020 | 01/15/2021 | 28,854 M | $17.70 | 12.57 | Ordinary Shares |
| 12/30/2020 | WOOD | BlackRock Institutional Trust Company N.A. - iShares Global Timber & Forestry ETF | N/A | $81.57 | $80.04 | N/A | $0.00 | unspecified | N/A | 12/31/2020 | N/A | 187 M | $0.00 | 0.00 | BTC iShares Global Timber & Forestry ETF |
| 12/30/2020 | WPC | W. P. Carey Inc | Lessors of Nonresidential Buildings (except Miniwarehouses) | $60.02 | $69.70 | 6.00% | $1.046 | quarterly | 12/09/2020 | 12/31/2020 | 01/15/2021 | 13,135 M | $2.64 | 22.99 | Ordinary Shares |
| 12/30/2020 | WTFCM | Wintrust Financial Corp. - FXDFR PRF PERPETUAL USD 25 - Ser D | Monetary Authorities-Central Bank | $24.91 | $28.31 | 5.79% | $0.41 | quarterly | 10/29/2020 | 01/01/2021 | 01/15/2021 | 7,235 M | $9.61 | 12.07 | FXDFR PRF PERPETUAL USD 25 - Ser D |
| 12/30/2020 | WTFCP | Wintrust Financial Corp. - FXDFR PRF PERPETUAL USD 25 - Ser E | Monetary Authorities-Central Bank | $24.99 | $28.61 | 6.01% | $0.4297 | quarterly | 10/29/2020 | 01/01/2021 | 01/15/2021 | 7,235 M | $9.61 | 12.07 | FXDFR PRF PERPETUAL USD 25 - Ser E |
| 12/30/2020 | XOUT | GraniteShares ETF Trust - GraniteShares XOUT U.S. Large Cap ETF | N/A | $40.11 | $35.81 | 0.53% | $0.0473 | quarterly | 03/18/2020 | 12/31/2020 | 01/04/2021 | 96 M | $0.00 | 0.00 | GraniteShares XOUT U.S. Large Cap ETF |
| 12/30/2020 | XRX | Xerox Holdings Corp | Computer Terminal and Other Computer Peripheral Equipment Manufacturing | $11.33 | $22.89 | 4.37% | $0.25 | quarterly | 10/22/2020 | 12/31/2020 | 01/29/2021 | 1,409 M | -$0.89 | -11.94 | Ordinary Shares |
| 12/30/2020 | XT | BlackRock Institutional Trust Company N.A. - iShares Exponential Technologies ETF | N/A | $59.75 | $57.26 | 0.08% | $0.0108 | unspecified | 12/29/2020 | 12/31/2020 | 01/06/2021 | 3,453 M | $0.00 | 0.00 | BTC iShares Exponential Technologies ETF |
| 12/30/2020 | XYLD | Global X Funds - Global X S&P 500 Covered Call ETF | N/A | $41.30 | $46.40 | 3.48% | $0.4036 | monthly | 01/20/2020 | 12/31/2020 | 01/08/2021 | 2,826 M | $0.00 | 0.00 | Global X S&P 500 Covered Call ETF |
| 12/30/2020 | XYLG | Global X Funds - Global X S&P 500 Covered Call & Growth ETF | N/A | $31.44 | $27.45 | 1.84% | $0.1261 | monthly | 12/29/2020 | 12/31/2020 | 01/08/2021 | 63 M | $0.00 | 0.00 | Global X S&P 500 Covered Call & Growth ETF |
| 12/30/2020 | YGYIP | Youngevity International Inc 9.75 % Cum Red Perp Pfd Registered Shs Series D | All Other Miscellaneous Chemical Product and Preparation Manufacturing | $0.20 | $5.99 | 13.56% | $0.2031 | monthly | 10/20/2020 | 12/31/2020 | 01/15/2021 | 0 M | $0.00 | 0.00 | 9.75% PRF PERPETUAL USD 25 - Ser D |
| 12/30/2020 | YLCO | Global X Funds - Global X YieldCo & Renewable Energy Income ETF | N/A | $18.14 | $18.20 | 2.27% | $0.1031 | quarterly | 12/04/2020 | 12/31/2020 | 01/08/2021 | 111 M | $0.00 | 0.00 | Global X YieldCo & Renewable Energy Income ETF |
| 12/30/2020 | YLDE | Legg Mason ETF Investment Trust - ClearBridge Dividend Strategy ESG ETF | N/A | $49.18 | $35.77 | N/A | $0.00 | quarterly | N/A | 12/31/2020 | N/A | 50 M | $0.00 | 0.00 | ClearBridge Dividend Strategy ESG ETF |
| 12/30/2020 | YORW | York Water Co. | Water Supply and Irrigation Systems | $38.98 | $46.65 | 1.61% | $0.1874 | quarterly | 11/23/2020 | 12/31/2020 | 01/15/2021 | 560 M | $1.60 | 24.45 | Ordinary Shares |
| 12/30/2020 | ZROZ | Pimco Exchange Traded Fund - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund | N/A | $80.64 | $162.80 | 1.60% | $0.65 | quarterly | 01/23/2020 | 12/31/2020 | 01/05/2021 | 1,631 M | $0.00 | 0.00 | PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund |
| 12/30/2020 | ZTR | Virtus Total Return Fund Inc. | Securities and Commodity Exchanges | $5.92 | $8.78 | 3.64% | $0.08 | monthly | 11/19/2020 | 12/31/2020 | 01/11/2021 | 406 M | $0.00 | 0.00 | Ordinary Shares |
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