| 06/13/2024 |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
$21.40 |
$21.10 |
3.41% |
$0.18 |
Monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
221 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
ADFI |
Two Roads Shared Trust - Anfield Dynamic Fixed Income ETF |
N/A
|
$8.69 |
$8.49 |
1.08% |
$0.0229 |
Monthly |
06/12/2024 |
06/13/2024 |
06/18/2024 |
45 M |
$0.00 |
0.00 |
Anfield Dynamic Fixed Income ETF |
| 06/13/2024 |
ADT |
ADT Inc |
N/A
|
$7.29 |
$7.36 |
2.99% |
$0.055 |
Quarterly |
04/25/2024 |
06/13/2024 |
07/09/2024 |
6,248 M |
$0.72 |
9.28 |
Ordinary Shares |
| 06/13/2024 |
AESR |
Two Roads Shared Trust - Anfield U.S. Equity Sector Rotation ETF |
N/A
|
$16.73 |
$16.27 |
N/A |
$0.00 |
Quarterly |
06/12/2024 |
06/13/2024 |
N/A |
127 M |
$0.00 |
0.00 |
Anfield U.S. Equity Sector Rotation ETF |
| 06/13/2024 |
AFIF |
Two Roads Shared Trust - Anfield Universal Fixed Income ETF |
N/A
|
$9.20 |
$9.11 |
1.77% |
$0.0404 |
Monthly |
06/12/2024 |
06/13/2024 |
06/18/2024 |
105 M |
$0.00 |
0.00 |
Anfield Universal Fixed Income ETF |
| 06/13/2024 |
AGI |
Alamos Gold Inc. - Ordinary Shares - Class A |
N/A
|
$19.28 |
$15.25 |
0.66% |
$0.025 |
Quarterly |
05/30/2024 |
06/13/2024 |
06/27/2024 |
8,092 M |
$0.00 |
0.00 |
Ordinary Shares - Class A |
| 06/13/2024 |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
$21.66 |
$20.48 |
2.93% |
$0.15 |
monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
744 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
BABA |
Alibaba Group Holding Ltd - ADR |
N/A
|
$83.34 |
$75.68 |
3.49% |
$0.66 |
Irregular |
05/14/2024 |
06/13/2024 |
07/12/2024 |
213,830 M |
$3.84 |
22.16 |
ADR |
| 06/13/2024 |
BAH |
Booz Allen Hamilton Holding Corp - Ordinary Shares - Class A |
N/A
|
$158.78 |
$150.41 |
1.36% |
$0.51 |
Quarterly |
05/24/2024 |
06/13/2024 |
06/28/2024 |
20,513 M |
$4.67 |
33.65 |
Ordinary Shares - Class A |
| 06/13/2024 |
BCML |
BayCom Corp |
Monetary Authorities-Central Bank
|
$22.94 |
$19.31 |
2.07% |
$0.10 |
Quarterly |
05/24/2024 |
06/13/2024 |
07/11/2024 |
307 M |
$2.12 |
10.48 |
Ordinary Shares |
| 06/13/2024 |
BCV |
Bancroft Fund Ltd |
Securities and Commodity Exchanges
|
$16.50 |
$15.72 |
8.14% |
$0.32 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
97 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
BDC |
Belden Inc |
N/A
|
$107.28 |
$97.80 |
0.20% |
$0.05 |
Quarterly |
05/23/2024 |
06/13/2024 |
07/09/2024 |
4,378 M |
$4.71 |
22.20 |
Ordinary Shares |
| 06/13/2024 |
BN |
Brookfield Corporation - Ordinary Shares - Class A |
N/A
|
$50.28 |
$41.01 |
1.07% |
$0.11 |
Quarterly |
05/09/2024 |
06/13/2024 |
06/28/2024 |
82,674 M |
$0.61 |
87.21 |
Ordinary Shares - Class A |
| 06/13/2024 |
BTO |
John Hancock Financial Opportunities Fund |
N/A
|
$33.45 |
$27.16 |
9.57% |
$0.65 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
660 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
CBH |
Virtus Convertible & Income 2024 Target Term Fund |
Securities and Commodity Exchanges
|
$9.18 |
$8.94 |
1.21% |
$0.027 |
monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
168 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
CBL |
CBL& Associates Properties, Inc. - Ordinary Shares - New |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
$26.40 |
$21.91 |
7.30% |
$0.40 |
Quarterly |
05/08/2024 |
06/13/2024 |
06/28/2024 |
831 M |
-$0.78 |
-5.44 |
Ordinary Shares - New |
| 06/13/2024 |
CCK |
Crown Holdings, Inc. |
N/A
|
$90.41 |
$79.15 |
1.26% |
$0.25 |
Quarterly |
05/02/2024 |
06/13/2024 |
06/27/2024 |
10,907 M |
$3.61 |
25.25 |
Ordinary Shares |
| 06/13/2024 |
CEV |
Eaton Vance California Municipal Income Trust |
N/A
|
$10.92 |
$10.92 |
1.59% |
$0.0434 |
Monthly |
06/03/2024 |
06/13/2024 |
06/20/2024 |
77 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
CLWT |
Euro Tech Holdings Co., Ltd. |
N/A
|
$1.52 |
$1.72 |
18.60% |
$0.08 |
Irregular |
05/28/2024 |
06/13/2024 |
06/27/2024 |
12 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
CSSEN |
Chicken Soup for the Soul Entertainment Inc - 9.50% NT REDEEM 31/07/2025 USD 25 |
N/A
|
$25.30 |
$4.50 |
52.78% |
$0.5938 |
quarterly |
N/A |
06/15/2024 |
06/30/2024 |
0 M |
-$20.19 |
0.00 |
9.50% NT REDEEM 31/07/2025 USD 25 |
| 06/13/2024 |
CTO |
CTO Realty Growth Inc - Ordinary Shares- New |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
$19.02 |
$17.43 |
8.72% |
$0.38 |
Quarterly |
05/28/2024 |
06/13/2024 |
06/28/2024 |
440 M |
$0.48 |
38.89 |
Ordinary Shares- New |
| 06/13/2024 |
CWH |
Camping World Holdings Inc - Ordinary Shares - Class A |
N/A
|
$21.94 |
$18.68 |
2.68% |
$0.125 |
Quarterly |
05/15/2024 |
06/13/2024 |
06/27/2024 |
990 M |
-$0.16 |
-74.09 |
Ordinary Shares - Class A |
| 06/13/2024 |
EAD |
Allspring Income Opportunities Fund |
N/A
|
$7.00 |
$6.66 |
3.12% |
$0.052 |
Monthly |
05/30/2024 |
06/13/2024 |
07/01/2024 |
414 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
ECF |
Ellsworth Growth and Income Fund Ltd |
Securities and Commodity Exchanges
|
$8.75 |
$8.20 |
6.34% |
$0.13 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
120 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
All Other Insurance Related Activities
|
$5.28 |
$5.68 |
4.23% |
$0.06 |
monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
91 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
EOD |
Allspring Global Dividend Opportunity Fund |
International Trade Financing
|
$4.94 |
$4.86 |
9.16% |
$0.1113 |
Quarterly |
05/30/2024 |
06/13/2024 |
07/01/2024 |
213 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
ERC |
Allspring Multi-Sector Income Fund |
International Trade Financing
|
$9.37 |
$9.00 |
2.92% |
$0.0657 |
Monthly |
05/30/2024 |
06/13/2024 |
07/01/2024 |
263 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
ERH |
Allspring Utilities and High Income Fund |
International Trade Financing
|
$10.75 |
$9.90 |
2.50% |
$0.062 |
Monthly |
05/30/2024 |
06/13/2024 |
07/01/2024 |
100 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
EVF |
Eaton Vance Senior Income Trust |
N/A
|
$6.26 |
$6.37 |
3.83% |
$0.061 |
Monthly |
06/03/2024 |
06/13/2024 |
06/20/2024 |
99 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
EVN |
Eaton Vance Municipal Income Trust |
N/A
|
$10.78 |
$10.27 |
1.80% |
$0.0461 |
Monthly |
06/03/2024 |
06/13/2024 |
06/20/2024 |
428 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
EVV |
Eaton Vance Limited Duration Income Fund |
N/A
|
$10.23 |
$9.81 |
3.21% |
$0.0787 |
Monthly |
06/03/2024 |
06/13/2024 |
06/20/2024 |
1,189 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
FNV |
Franco-Nevada Corporation |
N/A
|
$122.15 |
$116.74 |
1.70% |
$0.4949 |
Quarterly |
05/01/2024 |
06/13/2024 |
06/27/2024 |
23,505 M |
-$3.03 |
-40.29 |
Ordinary Shares |
| 06/13/2024 |
GAB |
Gabelli Equity Trust Inc. |
Securities and Commodity Exchanges
|
$5.60 |
$5.24 |
11.45% |
$0.15 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
1,692 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GBDC |
Golub Capital BDC Inc |
N/A
|
$14.89 |
$15.82 |
1.26% |
$0.05 |
Irregular |
06/02/2024 |
06/13/2024 |
06/27/2024 |
2,554 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GCV |
Gabelli Convertible and Income Securities Fund Inc |
Securities and Commodity Exchanges
|
$3.99 |
$3.58 |
13.41% |
$0.12 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
77 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GDL |
GDL Fund |
Securities and Commodity Exchanges
|
$8.08 |
$7.79 |
6.16% |
$0.12 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
102 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GDV |
Gabelli Dividend & Income Trust |
Securities and Commodity Exchanges
|
$24.06 |
$22.68 |
1.94% |
$0.11 |
monthly |
02/14/2024 |
06/13/2024 |
06/21/2024 |
2,170 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GECCM |
Great Elm Capital Corp - 6.75% NT REDEEM 31/01/2025 USD 25 |
N/A
|
$25.32 |
$25.27 |
6.60% |
$0.4172 |
quarterly |
N/A |
06/15/2024 |
06/30/2024 |
111 M |
$0.00 |
0.00 |
6.75% NT REDEEM 31/01/2025 USD 25 |
| 06/13/2024 |
GECCN |
Great Elm Capital Corp - 6.50% NT REDEEM 30/06/2024 USD 25 |
Securities and Commodity Exchanges
|
$24.85 |
N/A |
N/A |
$0.4017 |
quarterly |
N/A |
06/15/2024 |
06/30/2024 |
73 M |
$0.00 |
0.00 |
6.50% NT REDEEM 30/06/2024 USD 25 |
| 06/13/2024 |
GECCO |
Great Elm Capital Corp - 5.875% NT REDEEM 30/06/2026 USD 25 |
N/A
|
$24.63 |
$24.64 |
5.89% |
$0.3631 |
quarterly |
N/A |
06/15/2024 |
06/30/2024 |
111 M |
$0.00 |
0.00 |
5.875% NT REDEEM 30/06/2026 USD 25 |
| 06/13/2024 |
GECCZ |
Great Elm Capital Corp - 8.75% NT REDEEM 30/09/2028 USD 25 |
N/A
|
$25.61 |
$25.58 |
8.46% |
$0.5408 |
quarterly |
N/A |
06/15/2024 |
06/30/2024 |
111 M |
$0.00 |
0.00 |
8.75% NT REDEEM 30/09/2028 USD 25 |
| 06/13/2024 |
GEGGL |
Great Elm Group Inc - 7.25% NT REDEEM 30/06/2027 USD 25 |
N/A
|
$23.00 |
$22.85 |
7.84% |
$0.4481 |
quarterly |
N/A |
06/15/2024 |
06/30/2024 |
57 M |
-$0.14 |
0.00 |
7.25% NT REDEEM 30/06/2027 USD 25 |
| 06/13/2024 |
GGN |
GAMCO Global Gold Natural Resources & Income Trust |
Securities and Commodity Exchanges
|
$4.16 |
$4.02 |
2.99% |
$0.03 |
monthly |
02/14/2024 |
06/13/2024 |
06/21/2024 |
642 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GGT |
Gabelli Multimedia Trust Inc |
N/A
|
$5.06 |
$5.66 |
15.55% |
$0.22 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
143 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GGZ |
Gabelli Global Small and Mid Cap Value Trust |
Securities and Commodity Exchanges
|
$12.16 |
$11.45 |
5.59% |
$0.16 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
106 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GHY |
PGIM Global High Yield Fund Inc |
N/A
|
$12.66 |
$11.99 |
3.50% |
$0.105 |
Monthly |
05/31/2024 |
06/13/2024 |
06/28/2024 |
518 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GLU |
Gabelli Global Utility & Income Trust. |
N/A
|
$15.24 |
$13.90 |
2.88% |
$0.10 |
monthly |
02/14/2024 |
06/13/2024 |
06/21/2024 |
92 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
Investment Banking and Securities Dealing
|
$5.84 |
$5.43 |
2.21% |
$0.03 |
monthly |
02/14/2024 |
06/13/2024 |
06/21/2024 |
103 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GOLY |
Strategy Shares - Strategy Shares Gold-Hedged Bond ETF |
N/A
|
$24.20 |
$22.02 |
1.17% |
$0.0642 |
Monthly |
04/16/2024 |
06/13/2024 |
06/14/2024 |
7 M |
$0.00 |
0.00 |
Strategy Shares Gold-Hedged Bond ETF |
| 06/13/2024 |
GRX |
Gabelli Healthcare & WellnessRx Trust |
Securities and Commodity Exchanges
|
$11.08 |
$9.61 |
6.24% |
$0.15 |
Quarterly |
05/16/2024 |
06/13/2024 |
06/21/2024 |
175 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
GUT |
Gabelli Utility Trust |
Securities and Commodity Exchanges
|
$6.02 |
$5.98 |
3.34% |
$0.05 |
monthly |
02/14/2024 |
06/13/2024 |
06/21/2024 |
447 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
HEQ |
John Hancock Hedged equity & Income Fund |
Investment Banking and Securities Dealing
|
$10.95 |
$10.13 |
9.87% |
$0.25 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
133 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
HMN |
Horace Mann Educators Corp. |
N/A
|
$35.61 |
$33.39 |
4.07% |
$0.34 |
Quarterly |
05/22/2024 |
06/13/2024 |
06/28/2024 |
1,452 M |
$1.97 |
17.81 |
Ordinary Shares |
| 06/13/2024 |
HNDL |
Strategy Shares - Nasdaq 7HANDL Index ETF 1.23x Shares |
N/A
|
$21.87 |
$21.04 |
2.33% |
$0.1224 |
Monthly |
06/12/2024 |
06/13/2024 |
06/14/2024 |
814 M |
$0.00 |
0.00 |
Nasdaq 7HANDL Index ETF 1.23x Shares |
| 06/13/2024 |
HPF |
John Hancock Preferred Income Fund II |
Securities and Commodity Exchanges
|
$17.08 |
$17.20 |
2.87% |
$0.1235 |
Monthly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
367 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
HPI |
John Hancock Preferred Income Fund |
Securities and Commodity Exchanges
|
$17.53 |
$16.80 |
2.94% |
$0.1235 |
Monthly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
465 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
HPS |
John Hancock Preferred Income Fund III |
Securities and Commodity Exchanges
|
$16.39 |
$15.65 |
2.81% |
$0.11 |
Monthly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
523 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
HTD |
John Hancock Tax- Advantaged Dividend Income |
Securities and Commodity Exchanges
|
$21.65 |
$20.15 |
2.74% |
$0.138 |
Monthly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
767 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
HYTR |
Northern Lights Fund Trust III - CP High Yield Trend ETF |
N/A
|
$22.00 |
$21.39 |
1.98% |
$0.1057 |
Monthly |
06/12/2024 |
06/13/2024 |
06/18/2024 |
18 M |
$0.00 |
0.00 |
CP High Yield Trend ETF |
| 06/13/2024 |
CHSCL |
CHS Inc. - 7.50% PRF PERPETUAL USD 25 - Class B Ser 4 |
N/A
|
$25.79 |
$25.89 |
7.24% |
$0.4688 |
Quarterly |
04/02/2024 |
06/13/2024 |
06/28/2024 |
533 M |
$0.00 |
0.00 |
7.50% PRF PERPETUAL USD 25 - Class B Ser 4 |
| 06/13/2024 |
CHSCM |
CHS Inc. - FXDFR PRF PERPETUAL USD 25 - Ser 3 Cls B |
N/A
|
$25.35 |
$24.97 |
6.76% |
$0.4219 |
Quarterly |
04/02/2024 |
06/13/2024 |
06/28/2024 |
500 M |
$0.00 |
0.00 |
FXDFR PRF PERPETUAL USD 25 - Ser 3 Cls B |
| 06/13/2024 |
CHSCN |
CHS Inc. - FXDFR PRF PERPETUAL USD 25 - Ser 2 Cls B |
N/A
|
$25.67 |
$25.75 |
6.89% |
$0.4438 |
Quarterly |
04/02/2024 |
06/13/2024 |
06/28/2024 |
430 M |
$0.00 |
0.00 |
FXDFR PRF PERPETUAL USD 25 - Ser 2 Cls B |
| 06/13/2024 |
CHSCO |
CHS Inc. - 7.875% PRF PERPETUAL USD 25 - Ser 1 Cl B |
N/A
|
$26.63 |
$27.12 |
7.26% |
$0.4922 |
Quarterly |
04/02/2024 |
06/13/2024 |
06/28/2024 |
570 M |
$0.00 |
0.00 |
7.875% PRF PERPETUAL USD 25 - Ser 1 Cl B |
| 06/13/2024 |
CHSCP |
CHS Inc. - 8% PRF PERPETUAL USD 25 |
N/A
|
$29.93 |
$31.50 |
6.35% |
$0.50 |
Quarterly |
04/02/2024 |
06/13/2024 |
06/28/2024 |
368 M |
$0.00 |
0.00 |
8% PRF PERPETUAL USD 25 |
| 06/13/2024 |
ICE |
Intercontinental Exchange Inc |
N/A
|
$161.55 |
$135.26 |
1.33% |
$0.45 |
Quarterly |
02/08/2024 |
06/13/2024 |
06/28/2024 |
92,753 M |
$4.04 |
40.10 |
Ordinary Shares |
| 06/13/2024 |
ISD |
PGIM High Yield Bond Fund Inc |
Securities and Commodity Exchanges
|
$13.85 |
$12.73 |
3.30% |
$0.105 |
Monthly |
05/31/2024 |
06/13/2024 |
06/28/2024 |
460 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
JHI |
John Hancock Investors Trust |
Securities and Commodity Exchanges
|
$13.71 |
$13.31 |
6.68% |
$0.2224 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
120 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
JHS |
John Hancock Income Securities Trust |
Securities and Commodity Exchanges
|
$11.79 |
$10.90 |
4.25% |
$0.1159 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
137 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
KIO |
KKR Income Opportunities Fund |
N/A
|
$14.61 |
$13.69 |
3.55% |
$0.1215 |
Monthly |
03/14/2024 |
06/14/2024 |
06/28/2024 |
396 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
MCY |
Mercury General Corp. |
N/A
|
$66.23 |
$50.87 |
2.50% |
$0.3175 |
Quarterly |
04/30/2024 |
06/13/2024 |
06/27/2024 |
3,667 M |
$5.76 |
11.49 |
Ordinary Shares |
| 06/13/2024 |
MDU |
MDU Resources Group Inc |
N/A
|
$25.69 |
$24.76 |
2.02% |
$0.125 |
Quarterly |
05/15/2024 |
06/13/2024 |
07/01/2024 |
5,238 M |
$1.99 |
12.87 |
Ordinary Shares |
| 06/13/2024 |
NCV |
Virtus Convertible & Income Fund |
Securities and Commodity Exchanges
|
$3.48 |
$3.24 |
4.20% |
$0.034 |
Monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
315 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
NCZ |
Virtus Convertible & Income Fund II |
Securities and Commodity Exchanges
|
$3.05 |
$2.90 |
4.14% |
$0.03 |
Monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
232 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
NFJ |
Virtus AllianzGI Dividend Interest & Premium Strategy Fund |
Mortgage and Nonmortgage Loan Brokers
|
$12.92 |
$12.15 |
9.22% |
$0.28 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/27/2024 |
1,225 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
NIE |
Virtus Equity & Convertible Income Fund |
N/A
|
$22.67 |
$22.88 |
8.74% |
$0.50 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/27/2024 |
628 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
NXPI |
NXP Semiconductors NV |
Semiconductor and Related Device Manufacturing
|
$256.36 |
$275.47 |
1.47% |
$1.014 |
Quarterly |
05/30/2024 |
06/13/2024 |
07/10/2024 |
65,303 M |
$10.69 |
23.48 |
Ordinary Shares |
| 06/13/2024 |
OXLC |
Oxford Lane Capital Corp |
N/A
|
$5.38 |
$5.52 |
5.80% |
$0.08 |
monthly |
01/25/2024 |
06/14/2024 |
06/28/2024 |
1,538 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PAXS |
PIMCO Access Income Fund |
N/A
|
$15.86 |
$15.90 |
3.76% |
$0.1494 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
698 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PBR |
Petroleo Brasileiro S.A. Petrobras - ADR |
Crude Petroleum Extraction
|
$15.23 |
$13.80 |
0.84% |
$0.0288 |
Irregular |
05/17/2024 |
06/13/2024 |
09/27/2024 |
95,721 M |
$2.49 |
5.93 |
ADR |
| 06/13/2024 |
PCK |
Pimco California Municipal Income Fund II |
Securities and Commodity Exchanges
|
$5.98 |
$5.87 |
1.47% |
$0.0215 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
193 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PCM |
PCM Fund Inc |
Securities and Commodity Exchanges
|
$7.73 |
$7.80 |
4.10% |
$0.08 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
93 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PCN |
PIMCO Corporate & Income Strategy Fund |
Securities and Commodity Exchanges
|
$13.46 |
$13.16 |
3.42% |
$0.1125 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
732 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PCQ |
Pimco California Municipal Income Fund |
Securities and Commodity Exchanges
|
$9.53 |
$9.37 |
1.54% |
$0.036 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
181 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
$19.17 |
$19.15 |
4.61% |
$0.2205 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
4,937 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PDO |
PIMCO Dynamic Income Opportunities Fund |
Securities and Commodity Exchanges
|
$13.75 |
$13.23 |
3.87% |
$0.1279 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
1,561 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PDT |
John Hancock Premium Dividend Fund |
Securities and Commodity Exchanges
|
$13.12 |
$11.37 |
2.90% |
$0.0825 |
Monthly |
06/03/2024 |
06/13/2024 |
06/28/2024 |
645 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PDX |
PIMCO Dynamic Income Strategy Fund |
Securities and Commodity Exchanges
|
$22.75 |
$21.08 |
2.15% |
$0.1133 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
1,017 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PFL |
Pimco Income Strategy Fund |
Securities and Commodity Exchanges
|
$8.36 |
$8.24 |
3.95% |
$0.0814 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
318 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PFN |
Pimco Income Strategy Fund II |
Securities and Commodity Exchanges
|
$7.36 |
$7.28 |
3.95% |
$0.0718 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
618 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PGP |
Pimco Global StocksPLUS & Income Fund |
Securities and Commodity Exchanges
|
$8.04 |
$7.57 |
3.65% |
$0.069 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
91 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PGZ |
Principal Real Estate Income Fund |
N/A
|
$10.98 |
$10.08 |
4.17% |
$0.105 |
Monthly |
04/01/2024 |
06/13/2024 |
06/28/2024 |
74 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PHK |
Pimco High Income Fund |
Securities and Commodity Exchanges
|
$4.85 |
$4.79 |
4.01% |
$0.048 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
709 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PINE |
Alpine Income Property Trust Inc |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
$19.04 |
$14.90 |
7.38% |
$0.275 |
Quarterly |
05/28/2024 |
06/13/2024 |
06/28/2024 |
260 M |
-$0.04 |
-465.14 |
Ordinary Shares |
| 06/13/2024 |
PMF |
Pimco Municipal Income Fund |
Securities and Commodity Exchanges
|
$9.43 |
$9.22 |
1.82% |
$0.042 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
247 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PML |
Pimco Municipal Income Fund II |
Securities and Commodity Exchanges
|
$8.82 |
$8.58 |
1.84% |
$0.0395 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
586 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PMX |
Pimco Municipal Income Fund III |
Securities and Commodity Exchanges
|
$8.03 |
$7.66 |
1.72% |
$0.033 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
268 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PNF |
Pimco New York Municipal Income Fund |
Securities and Commodity Exchanges
|
$8.00 |
$7.91 |
1.69% |
$0.0335 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
63 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PNI |
Pimco New York Municipal Income Fund II |
Securities and Commodity Exchanges
|
$7.57 |
$7.44 |
1.59% |
$0.0295 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
85 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PTY |
PIMCO Corporate & Income Opportunity Fund |
Securities and Commodity Exchanges
|
$14.29 |
$14.34 |
3.31% |
$0.1188 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
2,188 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PXSAP |
Pyxis Tankers Inc - 7.75% PRF PERPETUAL USD 25 - Ser A |
Deep Sea Freight Transportation
|
$24.70 |
$24.88 |
2.60% |
$0.1615 |
Monthly |
05/31/2024 |
06/13/2024 |
06/20/2024 |
54 M |
$0.00 |
0.00 |
7.75% PRF PERPETUAL USD 25 - Ser A |
| 06/13/2024 |
PYN |
Pimco New York Municipal Income Fund III |
Securities and Commodity Exchanges
|
$6.02 |
$5.93 |
1.67% |
$0.0248 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
35 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
PZC |
Pimco California Municipal Income Fund III |
Securities and Commodity Exchanges
|
$7.27 |
$7.13 |
1.65% |
$0.0295 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
163 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
QDTE |
Roundhill ETF Trust - Roundhill Innovation-100 0DTE Covered Call Strategy ETF |
N/A
|
$42.40 |
$45.75 |
2.05% |
$0.2344 |
Weekly |
03/29/2024 |
06/13/2024 |
06/14/2024 |
316 M |
$0.00 |
0.00 |
Roundhill N-100 0DTE Covered Call Strategy ETF |
| 06/13/2024 |
RCS |
PIMCO Strategic Income Fund Inc |
N/A
|
$6.88 |
$6.09 |
3.35% |
$0.051 |
Monthly |
06/03/2024 |
06/13/2024 |
07/01/2024 |
317 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
RMT |
Royce Micro-Cap Trust Inc |
N/A
|
$9.79 |
$9.33 |
7.72% |
$0.18 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/24/2024 |
496 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
RVT |
Royce Small Cap Trust Inc. |
N/A
|
$15.55 |
$14.39 |
7.78% |
$0.28 |
Quarterly |
06/03/2024 |
06/13/2024 |
06/24/2024 |
1,794 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
SAR |
Saratoga Investment Corp |
N/A
|
$23.57 |
$23.48 |
12.61% |
$0.74 |
Quarterly |
05/23/2024 |
06/13/2024 |
06/27/2024 |
324 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
SDHY |
PGIM Short Duration High Yield Opportunities Fund |
Investment Banking and Securities Dealing
|
$16.16 |
$15.28 |
2.83% |
$0.108 |
Monthly |
05/31/2024 |
06/13/2024 |
06/28/2024 |
399 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
SLRC |
SLR Investment Corp |
Securities and Commodity Exchanges
|
$15.94 |
$16.02 |
10.24% |
$0.41 |
Quarterly |
05/08/2024 |
06/13/2024 |
06/27/2024 |
870 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
TBLD |
Thornburg Income Builder Opportunities Trust |
N/A
|
$17.11 |
$16.03 |
2.60% |
$0.1042 |
Monthly |
06/03/2024 |
06/13/2024 |
06/21/2024 |
549 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
THY |
Northern Lights Fund Trust - Toews Agility Shares Dynamic Tactical Income ETF |
N/A
|
$22.79 |
$22.29 |
1.36% |
$0.0757 |
Monthly |
06/12/2024 |
06/13/2024 |
06/18/2024 |
31 M |
$0.00 |
0.00 |
Toews Agility Shares Dynamic Tactical Income ETF |
| 06/13/2024 |
TSM |
Taiwan Semiconductor Manufacturing - ADR |
Semiconductor and Related Device Manufacturing
|
$171.70 |
$172.91 |
1.29% |
$0.558 |
quarterly |
02/06/2024 |
06/13/2024 |
07/11/2024 |
890,561 M |
$5.75 |
29.88 |
ADR |
| 06/13/2024 |
VGI |
Virtus Global Multi-Sector Income Fund |
Securities and Commodity Exchanges
|
$7.94 |
$7.54 |
4.24% |
$0.08 |
Monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
90 M |
$0.00 |
0.00 |
Ordinary Shares |
| 06/13/2024 |
VLY |
Valley National Bancorp |
Monetary Authorities-Central Bank
|
$8.67 |
$6.69 |
6.58% |
$0.11 |
Quarterly |
05/30/2024 |
06/13/2024 |
07/02/2024 |
4,420 M |
$0.71 |
12.17 |
Ordinary Shares |
| 06/13/2024 |
VLYPO |
Valley National Bancorp - FXDFR PRF PERPETUAL USD 25 - Ser B |
Monetary Authorities-Central Bank
|
$25.02 |
$23.78 |
9.72% |
$0.5777 |
Quarterly |
05/30/2024 |
06/13/2024 |
06/28/2024 |
4,420 M |
$0.71 |
12.17 |
FXDFR PRF PERPETUAL USD 25 - Ser B |
| 06/13/2024 |
VLYPP |
Valley National Bancorp - FXDFR PRF PERPETUAL USD 25 - Ser A |
Monetary Authorities-Central Bank
|
$23.70 |
$21.89 |
7.14% |
$0.3906 |
Quarterly |
05/30/2024 |
06/13/2024 |
07/01/2024 |
4,420 M |
$0.71 |
12.17 |
FXDFR PRF PERPETUAL USD 25 - Ser A |
| 06/13/2024 |
VSH |
Vishay Intertechnology, Inc. |
N/A
|
$20.15 |
$23.01 |
1.74% |
$0.10 |
Quarterly |
05/21/2024 |
06/13/2024 |
06/27/2024 |
2,512 M |
$1.23 |
14.65 |
Ordinary Shares |
| 06/13/2024 |
WLDR |
Two Roads Shared Trust - Affinity World Leaders Equity ETF |
N/A
|
$32.36 |
$30.73 |
2.54% |
$0.1955 |
Quarterly |
06/12/2024 |
06/13/2024 |
06/18/2024 |
34 M |
$0.00 |
0.00 |
Affinity World Leaders Equity ETF |
| 06/13/2024 |
XDTE |
Roundhill ETF Trust - Roundhill S&P 500 0DTE Covered Call Strategy ETF |
N/A
|
$52.60 |
$52.78 |
1.54% |
$0.2033 |
Weekly |
03/29/2024 |
06/13/2024 |
06/14/2024 |
82 M |
$0.00 |
0.00 |
Roundhill S&P 500 0DTE Covered Call Strategy ETF |
| 06/13/2024 |
ZTR |
Virtus Total Return Fund Inc. |
Securities and Commodity Exchanges
|
$5.92 |
$5.42 |
3.69% |
$0.05 |
monthly |
03/01/2024 |
06/13/2024 |
06/27/2024 |
406 M |
$0.00 |
0.00 |
Ordinary Shares |