12/10/2021 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$21.40 |
$34.18 |
1.95% |
$0.167 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
221 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
AGR |
Avangrid Inc |
N/A
|
$35.69 |
$48.21 |
3.65% |
$0.44 |
quarterly |
12/02/2021 |
12/13/2021 |
01/03/2022 |
13,812 M |
$2.52 |
14.15 |
Ordinary Shares |
12/10/2021 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$21.66 |
$27.09 |
1.85% |
$0.125 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
744 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
BAK |
Braskem S.A. - ADR |
N/A
|
$6.32 |
$19.23 |
54.72% |
$2.6307 |
annual |
12/02/2021 |
12/13/2021 |
12/30/2021 |
1,092 M |
$0.00 |
0.00 |
ADR |
12/10/2021 |
BTO |
John Hancock Financial Opportunities Fund |
N/A
|
$33.45 |
$43.86 |
5.02% |
$0.55 |
quarterly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
660 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
CBH |
Virtus Convertible & Income 2024 Target Term Fund |
Securities and Commodity Exchanges
|
$9.18 |
$10.60 |
1.74% |
$0.046 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
168 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
CEFD |
UBS AG London Branch - ZC SP ETN REDEEM 10/06/2050 USD 25 - 90269A286 |
N/A
|
$20.25 |
$31.24 |
3.20% |
$0.2499 |
blank |
N/A |
12/13/2021 |
12/21/2021 |
0 M |
$0.00 |
0.00 |
ZC SP ETN REDEEM 10/06/2050 USD 25 - 90269A286 |
12/10/2021 |
CEV |
Eaton Vance California Municipal Income Trust |
N/A
|
$10.92 |
$13.79 |
1.37% |
$0.0471 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
77 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
CORP |
Pimco Exchange Traded Fund - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund |
N/A
|
$98.26 |
$113.04 |
0.29% |
$0.081 |
unspecified |
12/09/2021 |
12/13/2021 |
12/15/2021 |
1,240 M |
$0.00 |
0.00 |
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund |
12/10/2021 |
ECC |
Eagle Point Credit Company Inc |
N/A
|
$9.99 |
$15.36 |
3.12% |
$0.12 |
monthly |
08/10/2021 |
12/13/2021 |
12/31/2021 |
852 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
ECCB |
Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B |
N/A
|
$24.99 |
$25.22 |
2.56% |
$0.1615 |
monthly |
08/10/2021 |
12/13/2021 |
12/31/2021 |
455 M |
$0.00 |
0.00 |
7.75% PRF PERPETUAL USD 25 - Ser B |
12/10/2021 |
ECCC |
Eagle Point Credit Company Inc - 6.50% PRF REDEEM 30/06/2031 USD 25 - Ser C |
N/A
|
$22.80 |
$25.16 |
2.15% |
$0.1354 |
monthly |
08/10/2021 |
12/13/2021 |
12/31/2021 |
852 M |
$0.00 |
0.00 |
6.50% PRF REDEEM 30/06/2031 USD 25 - Ser C |
12/10/2021 |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
All Other Insurance Related Activities
|
$5.28 |
$6.58 |
3.65% |
$0.06 |
monthly |
10/20/2021 |
12/13/2021 |
12/23/2021 |
91 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
EDI |
Virtus Stone Harbor Emerging Markets Total Income Fund |
Securities and Commodity Exchanges
|
$5.02 |
$7.58 |
3.69% |
$0.07 |
monthly |
10/20/2021 |
12/13/2021 |
12/23/2021 |
50 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
EFL |
Eaton Vance Floating-Rate 2022 Target Term Trust |
Securities and Commodity Exchanges
|
$8.63 |
$9.27 |
1.38% |
$0.032 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
204 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
EIC |
Eagle Point Income Company Inc |
N/A
|
$15.43 |
$17.47 |
2.75% |
$0.12 |
monthly |
08/10/2021 |
12/13/2021 |
12/31/2021 |
200 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
EICA |
Eagle Point Income Company Inc - 5% PRF REDEEM 30/10/2026 USD 25 - Ser A |
N/A
|
$23.55 |
$25.16 |
1.66% |
$0.1042 |
monthly |
N/A |
12/13/2021 |
12/31/2021 |
200 M |
$0.00 |
0.00 |
5% PRF REDEEM 30/10/2026 USD 25 - Ser A |
12/10/2021 |
EMNT |
Pimco Exchange Traded Fund - PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund |
N/A
|
$98.86 |
$100.30 |
0.05% |
$0.0137 |
unspecified |
12/09/2021 |
12/13/2021 |
12/15/2021 |
162 M |
$0.00 |
0.00 |
PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund |
12/10/2021 |
EVF |
Eaton Vance Senior Income Trust |
N/A
|
$6.26 |
$6.68 |
1.98% |
$0.033 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
99 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
EVN |
Eaton Vance Municipal Income Trust |
N/A
|
$10.78 |
$13.75 |
1.39% |
$0.0477 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
428 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
EVV |
Eaton Vance Limited Duration Income Fund |
N/A
|
$10.23 |
$13.07 |
3.06% |
$0.10 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
1,189 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
FDX |
Fedex Corp |
Couriers and Express Delivery Services
|
$298.77 |
$246.28 |
1.22% |
$0.75 |
quarterly |
11/19/2021 |
12/13/2021 |
12/27/2021 |
72,990 M |
$17.25 |
16.85 |
Ordinary Shares |
12/10/2021 |
FIS |
Fidelity National Information Services, Inc. |
Financial Transactions Processing, Reserve, and Clearinghouse Activities
|
$82.45 |
$104.50 |
1.49% |
$0.39 |
quarterly |
10/21/2021 |
12/13/2021 |
12/27/2021 |
44,982 M |
$1.33 |
58.49 |
Ordinary Shares |
12/10/2021 |
FIZZ |
National Beverage Corp. |
N/A
|
$45.21 |
$48.26 |
24.87% |
$3.00 |
unspecified |
12/02/2021 |
12/13/2021 |
12/29/2021 |
4,227 M |
$1.89 |
23.92 |
Ordinary Shares |
12/10/2021 |
FUND |
Sprott Focus Trust Inc |
N/A
|
$7.91 |
$8.43 |
19.49% |
$0.4107 |
quarterly |
12/02/2021 |
12/13/2021 |
12/23/2021 |
236 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
GROW |
U.S. Global Investors, Inc. - Ordinary Shares - Class A |
N/A
|
$2.57 |
$4.99 |
0.60% |
$0.0075 |
monthly |
09/30/2021 |
12/13/2021 |
12/27/2021 |
30 M |
$0.11 |
19.55 |
Ordinary Shares - Class A |
12/10/2021 |
HDLB |
UBS AG London Branch - ZC SP ETN REDEEM 30/09/2044 USD 25 - Ser B |
N/A
|
$13.61 |
$15.18 |
2.96% |
$0.1125 |
blank |
N/A |
12/13/2021 |
12/21/2021 |
0 M |
$0.00 |
0.00 |
ZC SP ETN REDEEM 30/09/2044 USD 25 - Ser B |
12/10/2021 |
HEQ |
John Hancock Hedged equity & Income Fund |
Investment Banking and Securities Dealing
|
$10.95 |
$12.55 |
9.24% |
$0.29 |
quarterly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
133 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
HNW |
Pioneer Diversified High Income Fund Inc |
N/A
|
$12.30 |
$15.34 |
2.87% |
$0.11 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
102 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
HPF |
John Hancock Preferred Income Fund II |
Securities and Commodity Exchanges
|
$17.08 |
$21.12 |
2.34% |
$0.1235 |
monthly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
367 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
HPI |
John Hancock Preferred Income Fund |
Securities and Commodity Exchanges
|
$17.53 |
$20.92 |
2.36% |
$0.1235 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
465 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
HPS |
John Hancock Preferred Income Fund III |
Securities and Commodity Exchanges
|
$16.39 |
$19.09 |
2.30% |
$0.11 |
monthly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
523 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
HTD |
John Hancock Tax- Advantaged Dividend Income |
Securities and Commodity Exchanges
|
$21.65 |
$24.95 |
2.21% |
$0.138 |
monthly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
767 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
HTY |
John Hancock Tax-Advantaged Global Shareholder Yield Fund |
Securities and Commodity Exchanges
|
$4.99 |
$6.24 |
10.26% |
$0.16 |
quarterly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
51 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
CHRW |
C.H. Robinson Worldwide, Inc. |
Freight Transportation Arrangement
|
$103.48 |
$104.70 |
2.10% |
$0.55 |
quarterly |
12/09/2021 |
12/13/2021 |
01/03/2022 |
12,140 M |
$2.78 |
36.56 |
Ordinary Shares |
12/10/2021 |
IHC |
Independence Holding Co. |
Direct Life Insurance Carriers
|
$57.01 |
$56.46 |
1.56% |
$0.22 |
semi-annual |
12/02/2021 |
12/13/2021 |
12/28/2021 |
841 M |
$7.13 |
8.02 |
Ordinary Shares |
12/10/2021 |
ITT |
ITT Inc |
N/A
|
$139.22 |
$100.97 |
0.87% |
$0.22 |
quarterly |
10/13/2021 |
12/13/2021 |
12/30/2021 |
11,374 M |
$5.24 |
26.30 |
Ordinary Shares |
12/10/2021 |
JBT |
John Bean Technologies Corp |
N/A
|
$89.84 |
$161.99 |
0.25% |
$0.10 |
quarterly |
12/01/2021 |
12/13/2021 |
12/27/2021 |
2,861 M |
$18.07 |
4.94 |
Ordinary Shares |
12/10/2021 |
JHI |
John Hancock Investors Trust |
Securities and Commodity Exchanges
|
$13.71 |
$18.68 |
8.36% |
$0.3906 |
quarterly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
120 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
JHS |
John Hancock Income Securities Trust |
Securities and Commodity Exchanges
|
$11.79 |
$15.20 |
11.90% |
$0.4523 |
quarterly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
137 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
JRVR |
James River Group Holdings Ltd |
N/A
|
$7.40 |
$24.95 |
4.81% |
$0.30 |
quarterly |
11/02/2021 |
12/13/2021 |
12/31/2021 |
280 M |
-$3.05 |
-2.32 |
Ordinary Shares |
12/10/2021 |
MAV |
Pioneer Municipal High Income Advantage Fund Inc |
N/A
|
$8.74 |
$11.59 |
1.38% |
$0.04 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
209 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
MFEM |
Pimco Equity Series - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
N/A
|
$20.24 |
$24.62 |
73.73% |
$4.537 |
blank |
12/09/2021 |
12/13/2021 |
12/15/2021 |
104 M |
$0.00 |
0.00 |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
12/10/2021 |
MHI |
Pioneer Municipal High Income Fund Inc |
N/A
|
$9.43 |
$12.06 |
1.24% |
$0.0375 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
214 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
MINT |
Pimco Exchange Traded Fund - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund |
N/A
|
$100.67 |
$101.55 |
0.02% |
$0.0052 |
monthly |
12/09/2021 |
12/13/2021 |
12/15/2021 |
11,905 M |
$0.00 |
0.00 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund |
12/10/2021 |
MIO |
Pioneer Municipal High Income Opportunities Fund Inc |
N/A
|
$12.16 |
$18.27 |
0.99% |
$0.045 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
205 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
MRTN |
Marten Transport, Ltd. |
N/A
|
$17.43 |
$16.56 |
0.97% |
$0.04 |
quarterly |
11/30/2021 |
12/13/2021 |
12/27/2021 |
1,421 M |
$0.53 |
32.64 |
Ordinary Shares |
12/10/2021 |
MVRL |
UBS AG London Branch - ZC SP ETN REDEEM 10/06/2050 USD 25 - 90269A344 |
N/A
|
$18.28 |
$44.11 |
1.60% |
$0.1761 |
blank |
N/A |
12/13/2021 |
12/21/2021 |
0 M |
$0.00 |
0.00 |
ZC SP ETN REDEEM 10/06/2050 USD 25 - 90269A344 |
12/10/2021 |
NCV |
Virtus Convertible & Income Fund |
Securities and Commodity Exchanges
|
$3.48 |
$5.73 |
2.97% |
$0.0425 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
315 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
NCZ |
Virtus Convertible & Income Fund II |
Securities and Commodity Exchanges
|
$3.05 |
$5.06 |
2.96% |
$0.0375 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
232 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
NRGX |
PIMCO Energy and Tactical Credit Opportunities Fund |
Securities and Commodity Exchanges
|
$20.26 |
$12.68 |
5.36% |
$0.17 |
quarterly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
906 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
OCCI |
OFS Credit Company Inc |
Securities and Commodity Exchanges
|
$7.37 |
$12.72 |
17.30% |
$0.55 |
quarterly |
12/01/2021 |
12/13/2021 |
01/31/2022 |
85 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
OMAB |
Grupo Aeroportuario del Centro Norte S.A.B de C.V. - ADR |
N/A
|
$64.12 |
$50.97 |
15.08% |
$1.921 |
annual |
12/02/2021 |
12/13/2021 |
12/21/2021 |
2,726 M |
$0.00 |
0.00 |
ADR |
12/10/2021 |
PCK |
Pimco California Municipal Income Fund II |
Securities and Commodity Exchanges
|
$5.98 |
$9.53 |
1.34% |
$0.032 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
193 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PCM |
PCM Fund Inc |
Securities and Commodity Exchanges
|
$7.73 |
$11.09 |
2.89% |
$0.08 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
93 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PCN |
PIMCO Corporate & Income Strategy Fund |
Securities and Commodity Exchanges
|
$13.46 |
$17.72 |
2.54% |
$0.1125 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
732 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PCQ |
Pimco California Municipal Income Fund |
Securities and Commodity Exchanges
|
$9.53 |
$19.28 |
1.35% |
$0.065 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
181 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PDO |
PIMCO Dynamic Income Opportunities Fund |
Securities and Commodity Exchanges
|
$13.75 |
$20.63 |
9.50% |
$0.49 |
blank |
12/03/2021 |
12/13/2021 |
12/21/2021 |
1,561 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PDT |
John Hancock Premium Dividend Fund |
Securities and Commodity Exchanges
|
$13.12 |
$17.35 |
2.25% |
$0.0975 |
monthly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
645 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PFFL |
UBS AG London Branch - FR SP ETN REDEEM 25/09/2048 USD 25 - Ser B |
N/A
|
$10.15 |
$18.40 |
1.56% |
$0.0718 |
monthly |
N/A |
12/13/2021 |
12/21/2021 |
0 M |
$0.00 |
0.00 |
FR SP ETN REDEEM 25/09/2048 USD 25 - Ser B |
12/10/2021 |
PFL |
Pimco Income Strategy Fund |
Securities and Commodity Exchanges
|
$8.36 |
$10.85 |
3.00% |
$0.0814 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
318 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PFN |
Pimco Income Strategy Fund II |
Securities and Commodity Exchanges
|
$7.36 |
$9.51 |
3.02% |
$0.0718 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
618 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PGP |
Pimco Global StocksPLUS & Income Fund |
Securities and Commodity Exchanges
|
$8.04 |
$10.62 |
2.60% |
$0.069 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
91 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PHD |
Pioneer Floating Rate Fund Inc |
N/A
|
$9.86 |
$11.96 |
1.92% |
$0.0575 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
122 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PHK |
Pimco High Income Fund |
Securities and Commodity Exchanges
|
$4.85 |
$6.15 |
3.12% |
$0.048 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
709 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PHT |
Pioneer High Income Fund Inc |
N/A
|
$7.88 |
$9.29 |
2.69% |
$0.0625 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
231 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PMF |
Pimco Municipal Income Fund |
Securities and Commodity Exchanges
|
$9.43 |
$14.84 |
1.46% |
$0.054 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
247 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PML |
Pimco Municipal Income Fund II |
Securities and Commodity Exchanges
|
$8.82 |
$14.71 |
1.60% |
$0.059 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
586 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PMX |
Pimco Municipal Income Fund III |
Securities and Commodity Exchanges
|
$8.03 |
$12.82 |
1.44% |
$0.046 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
268 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PNF |
Pimco New York Municipal Income Fund |
Securities and Commodity Exchanges
|
$8.00 |
$12.00 |
1.40% |
$0.042 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
63 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PNI |
Pimco New York Municipal Income Fund II |
Securities and Commodity Exchanges
|
$7.57 |
$11.25 |
1.42% |
$0.04 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
85 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PTY |
PIMCO Corporate & Income Opportunity Fund |
Securities and Commodity Exchanges
|
$14.29 |
$17.54 |
2.71% |
$0.1188 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
2,188 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PXSAP |
Pyxis Tankers Inc - 7.75% PRF PERPETUAL USD 25 - Ser A |
Deep Sea Freight Transportation
|
$24.70 |
$12.80 |
5.05% |
$0.1615 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
54 M |
$0.00 |
0.00 |
7.75% PRF PERPETUAL USD 25 - Ser A |
12/10/2021 |
PYN |
Pimco New York Municipal Income Fund III |
Securities and Commodity Exchanges
|
$6.02 |
$9.33 |
1.52% |
$0.0355 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
35 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
PZC |
Pimco California Municipal Income Fund III |
Securities and Commodity Exchanges
|
$7.27 |
$10.80 |
1.41% |
$0.038 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
163 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
RCS |
PIMCO Strategic Income Fund Inc |
N/A
|
$6.88 |
$7.00 |
2.91% |
$0.051 |
monthly |
12/01/2021 |
12/13/2021 |
01/03/2022 |
317 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
REML |
Credit Suisse AG Nassau Branch - FR SP ETN REDEEM 11/07/2036 USD 25 |
N/A
|
$5.99 |
$6.39 |
2.13% |
$0.0341 |
monthly |
N/A |
12/13/2021 |
12/21/2021 |
0 M |
$0.00 |
0.00 |
FR SP ETN REDEEM 11/07/2036 USD 25 |
12/10/2021 |
RGT |
Royce Global Trust Inc |
N/A
|
$11.66 |
$14.41 |
76.34% |
$2.75 |
annual |
12/01/2021 |
12/13/2021 |
12/23/2021 |
74 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
RMT |
Royce Micro-Cap Trust Inc |
N/A
|
$9.79 |
$11.16 |
10.04% |
$0.28 |
quarterly |
12/01/2021 |
12/13/2021 |
12/23/2021 |
496 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
RVT |
Royce Small Cap Trust Inc. |
N/A
|
$15.55 |
$18.29 |
17.06% |
$0.78 |
quarterly |
12/01/2021 |
12/13/2021 |
12/23/2021 |
1,794 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
SMHB |
UBS AG London Branch - FR SP ETN REDEEM 10/11/2048 USD 25 - Ser B |
N/A
|
$5.92 |
$11.70 |
3.29% |
$0.0962 |
monthly |
N/A |
12/13/2021 |
12/21/2021 |
0 M |
$0.00 |
0.00 |
FR SP ETRACS REDEEM 10/11/2048 USD 25 - Ser B |
12/10/2021 |
SPR |
Spirit Aerosystems Holdings Inc - Ordinary Shares - Class A |
N/A
|
$35.21 |
$40.57 |
0.10% |
$0.01 |
quarterly |
10/26/2021 |
12/13/2021 |
01/03/2022 |
4,104 M |
-$10.34 |
-3.54 |
Ordinary Shares - Class A |
12/10/2021 |
SRV |
NXG Cushing Midstream Energy Fund |
N/A
|
$43.08 |
$30.25 |
1.59% |
$0.12 |
monthly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
112 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
STK |
Columbia Seligman Premium Technology Growth Fund Inc |
N/A
|
$32.90 |
$37.16 |
13.85% |
$1.2869 |
quarterly |
12/03/2021 |
12/13/2021 |
01/18/2022 |
545 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
SZC |
Cushing NextGen Infrastructure Income Fund |
Investment Banking and Securities Dealing
|
$41.00 |
$44.07 |
1.94% |
$0.2132 |
monthly |
12/01/2021 |
12/13/2021 |
12/31/2021 |
106 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
TBLD |
Thornburg Income Builder Opportunities Trust |
N/A
|
$17.11 |
$18.27 |
2.28% |
$0.1042 |
monthly |
12/01/2021 |
12/13/2021 |
12/20/2021 |
549 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
TIPZ |
Pimco Exchange Traded Fund - PIMCO Broad U.S. TIPS Index Exchange-Traded Fund |
N/A
|
$53.42 |
$65.58 |
1.59% |
$0.2606 |
monthly |
12/09/2021 |
12/13/2021 |
12/15/2021 |
111 M |
$0.00 |
0.00 |
PIMCO Broad U.S. TIPS Index Exchange-Traded Fund |
12/10/2021 |
VGI |
Virtus Global Multi-Sector Income Fund |
Securities and Commodity Exchanges
|
$7.94 |
$11.39 |
2.81% |
$0.08 |
monthly |
11/18/2021 |
12/13/2021 |
12/20/2021 |
90 M |
$0.00 |
0.00 |
Ordinary Shares |
12/10/2021 |
ZTR |
Virtus Total Return Fund Inc. |
Securities and Commodity Exchanges
|
$5.92 |
$9.40 |
3.40% |
$0.08 |
monthly |
11/18/2021 |
12/13/2021 |
12/20/2021 |
406 M |
$0.00 |
0.00 |
Ordinary Shares |