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All Earnings Dividends Economics IPOs Splits

Earnings

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Dividends

Ex dividend date  Ticker  Name  Industry  Stock price  Reported price Dividend yield  Dividend rate  Frequency  Declared date  Record date  Payment date  Marketcap  EPS  P/E ratio  Description 
11/29/2024 DEC Diversified Energy Co PLC N/A $15.88 N/A N/A $0.00 Quarterly 08/15/2024 11/29/2024 12/27/2024 0 M $0.00 0.00 Ordinary Shares
11/29/2024 GBDC GOLUB CAPITAL BDC, Inc. N/A $15.32 N/A N/A $0.05 Irregular 06/02/2024 11/29/2024 12/13/2024 2,554 M $0.00 0.00 Ordinary Shares
11/29/2024 TSN TYSON FOODS, INC. N/A $57.74 N/A N/A $0.49 Quarterly 08/08/2024 11/29/2024 12/13/2024 23,128 M -$0.02 -2,625.88 Ordinary Shares - Class A
11/28/2024 AEM AGNICO EAGLE MINES LTD N/A $78.73 N/A N/A $0.00 quarterly 02/15/2024 11/29/2024 12/16/2024 40,801 M $1.24 66.15 Ordinary Shares
11/22/2024 NSI National Security Emerging Markets Index ETF N/A $25.68 N/A N/A $0.00 Semi-Annual 05/23/2024 11/22/2024 11/27/2024 8 M $0.00 0.00 National Security Emerging Markets Index ETF
11/22/2024 TEL TE Connectivity public ltd company/OLD N/A $145.68 N/A N/A $0.65 Quarterly 03/13/2024 11/22/2024 12/06/2024 46,682 M $11.15 13.46 Registered Shares
11/19/2024 EQNR EQUINOR ASA N/A $22.78 N/A N/A $0.35 Quarterly 07/23/2024 11/19/2024 11/29/2024 75,098 M $3.28 7.80 ADR
11/18/2024 BG Bunge Global SA N/A $79.03 N/A N/A $0.68 Quarterly 04/22/2024 11/18/2024 12/02/2024 14,361 M $12.91 7.32 Ordinary Shares
11/18/2024 DNOV FT Vest U.S. Equity Deep Buffer ETF - November N/A $43.36 N/A N/A $0.00 annual 01/10/2024 11/18/2024 11/19/2024 246 M $0.00 0.00 FT Vest U.S. Equity Deep Buffer ETF - November
11/18/2024 FNOV FT Vest U.S. Equity Buffer ETF - November N/A $48.58 N/A N/A $0.00 annual 01/10/2024 11/18/2024 11/19/2024 696 M $0.00 0.00 FT Vest U.S. Equity Buffer ETF - November
11/18/2024 GNOV FT Vest U.S. Equity Moderate Buffer ETF - November N/A $34.96 N/A N/A $0.00 annual 01/10/2024 11/18/2024 11/19/2024 158 M $0.00 0.00 FT Vest U.S. Equity Moderate Buffer ETF - November
11/18/2024 SNOV FT Vest U.S. Small Cap Moderate Buffer ETF - November N/A $23.17 N/A N/A $0.00 annual 01/10/2024 11/18/2024 11/19/2024 24 M $0.00 0.00 FT Vest U.S. Small Cap Moderate Buffer ETF - November
11/18/2024 XNOV FT Vest U.S. Equity Enhance & Moderate Buffer ETF - November N/A $33.88 N/A N/A $0.00 annual 01/10/2024 11/18/2024 11/19/2024 36 M $0.00 0.00 FT Vest U.S. Equity Enhance & Moderate Buffer ETF - November
11/15/2024 AMSWA American Software Inc. - Ordinary Shares - Class A N/A $11.49 N/A N/A $0.11 Quarterly 08/21/2024 11/15/2024 11/29/2024 362 M $0.00 0.00 Ordinary Shares - Class A
11/15/2024 CIMN Chimera Investment Corp - 9% NT REDEEM 15/05/2029 USD 25 Mortgage and Nonmortgage Loan Brokers $25.13 N/A N/A $0.5625 Quarterly 05/31/2024 11/01/2024 11/15/2024 1,247 M $1.77 0.00 9% NT REDEEM 15/05/2029 USD 25
11/15/2024 GLADZ Gladstone Capital Corp. - 7.75% NT REDEEM 01/09/2028 USD 25 N/A $25.38 N/A N/A $0.4844 quarterly N/A 11/15/2024 12/02/2024 494 M $0.00 0.00 7.75% NT REDEEM 01/09/2028 USD 25
11/15/2024 MFAO MFA Financial Inc - 9% NT REDEEM 15/08/2029 USD 25 Mortgage and Nonmortgage Loan Brokers $25.25 N/A N/A $0.5625 Quarterly 05/02/2024 11/01/2024 11/15/2024 1,278 M $0.64 0.00 9% NT REDEEM 15/08/2029 USD 25
11/15/2024 MITP AG Mortgage Investment Trust Inc - 9.50% NT REDEEM 15/05/2029 USD 25 Mortgage and Nonmortgage Loan Brokers $25.11 N/A N/A $0.5938 Quarterly 05/24/2024 11/01/2024 11/15/2024 219 M -$13.52 0.00 9.50% NT REDEEM 15/05/2029 USD 25
11/14/2024 SHEL Shell plc Crude Petroleum Extraction  $61.44 N/A N/A $0.00 quarterly N/A 11/15/2024 12/19/2024 224,491 M $5.59 12.21 ADR (Representing - Ordinary Shares)
11/13/2024 AIRTP Air T Inc Couriers and Express Delivery Services $17.09 N/A N/A $0.50 quarterly 01/22/2024 11/14/2024 11/15/2024 63 M -$2.36 0.00 8% PRF PERPETUAL USD 2.50 - (AIT Funding Cap Se)
11/11/2024 MT ArcelorMittal N/A $23.22 N/A N/A $0.25 Semi-Annual 04/15/2024 11/12/2024 12/04/2024 20,143 M -$0.73 -33.85 New York Shares - Level III
11/07/2024 AMLP Alerian MLP ETF N/A $48.66 N/A N/A $0.00 quarterly 01/15/2024 11/07/2024 11/12/2024 8,721 M $0.00 0.00 Alerian MLP ETF
11/07/2024 AUSF Global X Adaptive U.S. Factor ETF N/A $42.04 N/A N/A $0.00 quarterly 12/29/2023 11/07/2024 11/15/2024 298 M $0.00 0.00 Global X Adaptive U.S. Factor ETF
11/07/2024 ENFR Alerian Energy Infrastructure ETF N/A $31.14 N/A N/A $0.00 quarterly 01/15/2024 11/07/2024 11/12/2024 176 M $0.00 0.00 Alerian Energy Infrastructure ETF
11/07/2024 MLPA Global X MLP ETF N/A $49.47 N/A N/A $0.00 quarterly 12/28/2023 11/07/2024 11/15/2024 1,559 M $0.00 0.00 Global X MLP ETF
11/07/2024 MLPX Global X MLP & Energy Infrastructure ETF N/A $60.55 N/A N/A $0.00 quarterly 12/28/2023 11/07/2024 11/15/2024 1,870 M $0.00 0.00 Global X MLP & Energy Infrastructure ETF
11/06/2024 LVHD Franklin U.S. Low Volatility High Dividend Index ETF N/A $38.78 N/A N/A $0.00 quarterly N/A 11/07/2024 11/12/2024 605 M $0.00 0.00 Franklin U.S. Low Volatility High Dividend Index ETF
11/06/2024 VSEC VSE CORP N/A $98.45 N/A N/A $0.10 Quarterly 08/01/2024 11/06/2024 11/20/2024 1,714 M $0.74 145.54 Ordinary Shares
11/05/2024 ONBPO Old National Bancorp Monetary Authorities-Central Bank $25.06 N/A N/A $0.4375 Quarterly 08/21/2024 11/05/2024 11/20/2024 6,332 M $1.70 12.52 7% PRF PERPETUAL USD - Sr C Dp Rp 1/400INT
11/05/2024 ONBPP Old National Bancorp Monetary Authorities-Central Bank $25.06 N/A N/A $0.4375 Quarterly 08/21/2024 11/05/2024 11/20/2024 6,332 M $1.70 12.52 7% PRF PERPETUAL USD - Sr A Dp Rp 1/40 INT
11/04/2024 MSDL Morgan Stanley Direct Lending Fund N/A $21.06 N/A N/A $0.10 Irregular 08/05/2024 11/04/2024 01/24/2025 1,846 M $0.00 0.00 Ordinary Shares
11/01/2024 ATLO AMES NATIONAL CORP Monetary Authorities-Central Bank $16.16 N/A N/A $0.20 Quarterly 08/14/2024 11/01/2024 11/15/2024 171 M $1.06 17.87 Ordinary Shares
11/01/2024 BUR Burford Capital Ltd N/A $12.77 N/A N/A $0.0625 Semi-Annual 08/08/2024 11/01/2024 12/05/2024 2,964 M $0.00 0.00 Ordinary Shares
11/01/2024 CGABL Carlyle Finance LLC - 4.625% NT REDEEM 15/05/2061 USD 25 N/A $19.81 N/A N/A $0.2891 quarterly N/A 11/01/2024 11/15/2024 0 M $0.00 0.00 4.625% NT REDEEM 15/05/2061 USD 25
11/01/2024 EINC VanEck Energy Income ETF N/A $91.23 N/A N/A $0.00 quarterly 12/14/2023 11/01/2024 11/06/2024 56 M $0.00 0.00 VanEck Energy Income ETF
11/01/2024 LCUT LIFETIME BRANDS, INC N/A $5.92 N/A N/A $0.0425 Quarterly 08/08/2024 11/01/2024 11/15/2024 158 M -$0.82 -9.05 Ordinary Shares
11/01/2024 TVE Tennessee Valley Authority N/A $22.35 N/A N/A $0.1385 Quarterly 08/21/2024 10/31/2024 11/01/2024 0 M $0.00 0.00 FXDFR BD REDEEM 01/05/2029 USD 25

Economics

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IPOs

Date  Ticker  Name  Market  Website  Employees  Price 
11/26/2024 YAAS Youxin Technology Ltd NASDAQ N/A N/A N/A - N/A

Splits

Date  Declared date  Ticker  Name  Industry  Ratio  From  To  Description 
11/29/2024 N/A AAA Alternative Access First Priority CLO Bond ETF N/A 1 1 1
11/29/2024 N/A AAON AAON, INC. N/A 1 1 1
11/29/2024 N/A ACNB ACNB CORP Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A ADC AGREE REALTY CORP Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A AEFC Aegon Funding Company LLC - 5.10% NT REDEEM 15/12/2049 USD 25 N/A 1 1 1
11/29/2024 N/A AEM AGNICO EAGLE MINES LTD N/A 1 1 1
11/29/2024 N/A AFGC American Financial Group Inc - 5.125% DB REDEEM 15/12/2059 USD 25 N/A 1 1 1
11/29/2024 N/A AFGE American Financial Group Inc - 4.50% DB REDEEM 15/09/2060 USD 25 N/A 1 1 1
11/29/2024 N/A AGNC AGNC Investment Corp. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/29/2024 N/A ALL ALLSTATE CORP N/A 1 1 1
11/29/2024 N/A AMAX RH Hedged Multi-Asset Income ETF N/A 1 1 1
11/29/2024 N/A AMJB JPMorgan Chase & Co. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A AMUB UBS AG London Branch N/A 1 1 1
11/29/2024 N/A AOHY Angel Oak High Yield Opportunities ETF N/A 1 1 1
11/29/2024 N/A APLE Apple Hospitality REIT, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A APOS Apollo Global Management Inc - FXDFR NT REDEEM 15/09/2053 USD 25 N/A 1 1 1
11/29/2024 N/A ARCM Arrow Reserve Capital Management ETF N/A 1 1 1
11/29/2024 N/A ARGD Argo Group US Inc N/A 1 1 1
11/29/2024 N/A ASC Ardmore Shipping Corp N/A 1 1 1
11/29/2024 N/A ASH ASHLAND INC. N/A 1 1 1
11/29/2024 N/A ATLCP Atlanticus Holdings Corp Credit Card Issuing 1 1 1
11/29/2024 N/A ATMP Barclays Bank PLC Commercial Banking 1 1 1
11/29/2024 N/A AVAL Grupo Aval Acciones Y Valores S.A. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A AY Atlantica Sustainable Infrastructure plc N/A 1 1 1
11/29/2024 N/A BAFN BayFirst Financial Corp. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A BAM Brookfield Asset Management Ltd. N/A 1 1 1
11/29/2024 N/A BAMA Brookstone Active ETF N/A 1 1 1
11/29/2024 N/A BAMB Brookstone Intermediate Bond ETF N/A 1 1 1
11/29/2024 N/A BAMD Brookstone Dividend Stock ETF N/A 1 1 1
11/29/2024 N/A BAMG Brookstone Growth Stock ETF N/A 1 1 1
11/29/2024 N/A BAMO Brookstone Opportunities ETF N/A 1 1 1
11/29/2024 N/A BAMU Brookstone Ultra-Short Bond ETF N/A 1 1 1
11/29/2024 N/A BAMV Brookstone Value Stock ETF N/A 1 1 1
11/29/2024 N/A BAMY Brookstone Yield ETF N/A 1 1 1
11/29/2024 N/A BAX BAXTER INTERNATIONAL INC Surgical and Medical Instrument Manufacturing 1 1 1
11/29/2024 N/A BBU Brookfield Business Partners L.P. N/A 1 1 1
11/29/2024 N/A BBUC Brookfield Business Corp N/A 1 1 1
11/29/2024 N/A BEP Brookfield Renewable Partners L.P. N/A 1 1 1
11/29/2024 N/A BEPC Brookfield Renewable Corp N/A 1 1 1
11/29/2024 N/A BHFAL Brighthouse Financial Inc - 6.25% DB REDEEM 15/09/2058 USD 25 Direct Life Insurance Carriers 1 1 1
11/29/2024 N/A BIP Brookfield Infrastructure Partners L.P. N/A 1 1 1
11/29/2024 N/A BIPC Brookfield Infrastructure Corp Natural Gas Distribution 1 1 1
11/29/2024 N/A BOH BANK OF HAWAII CORP Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A CARY Angel Oak Income ETF N/A 1 1 1
11/29/2024 N/A CBOE Cboe Global Markets, Inc. N/A 1 1 1
11/29/2024 N/A CBT CABOT CORP N/A 1 1 1
11/29/2024 N/A CCAP Crescent Capital BDC, Inc. N/A 1 1 1
11/29/2024 N/A CCNE CNB FINANCIAL CORP/PA Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A CEPU CENTRAL PUERTO S.A. N/A 1 1 1
11/29/2024 N/A CFR CULLEN/FROST BANKERS, INC. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A CGCB Capital Group Core Bond ETF N/A 1 1 1
11/29/2024 N/A CGCP Capital Group Core Plus Income ETF N/A 1 1 1
11/29/2024 N/A CGHM Capital Group Municipal High-Income ETF N/A 1 1 1
11/29/2024 N/A CGIB Capital Group International Bond ETF (USD-Hedged) N/A 1 1 1
11/29/2024 N/A CGMS Capital Group U.S. Multi-Sector Income N/A 1 1 1
11/29/2024 N/A CGMU Capital Group Municipal Income ETF N/A 1 1 1
11/29/2024 N/A CGSD Capital Group Short Duration Income ETF N/A 1 1 1
11/29/2024 N/A CGSM Capital Group Short Duration Municipal Income ETF N/A 1 1 1
11/29/2024 N/A CGUI Capital Group Ultra Short Income ETF N/A 1 1 1
11/29/2024 N/A CIX COMPX INTERNATIONAL INC N/A 1 1 1
11/29/2024 N/A CMSA CMS Energy Corporation N/A 1 1 1
11/29/2024 N/A COLB COLUMBIA BANKING SYSTEM, INC. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A CPF CENTRAL PACIFIC FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A CR Crane Co N/A 1 1 1
11/29/2024 N/A CRSH YieldMax Short TSLA Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A CRT CROSS TIMBERS ROYALTY TRUST N/A 1 1 1
11/29/2024 N/A CSX CSX CORP Line-Haul Railroads 1 1 1
11/29/2024 N/A CTBB Qwest Corporation N/A 1 1 1
11/29/2024 N/A CVSB Calvert Ultra-Short Investment Grade ETF N/A 1 1 1
11/29/2024 N/A CXT Crane NXT, Co. N/A 1 1 1
11/29/2024 N/A D DOMINION ENERGY, INC N/A 1 1 1
11/29/2024 N/A DBVT DBV Technologies S.A. Research and Development in Biotechnology (except Nanobiotechnology) 5 25 5
11/29/2024 N/A DD DuPont de Nemours, Inc. N/A 1 1 1
11/29/2024 N/A DEC Diversified Energy Co PLC N/A 1 1 1
11/29/2024 N/A DNP DNP SELECT INCOME FUND INC Securities and Commodity Exchanges 1 1 1
11/29/2024 N/A DOV DOVER Corp N/A 1 1 1
11/29/2024 N/A DOW DOW INC. N/A 1 1 1
11/29/2024 N/A DPG Duff & Phelps Utility & Infrastructure Fund Inc. Securities and Commodity Exchanges 1 1 1
11/29/2024 N/A EAI Entergy Arkansas Inc.. N/A 1 1 1
11/29/2024 N/A EARN Ellington Residential Mortgage REIT N/A 1 1 1
11/29/2024 N/A EBAY EBAY INC N/A 1 1 1
11/29/2024 N/A EFC Ellington Financial Inc. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/29/2024 N/A EFSCP Enterprise Financial Services Corp. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A EL ESTEE LAUDER COMPANIES INC Toilet Preparation Manufacturing 1 1 1
11/29/2024 N/A ELC Entergy Louisiana LLC N/A 1 1 1
11/29/2024 N/A ENJ Entergy New Orleans Inc N/A 1 1 1
11/29/2024 N/A EPR EPR PROPERTIES Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A EPRF Innovator S&P Investment Grade Preferred ETF N/A 1 1 1
11/29/2024 N/A EVHY Eaton Vance High Yield ETF N/A 1 1 1
11/29/2024 N/A EVIM Eaton Vance Intermediate Municipal Income ETF N/A 1 1 1
11/29/2024 N/A EVLN Eaton Vance Floating-Rate ETF N/A 1 1 1
11/29/2024 N/A EVR Evercore Inc. N/A 1 1 1
11/29/2024 N/A EVSB Eaton Vance Ultra-Short Income ETF N/A 1 1 1
11/29/2024 N/A EVSD Eaton Vance Short Duration Income ETF N/A 1 1 1
11/29/2024 N/A EVSM Eaton Vance Short Duration Municipal Income ETF N/A 1 1 1
11/29/2024 N/A EVTR Eaton Vance Total Return Bond ETF N/A 1 1 1
11/29/2024 N/A FBP FIRST BANCORP /PR/ Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A FCNCA FIRST CITIZENS BANCSHARES INC /DE/ Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A FCNCO First Citizens Bancshares, Inc (NC) Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A FCNCP First Citizens Bancshares, Inc (NC) Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A FCRX Crescent Capital BDC Inc - 5% NT REDEEM 25/05/2026 USD 25 N/A 1 1 1
11/29/2024 N/A FCSH Federated Hermes Short Duration Corporate ETF N/A 1 1 1
11/29/2024 N/A FDS FACTSET RESEARCH SYSTEMS INC N/A 1 1 1
11/29/2024 N/A FDV Federated Hermes U.S. Strategic Dividend ETF N/A 1 1 1
11/29/2024 N/A FGFPP Fundamental Global Inc. N/A 1 1 1
11/29/2024 N/A FGN F&G Annuities & Life Inc - 7.95% NT REDEEM 15/12/2053 USD 25 N/A 1 1 1
11/29/2024 N/A FHYS Federated Hermes Short Duration High Yield ETF N/A 1 1 1
11/29/2024 N/A FIHL Fidelis Insurance Holdings Ltd N/A 1 1 1
11/29/2024 N/A FLO FLOWERS FOODS INC N/A 1 1 1
11/29/2024 N/A FTRB Federated Hermes Total Return Bond ETF N/A 1 1 1
11/29/2024 N/A FTSM First Trust Enhanced Short Maturity ETF N/A 1 1 1
11/29/2024 N/A FTV Fortive Corp N/A 1 1 1
11/29/2024 N/A FXNC FIRST NATIONAL CORP /VA/ Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A GBDC GOLUB CAPITAL BDC, Inc. N/A 1 1 1
11/29/2024 N/A GENM Genter Capital Municipal Quality Intermediate ETF N/A 1 1 1
11/29/2024 N/A GENT Genter Capital Taxable Quality Intermediate ETF N/A 1 1 1
11/29/2024 N/A GJT Synthetic Fixed-Income Securities, Inc., N/A 1 1 1
11/29/2024 N/A GOLD BARRICK GOLD CORP N/A 1 1 1
11/29/2024 N/A GOOY YieldMax GOOGL Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A GRF EAGLE CAPITAL GROWTH FUND, INC. Investment Banking and Securities Dealing 1 1 1
11/29/2024 N/A GRNT Granite Ridge Resources, Inc. N/A 1 1 1
11/29/2024 N/A HAPR Innovator Premium Income 9 Buffer ETF - April N/A 1 1 1
11/29/2024 N/A HEES H&E Equipment Services, Inc. N/A 1 1 1
11/29/2024 N/A HII HUNTINGTON INGALLS INDUSTRIES, INC. N/A 1 1 1
11/29/2024 N/A HJAN Innovator Premium Income 9 Buffer ETF - January N/A 1 1 1
11/29/2024 N/A HJUL Innovator Premium Income 9 Buffer ETF - July N/A 1 1 1
11/29/2024 N/A HOCT Innovator Premium Income 9 Buffer ETF - October N/A 1 1 1
11/29/2024 N/A HUBB HUBBELL INC N/A 1 1 1
11/29/2024 N/A HWCPZ Hancock Whitney Corp. - 6.25% NT REDEEM 15/06/2060 USD 25 Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A HY HYSTER-YALE MATERIALS HANDLING, INC. N/A 1 1 1
11/29/2024 N/A IBKR Interactive Brokers Group, Inc. N/A 1 1 1
11/29/2024 N/A IIIN INSTEEL INDUSTRIES INC N/A 1 1 1
11/29/2024 N/A INCE Franklin Income Equity Focus ETF N/A 1 1 1
11/29/2024 N/A INCM Franklin Income Focus ETF N/A 1 1 1
11/29/2024 N/A IRS Irsa Inversiones Y Representaciones S.A. N/A 1 1 1
11/29/2024 N/A ITT ITT INC. N/A 1 1 1
11/29/2024 N/A KHC Kraft Heinz Co N/A 1 1 1
11/29/2024 N/A KLG WK Kellogg Co N/A 1 1 1
11/29/2024 N/A KMPB Kemper Corporation - FXDFR DB REDEEM 15/03/2062 USD 25 N/A 1 1 1
11/29/2024 N/A KNSL Kinsale Capital Group, Inc. N/A 1 1 1
11/29/2024 N/A KO COCA COLA CO N/A 1 1 1
11/29/2024 N/A KOP Koppers Holdings Inc. N/A 1 1 1
11/29/2024 N/A KRO KRONOS WORLDWIDE INC N/A 1 1 1
11/29/2024 N/A LAPR Innovator Premium Income 15 Buffer ETF - April N/A 1 1 1
11/29/2024 N/A LCII LCI INDUSTRIES N/A 1 1 1
11/29/2024 N/A LJAN Innovator Premium Income 15 Buffer ETF - January N/A 1 1 1
11/29/2024 N/A LJUL Innovator Premium Income 15 Buffer ETF - July N/A 1 1 1
11/29/2024 N/A LNGG Listed Funds Trust - Roundhill Alerian LNG ETF N/A 1 0 0
11/29/2024 N/A LNKB LINKBANCORP, Inc. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A LOCT Innovator Premium Income 15 Buffer ETF - October N/A 1 1 1
11/29/2024 N/A MAGQ Roundhill ETF Trust - Roundhill Daily Inverse Magnificent Seven ETF N/A 1 0 0
11/29/2024 N/A MARPS MARINE PETROLEUM TRUST N/A 1 1 1
11/29/2024 N/A MATV Mativ Holdings, Inc. N/A 1 1 1
11/29/2024 N/A MBCN MIDDLEFIELD BANC CORP Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A MBS Angel Oak Mortgage-Backed Securities ETF N/A 1 1 1
11/29/2024 N/A MCRI MONARCH CASINO & RESORT INC N/A 1 1 1
11/29/2024 N/A MDV Modiv Industrial, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A MFICL MidCap Financial Investment Corporation - 8% NT REDEEM 15/12/2028 USD 25 Securities and Commodity Exchanges 1 1 1
11/29/2024 N/A MGEE MGE ENERGY INC N/A 1 1 1
11/29/2024 N/A MI NFT Ltd. N/A 1 1 1
11/29/2024 N/A MLAB MESA LABORATORIES INC /CO/ Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/29/2024 N/A MLKN MILLERKNOLL, INC. N/A 1 1 1
11/29/2024 N/A MTR MESA ROYALTY TRUST/TX N/A 1 1 1
11/29/2024 N/A MVBF MVB FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A NBH NEUBERGER BERMAN MUNICIPAL FUND INC. N/A 1 1 1
11/29/2024 N/A NBHC National Bank Holdings Corp Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A NEWTG NewtekOne Inc - 8.50% NT REDEEM 01/06/2029 USD 25 Commercial Banking 1 1 1
11/29/2024 N/A NL NL INDUSTRIES INC N/A 1 1 1
11/29/2024 N/A NTES NetEase, Inc. Other Gambling Industries 1 1 1
11/29/2024 N/A NUS NU SKIN ENTERPRISES, INC. Toilet Preparation Manufacturing 1 1 1
11/29/2024 N/A NWL NEWELL BRANDS INC. N/A 1 1 1
11/29/2024 N/A OARK YieldMax Innovation Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A OBDC Blue Owl Capital Corp N/A 1 1 1
11/29/2024 N/A OBDE Blue Owl Capital Corp III N/A 1 1 1
11/29/2024 N/A OGSP Obra High Grade Structured Products ETF N/A 1 1 1
11/29/2024 N/A OOSP Obra Opportunistic Structured Products ETF N/A 1 1 1
11/29/2024 N/A ORC Orchid Island Capital, Inc. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/29/2024 N/A OTEX OPEN TEXT CORP N/A 1 1 1
11/29/2024 N/A PANL Pangaea Logistics Solutions Ltd. N/A 1 1 1
11/29/2024 N/A PAPI Parametric Equity Premium Income ETF N/A 1 1 1
11/29/2024 N/A PBT PERMIAN BASIN ROYALTY TRUST N/A 1 1 1
11/29/2024 N/A PFIS PEOPLES FINANCIAL SERVICES CORP. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A PINC Premier, Inc. N/A 1 1 1
11/29/2024 N/A POWI POWER INTEGRATIONS INC Semiconductor and Related Device Manufacturing 1 1 1
11/29/2024 N/A PRGO PERRIGO Co plc Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/29/2024 N/A PRT PermRock Royalty Trust N/A 1 1 1
11/29/2024 N/A PVL Permianville Royalty Trust N/A 1 1 1
11/29/2024 N/A PX P10, Inc. N/A 1 1 1
11/29/2024 N/A QVCC QVC Inc - 6.25% NT REDEEM 26/11/2068 USD 25 N/A 1 1 1
11/29/2024 N/A QVCD QVC Inc - 6.375% NT REDEEM 13/09/2067 USD 25 N/A 1 1 1
11/29/2024 N/A RLI RLI CORP N/A 1 1 1
11/29/2024 N/A RZB Reinsurance Group Of America, Inc. Reinsurance Carriers 1 1 1
11/29/2024 N/A SCL STEPAN CO N/A 1 1 1
11/29/2024 N/A SCM Stellus Capital Investment Corp N/A 1 1 1
11/29/2024 N/A SDVD FT Vest SMID Rising Dividend Achievers Target Income ETF N/A 1 1 1
11/29/2024 N/A SID NATIONAL STEEL CO N/A 1 1 1
11/29/2024 N/A SILA Sila Realty Trust, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A SLG SL GREEN REALTY CORP Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A SLXN Silexion Therapeutics Corp Research and Development in Biotechnology (except Nanobiotechnology) 9 81 9
11/29/2024 N/A SNOY YieldMax SNOW Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A SOHOB Sotherly Hotels Inc Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A SOHON Sotherly Hotels Inc Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A SOHOO Sotherly Hotels Inc Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A SOJC Southern Company N/A 1 1 1
11/29/2024 N/A SQFTP Presidio Property Trust Inc Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A SSTK Shutterstock, Inc. N/A 1 1 1
11/29/2024 N/A STAG STAG Industrial, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A STAX Macquarie Tax-Free USA Short Term ETF N/A 1 1 1
11/29/2024 N/A STEP StepStone Group Inc. N/A 1 1 1
11/29/2024 N/A STRRP Star Equity Holdings Inc N/A 1 1 1
11/29/2024 N/A SVM SILVERCORP METALS INC N/A 1 1 1
11/29/2024 N/A SWK STANLEY BLACK & DECKER, INC. N/A 1 1 1
11/29/2024 N/A TAC TRANSALTA CORP N/A 1 1 1
11/29/2024 N/A TEO TELECOM ARGENTINA SA N/A 1 1 1
11/29/2024 N/A TFPM Triple Flag Precious Metals Corp. N/A 1 1 1
11/29/2024 N/A TILE INTERFACE INC N/A 1 1 1
11/29/2024 N/A TNC TENNANT CO N/A 1 1 1
11/29/2024 N/A TPGXL TPG Operating Group II L.P. - 6.95% NT REDEEM 15/03/2064 USD 25 N/A 1 1 1
11/29/2024 N/A TRINL Trinity Capital Inc - 7% NT REDEEM 16/01/2025 USD 25 N/A 1 1 1
11/29/2024 N/A TRMK TRUSTMARK CORP Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A TSLX Sixth Street Specialty Lending, Inc. N/A 1 1 1
11/29/2024 N/A TSLY YieldMax TSLA Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A TSMY YieldMax TSM Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A TSN TYSON FOODS, INC. N/A 1 1 1
11/29/2024 N/A TVC Tennessee Valley Authority N/A 1 1 1
11/29/2024 N/A UFCS UNITED FIRE GROUP INC N/A 1 1 1
11/29/2024 N/A ULS UL Solutions Inc. N/A 1 1 1
11/29/2024 N/A UNMA Unum Group N/A 1 1 1
11/29/2024 N/A UYLD Angel Oak UltraShort Income ETF N/A 1 1 1
11/29/2024 N/A UZD United States Cellular Corporation - 6.25% NT REDEEM 01/09/2069 USD 25 N/A 1 1 1
11/29/2024 N/A UZE United States Cellular Corporation - 5.50% NT REDEEM 01/03/2070 USD 25 N/A 1 1 1
11/29/2024 N/A UZF United States Cellular Corporation - 5.50% NT REDEEM 01/06/2070 USD 25 N/A 1 1 1
11/29/2024 N/A VBFC Village Bank & Trust Financial Corp. Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A VHI VALHI INC /DE/ N/A 1 1 1
11/29/2024 N/A VIRT Virtu Financial, Inc. N/A 1 1 1
11/29/2024 N/A WHFCL WhiteHorse Finance Inc - 7.875% NT REDEEM 15/09/2028 USD 25 N/A 1 1 1
11/29/2024 N/A WTS WATTS WATER TECHNOLOGIES INC N/A 1 1 1
11/29/2024 N/A WY WEYERHAEUSER CO Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/29/2024 N/A XOMO YieldMax XOM Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A YBIT YieldMax Bitcoin Option Income Strategy ETF N/A 1 1 1
11/29/2024 N/A YMAG YieldMax Magnificent 7 Fund of Option Income ETFs N/A 1 1 1
11/29/2024 N/A YMAX YieldMax Universe Fund of Option Income ETFs N/A 1 1 1
11/29/2024 N/A ZIONL Zions Bancorporation - FXDFR NT REDEEM 15/09/2028 USD 25 - 989701BG1 Commercial Banking 1 1 1
11/29/2024 N/A ZIONO Zions Bancorporation N.A Monetary Authorities-Central Bank 1 1 1
11/29/2024 N/A ZIONP Zions Bancorporation N.A Monetary Authorities-Central Bank 1 1 1
11/28/2024 N/A BORR Borr Drilling Ltd Drilling Oil and Gas Wells 1 1 1
11/27/2024 N/A ADEA Adeia Inc. N/A 1 1 1
11/27/2024 N/A ASTL Algoma Steel Group Inc. N/A 1 1 1
11/27/2024 N/A BBW BUILD-A-BEAR WORKSHOP INC N/A 1 1 1
11/27/2024 N/A BDIV AAM Brentview Dividend Growth ETF N/A 1 1 1
11/27/2024 N/A BFIX Build Bond Innovation ETF N/A 1 1 1
11/27/2024 N/A BGIG Bahl & Gaynor Income Growth ETF N/A 1 1 1
11/27/2024 N/A BNDD Quadratic Deflation ETF N/A 1 1 1
11/27/2024 N/A BRFS BRF S.A. Animal (except Poultry) Slaughtering 1 1 1
11/27/2024 N/A BUXX Strive Enhanced Income Short Maturity ETF N/A 1 1 1
11/27/2024 N/A CATY CATHAY GENERAL BANCORP Monetary Authorities-Central Bank 1 1 1
11/27/2024 N/A CCJ CAMECO CORP N/A 1 1 1
11/27/2024 N/A CCS Century Communities, Inc. N/A 1 1 1
11/27/2024 N/A COWS Amplify Cash Flow Dividend Leaders ETF N/A 1 1 1
11/27/2024 N/A DIVD Altrius Global Dividend ETF N/A 1 1 1
11/27/2024 N/A DIVO Amplify CPW Enhanced Dividend Income ETF N/A 1 1 1
11/27/2024 N/A DIVP Cullen Enhanced Equity Income ETF N/A 1 1 1
11/27/2024 N/A EA ELECTRONIC ARTS INC. Other Gambling Industries 1 1 1
11/27/2024 N/A EG EVEREST GROUP, LTD. Reinsurance Carriers 1 1 1
11/27/2024 N/A ELAB Elevai Labs Inc. Toilet Preparation Manufacturing 200 40000 200
11/27/2024 N/A ENR ENERGIZER HOLDINGS, INC. N/A 1 1 1
11/27/2024 N/A FBND Fidelity Total Bond ETF N/A 1 1 1
11/27/2024 N/A FCOR Fidelity Corporate Bond ETF N/A 1 1 1
11/27/2024 N/A FDHY Fidelity Enhanced High Yield ETF N/A 1 1 1
11/27/2024 N/A FIGB Fidelity Investment Grade Bond ETF N/A 1 1 1
11/27/2024 N/A FLDB Fidelity Low Duration Bond ETF N/A 1 1 1
11/27/2024 N/A FLDR Fidelity Low Duration Bond Factor ETF N/A 1 1 1
11/27/2024 N/A FLNG Flex LNG Ltd. N/A 1 1 1
11/27/2024 N/A FLTB Fidelity Limited Term Bond ETF N/A 1 1 1
11/27/2024 N/A FPFD Fidelity Preferred Securities & Income ETF N/A 1 1 1
11/27/2024 N/A FSBD Fidelity Sustainable Core Plus Bond ETF N/A 1 1 1
11/27/2024 N/A FSEC Fidelity Investment Grade Securitized ETF N/A 1 1 1
11/27/2024 N/A FSLD Fidelity Sustainable Low Duration Bond ETF N/A 1 1 1
11/27/2024 N/A FSYD Fidelity Sustainable High Yield ETF N/A 1 1 1
11/27/2024 N/A FTBD Fidelity Tactical Bond ETF N/A 1 1 1
11/27/2024 N/A HCOW Amplify Cash Flow High Income ETF N/A 1 1 1
11/27/2024 N/A HCRB Hartford Core Bond ETF N/A 1 1 1
11/27/2024 N/A HD HOME DEPOT, INC. N/A 1 1 1
11/27/2024 N/A HMOP Hartford Municipal Opportunities ETF N/A 1 1 1
11/27/2024 N/A HSRT Hartford AAA CLO ETF N/A 1 1 1
11/27/2024 N/A HSUN Hartford Strategic Income ETF N/A 1 1 1
11/27/2024 N/A HTAB Hartford Schroders Tax Aware Bond ETF N/A 1 1 1
11/27/2024 N/A HTRB Hartford Total Return Bond ETF N/A 1 1 1
11/27/2024 N/A CHRD Chord Energy Corp Crude Petroleum Extraction  1 1 1
11/27/2024 N/A IDVO Amplify CWP International Enhanced Dividend Income ETF N/A 1 1 1
11/27/2024 N/A IVOL Quadratic Interest Rate Volatility And Inflation Hedge ETF N/A 1 1 1
11/27/2024 N/A IWMY Defiance R2000 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/27/2024 N/A JUCY Aptus Enhanced Yield ETF N/A 1 1 1
11/27/2024 N/A KCSH Sustainable Ultra Short Duration Index ETF N/A 1 1 1
11/27/2024 N/A KGC KINROSS GOLD CORP N/A 1 1 1
11/27/2024 N/A KHYB KraneShares Asia Pacific High Income USD Bond ETF N/A 1 1 1
11/27/2024 N/A KLIP KraneShares China Internet and Covered Call Strategy ETF N/A 1 1 1
11/27/2024 N/A L LOEWS CORP N/A 1 1 1
11/27/2024 N/A MDST Westwood Salient Enhanced Midstream Income ETF N/A 1 1 1
11/27/2024 N/A NDIV Amplify Natural Resources Dividend Income ETF N/A 1 1 1
11/27/2024 N/A NEM NEWMONT Corp /DE/ N/A 1 1 1
11/27/2024 N/A NOA North American Construction Group Ltd. Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/27/2024 N/A OACP OneAscent Core Plus Bond ETF N/A 1 1 1
11/27/2024 N/A OPER ClearShares Ultra-Short Maturity ETF N/A 1 1 1
11/27/2024 N/A PAHC PHIBRO ANIMAL HEALTH CORP Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/27/2024 N/A PFLD AAM Low Duration Preferred and Income Securities ETF N/A 1 1 1
11/27/2024 N/A PVH PVH CORP. /DE/ N/A 1 1 1
11/27/2024 N/A QDTE Roundhill Innovation-100 0DTE Covered Call Strategy ETF N/A 1 1 1
11/27/2024 N/A QDVO CWP Growth & Income ETF N/A 1 1 1
11/27/2024 N/A QQQY Defiance Nasdaq 100 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/27/2024 N/A RBA RB GLOBAL INC. N/A 1 1 1
11/27/2024 N/A RMCA Rockefeller California Municipal Bond ETF N/A 1 1 1
11/27/2024 N/A RMIF LHA Risk-Managed Income ETF N/A 1 1 1
11/27/2024 N/A RMNY Rockefeller New York Municipal Bond ETF N/A 1 1 1
11/27/2024 N/A RMOP Rockefeller Opportunistic Municipal Bond ETF N/A 1 1 1
11/27/2024 N/A SARK Tradr 2X Short Innovation Daily ETF N/A 3 9 3
11/27/2024 N/A SIO Touchstone Strategic Income ETF N/A 1 1 1
11/27/2024 N/A SLF SUN LIFE FINANCIAL INC Direct Life Insurance Carriers 1 1 1
11/27/2024 N/A SMIG Bahl & Gaynor Small/Mid Cap Income Growth ETF N/A 1 1 1
11/27/2024 N/A SPDV AAM S&P 500 High Dividend Value ETF N/A 1 1 1
11/27/2024 N/A STXT Strive Total Return Bond ETF N/A 1 1 1
11/27/2024 N/A TARK Tradr 2X Long Innovation ETF N/A 1 0 1
11/27/2024 N/A TMUS T-Mobile US, Inc. N/A 1 1 1
11/27/2024 N/A TSEC Touchstone Securitized Income ETF N/A 1 1 1
11/27/2024 N/A TSLQ Tradr 2X Short TSLA Daily ETF N/A 6 36 6
11/27/2024 N/A TTEK TETRA TECH INC N/A 1 1 1
11/27/2024 N/A TUSI Touchstone Ultra Short Income ETF N/A 1 1 1
11/27/2024 N/A UBXG U-BX Technology Ltd. N/A 16 256 16
11/27/2024 N/A VSTO Vista Outdoor Inc. N/A 1 1 1
11/27/2024 N/A WBIG WBI BullBear Yield 3000 ETF N/A 1 1 1
11/27/2024 N/A WEEI Westwood Salient Enhanced Energy Income ETF N/A 1 1 1
11/27/2024 N/A XDTE Roundhill S&P 500 0DTE Covered Call Strategy ETF N/A 1 1 1
11/27/2024 N/A YBTC Roundhill Bitcoin Covered Call Strategy ETF N/A 1 1 1
11/27/2024 N/A YYY Amplify High Income ETF N/A 1 1 1
11/26/2024 N/A AIPI REX AI Equity Premium Income ETF N/A 1 1 1
11/26/2024 N/A AVA AVISTA CORP N/A 1 1 1
11/26/2024 N/A BITX 2x Bitcoin Strategy ETF N/A 1 1 1
11/26/2024 N/A CCSB Carbon Collective Short Duration Green Bond ETF N/A 1 1 1
11/26/2024 N/A CETX CEMTREX INC N/A 35 1225 35
11/26/2024 N/A CRAI CRA INTERNATIONAL, INC. N/A 1 1 1
11/26/2024 N/A CTXR Citius Pharmaceuticals, Inc. Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 25 625 25
11/26/2024 N/A DIVL Madison Dividend Value ETF N/A 1 1 1
11/26/2024 N/A DIVY Sound Equity Dividend Income ETF N/A 1 1 1
11/26/2024 N/A DIVZ Opal Dividend Income ETF N/A 1 1 1
11/26/2024 N/A DYFI IDX Dynamic Fixed Income ETF N/A 1 1 1
11/26/2024 N/A EFXT Enerflex Ltd. Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/26/2024 N/A EQH Equitable Holdings, Inc. N/A 1 1 1
11/26/2024 N/A ERNZ TrueShares Active Yield ETF N/A 1 1 1
11/26/2024 N/A ETHU 2x Ether ETF N/A 1 1 1
11/26/2024 N/A FEPI REX FANG & Innovation Equity Premium Income ETF N/A 1 1 1
11/26/2024 N/A FXED Sound Enhanced Fixed Income ETF N/A 1 1 1
11/26/2024 N/A GMM Global Mofy AI Ltd N/A 15 225 15
11/26/2024 N/A HIPS GraniteShares HIPS US High Income ETF N/A 1 1 1
11/26/2024 N/A HVT HAVERTY FURNITURE COMPANIES INC N/A 1 1 1
11/26/2024 N/A ICAP InfraCap Equity Income Fund ETF N/A 1 1 1
11/26/2024 N/A IGT International Game Technology PLC N/A 1 1 1
11/26/2024 N/A JHCB John Hancock Corporate Bond ETF N/A 1 1 1
11/26/2024 N/A JHHY John Hancock High Yield ETF N/A 1 1 1
11/26/2024 N/A JHMB John Hancock Mortgage-Backed Securities ETF N/A 1 1 1
11/26/2024 N/A JHMU John Hancock Dynamic Municipal Bond ETF N/A 1 1 1
11/26/2024 N/A JHPI John Hancock Preferred Income ETF N/A 1 1 1
11/26/2024 N/A JNJ JOHNSON & JOHNSON Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/26/2024 N/A LBAY Leatherback Long/Short Alternative Yield ETF N/A 1 1 1
11/26/2024 N/A LH LABCORP HOLDINGS INC. N/A 1 1 1
11/26/2024 N/A MAGG Madison Aggregate Bond ETF N/A 1 1 1
11/26/2024 N/A MBSF Regan Floating Rate MBS ETF N/A 1 1 1
11/26/2024 N/A MNR MACH NATURAL RESOURCES LP N/A 1 1 1
11/26/2024 N/A MSOX AdvisorShares MSOS 2x Daily ETF N/A 20 400 20
11/26/2024 N/A MSTI Madison Short Term Strategic Income ETF N/A 1 1 1
11/26/2024 N/A PBM Psyence Biomedical Ltd. Research and Development in Biotechnology (except Nanobiotechnology) 75 5625 75
11/26/2024 N/A PSEC PROSPECT CAPITAL CORP N/A 1 1 1
11/26/2024 N/A RINC AXS Real Estate Income ETF N/A 1 1 1
11/26/2024 N/A RISR FolioBeyond Alternative Income and Interest Rate Hedge ETF N/A 1 1 1
11/26/2024 N/A SCAP InfraCap Small Cap Income ETF N/A 1 1 1
11/26/2024 N/A SEM SELECT MEDICAL HOLDINGS CORP N/A 1 1 1
11/26/2024 N/A SPB Spectrum Brands Holdings, Inc. N/A 1 1 1
11/26/2024 N/A SPGI S&P Global Inc. N/A 1 1 1
11/26/2024 N/A SPRE SP Funds S&P Global REIT Sharia ETF N/A 1 1 1
11/26/2024 N/A SPSK SP Funds Dow Jones Global Sukuk ETF N/A 1 1 1
11/26/2024 N/A SPTE SP Funds S&P Global Technology ETF N/A 1 1 1
11/26/2024 N/A SPUS SP Funds S&P 500 Sharia Industry Exclusions ETF N/A 1 1 1
11/26/2024 N/A SPWO SP Funds S&P World (ex-US) ETF N/A 1 1 1
11/26/2024 N/A TGLR LAFFER TENGLER Equity Income ETF N/A 1 1 1
11/26/2024 N/A UDI USCF Dividend Income Fund N/A 1 1 1
11/26/2024 N/A UMI USCF Midstream Energy Income Fund ETF N/A 1 1 1
11/26/2024 N/A VOYA Voya Financial, Inc. N/A 1 1 1
11/26/2024 N/A WLK WESTLAKE CORP N/A 1 1 1
11/26/2024 N/A XYL Xylem Inc. N/A 1 1 1
11/26/2024 N/A YUMC Yum China Holdings, Inc. N/A 1 1 1
11/25/2024 N/A AEIS ADVANCED ENERGY INDUSTRIES INC N/A 1 1 1
11/25/2024 N/A AGGH Simplify Aggregate Bond ETF N/A 1 1 1
11/25/2024 N/A AGGY WisdomTree Yield Enhanced U.S. Aggregate Bond Fund N/A 1 1 1
11/25/2024 N/A AGZD WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund N/A 1 1 1
11/25/2024 N/A APLM Apollomics Inc. Research and Development in Biotechnology (except Nanobiotechnology) 100 10000 100
11/25/2024 N/A ATO ATMOS ENERGY CORP Natural Gas Distribution 1 1 1
11/25/2024 N/A BLMN Bloomin' Brands, Inc. N/A 1 1 1
11/25/2024 N/A BUCK Simplify Treasury Option Income ETF N/A 1 1 1
11/25/2024 N/A CBL CBL & ASSOCIATES PROPERTIES INC Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/25/2024 N/A CDW CDW Corp Computer and Computer Peripheral Equipment and Software Merchant Wholesalers 1 1 1
11/25/2024 N/A CDX Simplify High Yield PLUS Credit Hedge ETF N/A 1 1 1
11/25/2024 N/A CEFS Saba Closed-End Funds ETF N/A 1 1 1
11/25/2024 N/A CRDT Simplify Opportunistic Income ETF N/A 1 1 1
11/25/2024 N/A CRI CARTERS INC N/A 1 1 1
11/25/2024 N/A CVEO Civeo Corp N/A 1 1 1
11/25/2024 N/A DAC Danaos Corp Deep Sea Freight Transportation 1 1 1
11/25/2024 N/A DES WisdomTree U.S. SmallCap Dividend Fund N/A 1 1 1
11/25/2024 N/A DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 1 1 1
11/25/2024 N/A DGRW WisdomTree U.S. Quality Dividend Growth Fund N/A 1 1 1
11/25/2024 N/A DHS WisdomTree U.S. High Dividend Fund N/A 1 1 1
11/25/2024 N/A DLN WisdomTree U.S. LargeCap Dividend Fund N/A 1 1 1
11/25/2024 N/A DON WisdomTree U.S. MidCap Dividend Fund N/A 1 1 1
11/25/2024 N/A DTD WisdomTree U.S. Total Dividend Fund N/A 1 1 1
11/25/2024 N/A ELD WisdomTree Emerging Market Local Debt Fund N/A 1 1 1
11/25/2024 N/A EMCB WisdomTree Emerging Markets Corporate Bond Fund N/A 1 1 1
11/25/2024 N/A GFF GRIFFON CORP N/A 1 1 1
11/25/2024 N/A GIAX Nicholas Global Equity and Income ETF N/A 1 1 1
11/25/2024 N/A GLNG GOLAR LNG LTD N/A 1 1 1
11/25/2024 N/A HIGH Simplify Enhanced Income ETF N/A 1 1 1
11/25/2024 N/A HYIN WisdomTree Alternative Income Fund N/A 1 1 1
11/25/2024 N/A HYZD WisdomTree Interest Rate Hedged High Yield Bond Fund N/A 1 1 1
11/25/2024 N/A IRS Irsa Inversiones Y Representaciones S.A. N/A 1 1 1
11/25/2024 N/A MAXI Simplify Bitcoin Strategy PLUS Income ETF N/A 1 1 1
11/25/2024 N/A MCS MARCUS CORP N/A 1 1 1
11/25/2024 N/A MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund N/A 1 1 1
11/25/2024 N/A MKSI MKS INSTRUMENTS INC Semiconductor and Related Device Manufacturing 1 1 1
11/25/2024 N/A MKTW MARKETWISE, INC. N/A 1 1 1
11/25/2024 N/A MRX Marex Group plc N/A 1 1 1
11/25/2024 N/A MTBA Simplify MBS ETF N/A 1 1 1
11/25/2024 N/A MTGP WisdomTree Mortgage Plus Bond Fund N/A 1 1 1
11/25/2024 N/A NATH NATHANS FAMOUS, INC. N/A 1 1 1
11/25/2024 N/A NETL NETLease Corporate Real Estate ETF N/A 1 1 1
11/25/2024 N/A NKSH NATIONAL BANKSHARES INC Monetary Authorities-Central Bank 1 1 1
11/25/2024 N/A NVGS Navigator Holdings Ltd. N/A 1 1 1
11/25/2024 N/A PAC Pacific Airport Group N/A 1 1 1
11/25/2024 N/A PATK PATRICK INDUSTRIES INC N/A 1 1 1
11/25/2024 N/A PAYC Paycom Software, Inc. N/A 1 1 1
11/25/2024 N/A PFIX Simplify Interest Rate Hedge ETF N/A 1 1 1
11/25/2024 N/A PHIN PHINIA INC. N/A 1 1 1
11/25/2024 N/A PUTW WisdomTree PutWrite Strategy Fund N/A 1 1 1
11/25/2024 N/A QHY WisdomTree U.S. High Yield Corporate Bond Fund N/A 1 1 1
11/25/2024 N/A QIG WisdomTree U.S. Corporate Bond Fund N/A 1 1 1
11/25/2024 N/A QSIG WisdomTree U.S. Short-Term Corporate Bond Fund N/A 1 1 1
11/25/2024 N/A RDN RADIAN GROUP INC Mortgage and Nonmortgage Loan Brokers 1 1 1
11/25/2024 N/A RHI ROBERT HALF INC. N/A 1 1 1
11/25/2024 N/A SGA SAGA COMMUNICATIONS INC N/A 1 1 1
11/25/2024 N/A SHAG WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund Securities and Commodity Exchanges 1 1 1
11/25/2024 N/A SIXA ETC 6 Meridian Mega Cap Equity ETF N/A 1 1 1
11/25/2024 N/A SIXH ETC 6 Meridian Hedged Equity Index Option ETF N/A 1 1 1
11/25/2024 N/A SIXL ETC 6 Meridian Low Beta Equity ETF N/A 1 1 1
11/25/2024 N/A SIXS ETC 6 Meridian Small Cap Equity ETF N/A 1 1 1
11/25/2024 N/A SVOL Simplify Volatility Premium ETF N/A 1 1 1
11/25/2024 N/A TAGG T. Rowe Price QM U.S. Bond ETF N/A 1 1 1
11/25/2024 N/A TAXE Intermediate Municipal Income ETF N/A 1 1 1
11/25/2024 N/A TBUX T. Rowe Price Ultra Short-Term Bond ETF N/A 1 1 1
11/25/2024 N/A TER TERADYNE, INC Semiconductor and Related Device Manufacturing 1 1 1
11/25/2024 N/A TFLR T. Rowe Price Floating Rate ETF N/A 1 1 1
11/25/2024 N/A THYF T. Rowe Price U.S. High Yield ETF N/A 1 1 1
11/25/2024 N/A TOTR T. Rowe Price Total Return ETF N/A 1 1 1
11/25/2024 N/A TSCO TRACTOR SUPPLY CO /DE/ N/A 1 1 1
11/25/2024 N/A TUA Simplify Short Term Treasury Futures Strategy ETF N/A 1 1 1
11/25/2024 N/A TYA Simplify Intermediate Term Treasury Futures Strategy ETF N/A 1 1 1
11/25/2024 N/A UNIY WisdomTree Voya Yield Enhanced USD Universal Bond Fund N/A 1 1 1
11/25/2024 N/A USFR WisdomTree Floating Rate Treasury Fund N/A 1 1 1
11/25/2024 N/A USIN WisdomTree 7-10 Year Laddered Treasury Fund N/A 1 1 1
11/25/2024 N/A USSH WisdomTree 1-3 Year Laddered Treasury Fund N/A 1 1 1
11/25/2024 N/A WTBN WisdomTree Bianco Fixed Income Total Return Fund N/A 1 1 1
11/22/2024 N/A ADX ADAMS DIVERSIFIED EQUITY FUND, INC. N/A 1 1 1
11/22/2024 N/A AGO ASSURED GUARANTY LTD N/A 1 1 1
11/22/2024 N/A BBSI BARRETT BUSINESS SERVICES INC N/A 1 1 1
11/22/2024 N/A BBWI Bath & Body Works, Inc. N/A 1 1 1
11/22/2024 N/A BCV BANCROFT FUND LTD Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A BMI BADGER METER INC N/A 1 1 1
11/22/2024 N/A BOTJ BANK OF THE JAMES FINANCIAL GROUP INC Monetary Authorities-Central Bank 1 1 1
11/22/2024 N/A CCOI COGENT COMMUNICATIONS HOLDINGS, INC. N/A 1 1 1
11/22/2024 N/A CCU UNITED BREWERIES CO INC N/A 1 1 1
11/22/2024 N/A CMCL Caledonia Mining Corp Plc N/A 1 1 1
11/22/2024 N/A CMI CUMMINS INC N/A 1 1 1
11/22/2024 N/A CRH CRH PUBLIC LTD CO Cement Manufacturing 1 1 1
11/22/2024 N/A CW CURTISS WRIGHT CORP N/A 1 1 1
11/22/2024 N/A DFLI Dragonfly Energy Holdings Corp. N/A 9 81 9
11/22/2024 N/A DHIL DIAMOND HILL INVESTMENT GROUP INC N/A 1 1 1
11/22/2024 N/A DHT DHT Holdings, Inc. N/A 1 1 1
11/22/2024 N/A DX DYNEX CAPITAL INC Mortgage and Nonmortgage Loan Brokers 1 1 1
11/22/2024 N/A DYLD LeaderShares Dynamic Yield ETF N/A 1 1 1
11/22/2024 N/A ECF ELLSWORTH GROWTH & INCOME FUND LTD Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A EFX EQUIFAX INC N/A 1 1 1
11/22/2024 N/A EGY VAALCO ENERGY INC /DE/ N/A 1 1 1
11/22/2024 N/A FBIN Fortune Brands Innovations, Inc. N/A 1 1 1
11/22/2024 N/A FGB FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A FMN Federated Hermes Premier Municipal Income Fund Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A GSL Global Ship Lease, Inc. Deep Sea Freight Transportation 1 1 1
11/22/2024 N/A H Hyatt Hotels Corp N/A 1 1 1
11/22/2024 N/A HFRO HIGHLAND OPPORTUNITIES & INCOME FUND N/A 1 1 1
11/22/2024 N/A HGLB Highland Global Allocation Fund N/A 1 1 1
11/22/2024 N/A IBD Inspire Corporate Bond ETF N/A 1 1 1
11/22/2024 N/A JRSH Jerash Holdings (US), Inc. N/A 1 1 1
11/22/2024 N/A MCO MOODYS CORP /DE/ N/A 1 1 1
11/22/2024 N/A MCHP MICROCHIP TECHNOLOGY INC Semiconductor and Related Device Manufacturing 1 1 1
11/22/2024 N/A MINN Mairs & Power Minnesota Municipal Bond ETF N/A 1 1 1
11/22/2024 N/A NDP TORTOISE ENERGY INDEPENDENCE FUND, INC. N/A 1 1 1
11/22/2024 N/A NEE NEXTERA ENERGY INC N/A 1 1 1
11/22/2024 N/A NGG NATIONAL GRID PLC N/A 1 1 1
11/22/2024 N/A NSI National Security Emerging Markets Index ETF N/A 1 1 1
11/22/2024 N/A NTG Tortoise Midstream Energy Fund, Inc. N/A 1 1 1
11/22/2024 N/A PDM Piedmont Office Realty Trust, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/22/2024 N/A PEO ADAMS NATURAL RESOURCES FUND, INC. Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A PIM PUTNAM MASTER INTERMEDIATE INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A PIPR PIPER SANDLER COMPANIES N/A 1 1 1
11/22/2024 N/A PMM PUTNAM MANAGED MUNICIPAL INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A PMO PUTNAM MUNICIPAL OPPORTUNITIES TRUST Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A PPT PUTNAM PREMIER INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A RS RELIANCE STEEL & ALUMINUM CO Iron and Steel Mills and Ferroalloy Manufacturing 1 1 1
11/22/2024 N/A SMG SCOTTS MIRACLE-GRO CO N/A 1 1 1
11/22/2024 N/A STNG Scorpio Tankers Inc. N/A 1 1 1
11/22/2024 N/A TEAF ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND Securities and Commodity Exchanges 1 1 1
11/22/2024 N/A TEL TE Connectivity public ltd company/OLD N/A 1 1 1
11/22/2024 N/A TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC N/A 1 1 1
11/22/2024 N/A TRU TransUnion N/A 1 1 1
11/22/2024 N/A TTP TORTOISE PIPELINE & ENERGY FUND, INC. N/A 1 1 1
11/22/2024 N/A TYG TORTOISE ENERGY INFRASTRUCTURE CORP N/A 1 1 1
11/22/2024 N/A USLM UNITED STATES LIME & MINERALS INC N/A 1 1 1
11/22/2024 N/A VOD VODAFONE GROUP PUBLIC LTD CO N/A 1 1 1
11/22/2024 N/A VTRS Viatris Inc Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/22/2024 N/A WAFD WAFD INC Monetary Authorities-Central Bank 1 1 1
11/22/2024 N/A WD Walker & Dunlop, Inc. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/22/2024 N/A XTKG Powerbridge Technologies Co., Ltd. N/A 20 400 20
11/21/2024 N/A ACP abrdn Income Credit Strategies Fund Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A ADM Archer-Daniels-Midland Co N/A 1 1 1
11/21/2024 N/A AGD abrdn Global Dynamic Dividend Fund Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A AIYY YieldMax AI Option Income Strategy ETF N/A 1 1 1
11/21/2024 N/A ALNT ALLIENT INC N/A 1 1 1
11/21/2024 N/A AMAT APPLIED MATERIALS INC /DE Semiconductor and Related Device Manufacturing 1 1 1
11/21/2024 N/A AMCR Amcor plc N/A 1 1 1
11/21/2024 N/A AMZY YieldMax AMZN Option Income Strategy ETF N/A 1 1 1
11/21/2024 N/A AOD abrdn Total Dynamic Dividend Fund Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A APLY YieldMax AAPL Option Income Strategy ETF N/A 1 1 1
11/21/2024 N/A ARDC Ares Dynamic Credit Allocation Fund, Inc. N/A 1 1 1
11/21/2024 N/A ASGI abrdn Global Infrastructure Income Fund Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A AWP abrdn Global Premier Properties Fund Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A BGB Blackstone Strategic Credit 2027 Term Fund N/A 1 1 1
11/21/2024 N/A BGC BGC Group, Inc. N/A 1 1 1
11/21/2024 N/A BGX Blackstone Long-Short Credit Income Fund Investment Banking and Securities Dealing 1 1 1
11/21/2024 N/A BSL Blackstone Senior Floating Rate 2027 Term Fund Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A BUYW Main BuyWrite ETF N/A 1 1 1
11/21/2024 N/A BWG BrandywineGLOBAL-Global Income Opportunities Fund Inc Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A CAAA First Trust Commercial Mortgage Opportunities ETF N/A 1 1 1
11/21/2024 N/A CNP CENTERPOINT ENERGY INC N/A 1 1 1
11/21/2024 N/A CPAC CEMENTOS PACASMAYO SAA Cement Manufacturing 1 1 1
11/21/2024 N/A DEED First Trust TCW Securitized Plus ETF N/A 1 1 1
11/21/2024 N/A DFP Flaherty & Crumrine Dynamic Preferred and Income Fund Inc N/A 1 1 1
11/21/2024 N/A DFS Discover Financial Services Credit Card Issuing 1 1 1
11/21/2024 N/A DINO HF Sinclair Corp N/A 1 1 1
11/21/2024 N/A DISO YieldMax DIS Option Income Strategy ETF N/A 1 1 1
11/21/2024 N/A DMO Western Asset Mortgage Opportunity Fund Inc. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A DOGG FT Vest DJIA Dogs 10 Target Income ETF N/A 1 1 1
11/21/2024 N/A EFIX First Trust TCW Emerging Markets Debt ETF N/A 1 1 1
11/21/2024 N/A EFR EATON VANCE SENIOR FLOATING RATE TRUST Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A EFT Eaton Vance Floating-Rate Income Trust N/A 1 1 1
11/21/2024 N/A EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A EIM EATON VANCE MUNICIPAL BOND FUND N/A 1 1 1
11/21/2024 N/A EIPI FT Energy Income Partners Enhanced Income ETF N/A 1 1 1
11/21/2024 N/A EMD WESTERN ASSET EMERGING MARKETS DEBT FUND INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A EMO ClearBridge Energy Midstream Opportunity Fund Inc. N/A 1 1 1
11/21/2024 N/A ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND N/A 1 1 1
11/21/2024 N/A EOI Eaton Vance Enhanced Equity Income Fund N/A 1 1 1
11/21/2024 N/A EOS Eaton Vance Enhanced Equity Income Fund II N/A 1 1 1
11/21/2024 N/A EOT Eaton Vance National Municipal Opportunities Trust Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A ETB Eaton Vance Tax-Managed Buy-Write Income Fund N/A 1 1 1
11/21/2024 N/A ETG EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND N/A 1 1 1
11/21/2024 N/A ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund N/A 1 1 1
11/21/2024 N/A ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund N/A 1 1 1
11/21/2024 N/A ETV Eaton Vance Tax-Managed Buy-Write Opportunities Fund N/A 1 1 1
11/21/2024 N/A ETW Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund N/A 1 1 1
11/21/2024 N/A ETX Eaton Vance Municipal Income 2028 Term Trust N/A 1 1 1
11/21/2024 N/A ETY Eaton Vance Tax-Managed Diversified Equity Income Fund N/A 1 1 1
11/21/2024 N/A EVG Eaton Vance Short Duration Diversified Income Fund N/A 1 1 1
11/21/2024 N/A EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND N/A 1 1 1
11/21/2024 N/A EVRG Evergy, Inc. N/A 1 1 1
11/21/2024 N/A EVT EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND N/A 1 1 1
11/21/2024 N/A EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund N/A 1 1 1
11/21/2024 N/A FAX ABRDN ASIA-PACIFIC INCOME FUND, INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A FCAL First Trust California Municipal High Income ETF N/A 1 1 1
11/21/2024 N/A FCO ABRDN GLOBAL INCOME FUND, INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A FCVT First Trust SSI Strategic Convertible Securities ETF N/A 1 1 1
11/21/2024 N/A FDND FT Vest Dow Jones Internet & Target Income ETF N/A 1 1 1
11/21/2024 N/A FEMB First Trust Emerging Markets Local Currency Bond ETF N/A 1 1 1
11/21/2024 N/A FFC Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A FIIG First Trust Intermediate Duration Investment Grade Corporate ETF N/A 1 1 1
11/21/2024 N/A FIXD First Trust TCW Opportunistic Fixed Income ETF N/A 1 1 1
11/21/2024 N/A FLC FLAHERTY & CRUMRINE TOTAL RETURN FUND INC Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A FLRT Pacer Pacific Asset Floating Rate High Income ETF N/A 1 1 1
11/21/2024 N/A FMB First Trust Managed Municipal ETF N/A 1 1 1
11/21/2024 N/A FMHI First Trust Municipal High Income ETF N/A 1 1 1
11/21/2024 N/A FMNY First Trust New York Municipal High Income ETF N/A 1 1 1
11/21/2024 N/A FPE First Trust Preferred Securities and Income ETF N/A 1 1 1
11/21/2024 N/A FPEI First Trust Institutional Preferred Securities and Income ETF N/A 1 1 1
11/21/2024 N/A FSCO FS Credit Opportunities Corp. N/A 1 1 1
11/21/2024 N/A FSIG First Trust Limited Duration Investment Grade Corporate ETF N/A 1 1 1
11/21/2024 N/A FSMB First Trust Short Duration Managed Municipal ETF N/A 1 1 1
11/21/2024 N/A FTCB First Trust Core Investment Grade ETF N/A 1 1 1
11/21/2024 N/A FTHI First Trust BuyWrite Income ETF N/A 1 1 1
11/21/2024 N/A FTQI First Trust Nasdaq BuyWrite Income ETF N/A 1 1 1
11/21/2024 N/A FTSL First Trust Senior Loan Fund ETF N/A 1 1 1
11/21/2024 N/A FUMB First Trust Ultra Short Duration Municipal ETF N/A 1 1 1
11/21/2024 N/A GDO WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A GGB GERDAU S.A. N/A 1 1 1
11/21/2024 N/A GIL Gildan Activewear Inc. N/A 1 1 1
11/21/2024 N/A GPRK GeoPark Ltd Crude Petroleum Extraction  1 1 1
11/21/2024 N/A HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A HISF First Trust High Income Strategic Focus ETF N/A 1 1 1
11/21/2024 N/A HIX WESTERN ASSET HIGH INCOME FUND II INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A HL HECLA MINING CO/DE/ N/A 1 1 1
11/21/2024 N/A HQH abrdn Healthcare Investors N/A 1 1 1
11/21/2024 N/A HQL abrdn Life Sciences Investors N/A 1 1 1
11/21/2024 N/A HYI Western Asset High Yield Defined Opportunity Fund Inc. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A HYLS First Trust Tactical High Yield ETF N/A 1 1 1
11/21/2024 N/A IAF ABRDN AUSTRALIA EQUITY FUND, INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A IFN INDIA FUND, INC. N/A 1 1 1
11/21/2024 N/A IGI Western Asset Investment Grade Defined Opportunity Trust Inc. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A IWMY Defiance R2000 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/21/2024 N/A JEQ ABRDN JAPAN EQUITY FUND, INC. N/A 1 1 1
11/21/2024 N/A KNG FT Vest S&P 500 Dividend Aristocrats Target Income ETF N/A 1 1 1
11/21/2024 N/A LAZR Luminar Technologies, Inc./DE N/A 15 225 15
11/21/2024 N/A LDSF First Trust Low Duration Strategic Focus ETF N/A 1 1 1
11/21/2024 N/A LFUS LITTELFUSE INC /DE N/A 1 1 1
11/21/2024 N/A LGOV First Trust Long Duration Opportunities ETF N/A 1 1 1
11/21/2024 N/A LMAT LEMAITRE VASCULAR INC Surgical and Medical Instrument Manufacturing 1 1 1
11/21/2024 N/A LMBS First Trust Low Duration Opportunities ETF N/A 1 1 1
11/21/2024 N/A LTC LTC PROPERTIES INC Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/21/2024 N/A MAR MARRIOTT INTERNATIONAL INC /MD/ N/A 1 1 1
11/21/2024 N/A MDIV Multi-Asset Diversified Income Index Fund N/A 1 1 1
11/21/2024 N/A MFLX First Trust Flexible Municipal High Income ETF N/A 1 1 1
11/21/2024 N/A MGOV First Trust Intermediate Government Opportunities ETF N/A 1 1 1
11/21/2024 N/A MHF WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A MMD MainStay MacKay DefinedTerm Municipal Opportunities Fund N/A 1 1 1
11/21/2024 N/A MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A MNBD ALPS Intermediate Municipal Bond ETF N/A 1 1 1
11/21/2024 N/A MSFT MICROSOFT CORP N/A 1 1 1
11/21/2024 N/A MSTY YieldMax MSTR Option Income Strategy ETF N/A 1 1 1
11/21/2024 N/A NMHI Nature's Miracle Holding Inc. N/A 30 900 30
11/21/2024 N/A NMRK NEWMARK GROUP, INC. N/A 1 1 1
11/21/2024 N/A OUSA ALPS OShares U.S. Quality Dividend ETF N/A 1 1 1
11/21/2024 N/A OUSM ALPS OShares U.S. Small-Cap Quality Dividend ETF N/A 1 1 1
11/21/2024 N/A PAI Western Asset Investment Grade Income Fund Inc. Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A PCRB Putnam ESG Core Bond ETF N/A 1 1 1
11/21/2024 N/A PFD FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A PHX PHX MINERALS INC. N/A 1 1 1
11/21/2024 N/A PHYD Putnam ESG High Yield ETF N/A 1 1 1
11/21/2024 N/A PRFX PAINREFORM LTD. Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 4 16 4
11/21/2024 N/A PRI Primerica, Inc. Direct Life Insurance Carriers 1 1 1
11/21/2024 N/A PTBD Pacer Trendpilot US Bond ETF N/A 1 1 1
11/21/2024 N/A QDTE Roundhill Innovation-100 0DTE Covered Call Strategy ETF N/A 1 1 1
11/21/2024 N/A QQQY Defiance Nasdaq 100 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/21/2024 N/A RDVI FT Vest Rising Dividend Achievers Target Income ETF N/A 1 1 1
11/21/2024 N/A RFCI RiverFront Dynamic Core Income ETF N/A 1 1 1
11/21/2024 N/A RFDA RiverFront Dynamic US Dividend Advantage ETF N/A 1 1 1
11/21/2024 N/A RIGS RiverFront Strategic Income Fund N/A 1 1 1
11/21/2024 N/A RM Regional Management Corp. Credit Card Issuing 1 1 1
11/21/2024 N/A SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. Investment Banking and Securities Dealing 1 1 1
11/21/2024 N/A SBSI SOUTHSIDE BANCSHARES INC Monetary Authorities-Central Bank 1 1 1
11/21/2024 N/A SCD LMP CAPITAL & INCOME FUND INC. N/A 1 1 1
11/21/2024 N/A SCIO First Trust Structured Credit Income Opportunities ETF N/A 1 1 1
11/21/2024 N/A SDVD FT Vest SMID Rising Dividend Achievers Target Income ETF N/A 1 1 1
11/21/2024 N/A SMTH ALPS Smith Core Plus Bond ETF N/A 1 1 1
11/21/2024 N/A SNA Snap-on Inc N/A 1 1 1
11/21/2024 N/A SQY YieldMax SQ Option Income Strategy ETF N/A 1 1 1
11/21/2024 N/A SRHR SRH REIT Covered Call ETF N/A 1 1 1
11/21/2024 N/A TDVI FT Vest Technology Dividend Target Income ETF N/A 1 1 1
11/21/2024 N/A THQ abrdn Healthcare Opportunities Fund N/A 1 1 1
11/21/2024 N/A THW abrdn World Healthcare Fund N/A 1 1 1
11/21/2024 N/A TPX TEMPUR SEALY INTERNATIONAL, INC. N/A 1 1 1
11/21/2024 N/A TRI THOMSON REUTERS CORP /CAN/ N/A 1 1 1
11/21/2024 N/A TRMD TORM plc N/A 1 1 1
11/21/2024 N/A TUGN STF Tactical Growth & Income ETF N/A 1 1 1
11/21/2024 N/A UCON First Trust TCW Unconstrained Plus Bond ETF N/A 1 1 1
11/21/2024 N/A USAI Pacer American Energy Independence ETF N/A 1 1 1
11/21/2024 N/A VFL abrdn National Municipal Income Fund N/A 1 1 1
11/21/2024 N/A VNT Vontier Corp Totalizing Fluid Meter and Counting Device Manufacturing 1 1 1
11/21/2024 N/A WDI Western Asset Diversified Income Fund N/A 1 1 1
11/21/2024 N/A WEA WESTERN ASSET PREMIER BOND FUND Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A WIA WESTERN ASSET INFLATION-LINKED INCOME FUND Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A WIW WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND Securities and Commodity Exchanges 1 1 1
11/21/2024 N/A WPM Wheaton Precious Metals Corp. N/A 1 1 1
11/21/2024 N/A WTI W&T OFFSHORE INC Crude Petroleum Extraction  1 1 1
11/21/2024 N/A WWD Woodward, Inc. N/A 1 1 1
11/21/2024 N/A XDTE Roundhill S&P 500 0DTE Covered Call Strategy ETF N/A 1 1 1
11/21/2024 N/A YMAG YieldMax Magnificent 7 Fund of Option Income ETFs N/A 1 1 1
11/21/2024 N/A YMAX YieldMax Universe Fund of Option Income ETFs N/A 1 1 1
11/21/2024 N/A YQQQ YieldMax Short N100 Option Income Strategy ETF N/A 1 1 1
11/20/2024 N/A AAPY Kurv Yield Premium Strategy Apple (AAPL) ETF N/A 1 1 1
11/20/2024 N/A AFL AFLAC INC N/A 1 1 1
11/20/2024 N/A AMZA InfraCap MLP ETF 1.25x Shares N/A 1 1 1
11/20/2024 N/A AMZP Kurv Yield Premium Strategy Amazon (AMZN) ETF N/A 1 1 1
11/20/2024 N/A BC BRUNSWICK CORP N/A 1 1 1
11/20/2024 N/A BGH BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND N/A 1 1 1
11/20/2024 N/A BNDI NEOS Enhanced Income Aggregate Bond ETF N/A 1 1 1
11/20/2024 N/A BTC Grayscale Bitcoin Mini Trust ETF N/A 5 25 5
11/20/2024 N/A COHN Cohen & Co Inc. Miscellaneous Financial Investment Activities 1 1 1
11/20/2024 N/A COLM COLUMBIA SPORTSWEAR CO N/A 1 1 1
11/20/2024 N/A CSHI NEOS Enhanced Income 1-3 Month T-Bill ETF N/A 1 1 1
11/20/2024 N/A DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc. N/A 1 1 1
11/20/2024 N/A EE Excelerate Energy, Inc. N/A 1 1 1
11/20/2024 N/A ETH Grayscale Ethereum Mini Trust ETF N/A 10 100 10
11/20/2024 N/A GAIN GLADSTONE INVESTMENT CORPORATION\DE N/A 1 1 1
11/20/2024 N/A GIB CGI INC N/A 1 1 1
11/20/2024 N/A GLAD GLADSTONE CAPITAL CORP N/A 1 1 1
11/20/2024 N/A GLDI UBS AG London Branch N/A 1 1 1
11/20/2024 N/A GOOD GLADSTONE COMMERCIAL CORP Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/20/2024 N/A GOODN Gladstone Commercial Corp Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/20/2024 N/A GOODO Gladstone Commercial Corp Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/20/2024 N/A GOOP Kurv Yield Premium Strategy Google (GOOGL) ETF N/A 1 1 1
11/20/2024 N/A HAS HASBRO, INC. Doll, Toy, and Game Manufacturing 1 1 1
11/20/2024 N/A IGR CBRE GLOBAL REAL ESTATE INCOME FUND N/A 1 1 1
11/20/2024 N/A IWMI NEOS Russell 2000 High Income ETF N/A 1 1 1
11/20/2024 N/A JFBR Jeffs' Brands Ltd N/A 13 169 13
11/20/2024 N/A KELYA KELLY SERVICES INC N/A 1 1 1
11/20/2024 N/A KELYB Kelly Services, Inc. N/A 1 1 1
11/20/2024 N/A KQQQ Kurv Technology Titans Select ETF N/A 1 1 1
11/20/2024 N/A KRT Karat Packaging Inc. N/A 1 1 1
11/20/2024 N/A KSPI Kaspi.kz JSC Credit Card Issuing 1 1 1
11/20/2024 N/A KTF DWS MUNICIPAL INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/20/2024 N/A LAND GLADSTONE LAND Corp Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/20/2024 N/A LANDM Gladstone Land Corp Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/20/2024 N/A LANDO Gladstone Land Corp Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/20/2024 N/A LANDP Gladstone Land Corp Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/20/2024 N/A LPX LOUISIANA-PACIFIC CORP N/A 1 1 1
11/20/2024 N/A LUXH LUXURBAN HOTELS INC. N/A 70 4900 70
11/20/2024 N/A MFC MANULIFE FINANCIAL CORP Direct Life Insurance Carriers 1 1 1
11/20/2024 N/A MKTX MARKETAXESS HOLDINGS INC N/A 1 1 1
11/20/2024 N/A MPC Marathon Petroleum Corp Petroleum Refineries 1 1 1
11/20/2024 N/A MSFY Kurv Yield Premium Strategy Microsoft (MSFT) ETF N/A 1 1 1
11/20/2024 N/A NFLP Kurv Yield Premium Strategy Netflix (NFLX) ETF N/A 1 1 1
11/20/2024 N/A NFLT Virtus Newfleet Multi-Sector Unconstrained Bond ETF N/A 1 1 1
11/20/2024 N/A NOVVR Nova Vision Acquisition Corp N/A 1 10 10
11/20/2024 N/A NUSI NEOS Nasdaq-100 Hedged Equity Income ETF N/A 1 1 1
11/20/2024 N/A ORA ORMAT TECHNOLOGIES, INC. N/A 1 1 1
11/20/2024 N/A OSW ONESPAWORLD HOLDINGS Ltd N/A 1 1 1
11/20/2024 N/A PFFA Virtus InfraCap U.S. Preferred Stock ETF N/A 1 1 1
11/20/2024 N/A PFFR InfraCap REIT Preferred ETF N/A 1 1 1
11/20/2024 N/A POWL POWELL INDUSTRIES INC N/A 1 1 1
11/20/2024 N/A QQQI NEOS Nasdaq 100 High Income ETF N/A 1 1 1
11/20/2024 N/A SDCP Virtus Newfleet Short Duration Core Plus Bond ETF N/A 1 1 1
11/20/2024 N/A SEIX Virtus Seix Senior Loan ETF N/A 1 1 1
11/20/2024 N/A SLVO UBS AG London Branch N/A 1 1 1
11/20/2024 N/A SPYI NEOS S&P 500 High Income ETF N/A 1 1 1
11/20/2024 N/A TGT TARGET CORP N/A 1 1 1
11/20/2024 N/A TSLP Kurv Yield Premium Strategy Tesla (TSLA) ETF N/A 1 1 1
11/20/2024 N/A USOI UBS AG London Branch N/A 1 1 1
11/20/2024 N/A VABS Virtus Newfleet ABS/MBS ETF N/A 1 1 1
11/20/2024 N/A VEMY Virtus Stone Harbor Emerging Markets High Yield Bond ETF N/A 1 1 1
11/20/2024 N/A VINP Vinci Partners Investments Ltd. N/A 1 1 1
11/20/2024 N/A VLO VALERO ENERGY CORP/TX Petroleum Refineries 1 1 1
11/20/2024 N/A VSHY Virtus Newfleet Short Duration High Yield Bond ETF N/A 1 1 1
11/20/2024 N/A ZWS Zurn Elkay Water Solutions Corp N/A 1 1 1
11/19/2024 N/A AOMR Angel Oak Mortgage REIT, Inc. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/19/2024 N/A ARKO ARKO Corp. N/A 1 1 1
11/19/2024 N/A BWXT BWX Technologies, Inc. N/A 1 1 1
11/19/2024 N/A CTSH COGNIZANT TECHNOLOGY SOLUTIONS CORP N/A 1 1 1
11/19/2024 N/A DFCA Dimensional California Municipal Bond ETF N/A 1 1 1
11/19/2024 N/A DFCF Dimensional Core Fixed Income ETF N/A 1 1 1
11/19/2024 N/A DFGP Dimensional Global Core Plus Fixed Income ETF N/A 1 1 1
11/19/2024 N/A DFGX Dimensional Global ex US Core Fixed Income ETF N/A 1 1 1
11/19/2024 N/A DFIP Dimensional Inflation-Protected Securities ETF N/A 1 1 1
11/19/2024 N/A DFNM Dimensional National Municipal Bond ETF N/A 1 1 1
11/19/2024 N/A DFSB Dimensional Global Sustainability Fixed Income ETF N/A 1 1 1
11/19/2024 N/A DFSD Dimensional Short-Duration Fixed Income ETF N/A 1 1 1
11/19/2024 N/A DGCB Dimensional Global Credit ETF N/A 1 1 1
11/19/2024 N/A DLX DELUXE CORP N/A 1 1 1
11/19/2024 N/A DUSB Dimensional Ultrashort Fixed Income ETF N/A 1 1 1
11/19/2024 N/A E ENI SPA Crude Petroleum Extraction  1 1 1
11/19/2024 N/A EQNR EQUINOR ASA N/A 1 1 1
11/19/2024 N/A FTI TechnipFMC plc Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/19/2024 N/A LGMK LogicMark, Inc. Surgical and Medical Instrument Manufacturing 25 625 25
11/19/2024 N/A LRFC Logan Ridge Finance Corp. N/A 1 1 1
11/19/2024 N/A LSTR LANDSTAR SYSTEM INC N/A 1 1 1
11/19/2024 N/A NRP NATURAL RESOURCE PARTNERS LP N/A 1 1 1
11/19/2024 N/A OCCI OFS Credit Company, Inc. Securities and Commodity Exchanges 1 1 1
11/19/2024 N/A OCCIN OFS Credit Company Inc Securities and Commodity Exchanges 1 1 1
11/19/2024 N/A OCCIO OFS Credit Company Inc Securities and Commodity Exchanges 1 1 1
11/19/2024 N/A OGS ONE Gas, Inc. Natural Gas Distribution 1 1 1
11/19/2024 N/A OMAB Central North Airport Group N/A 1 1 1
11/19/2024 N/A PCF HIGH INCOME SECURITIES FUND Securities and Commodity Exchanges 1 1 1
11/19/2024 N/A POLA Polar Power, Inc. N/A 7 49 7
11/19/2024 N/A PRG PROG Holdings, Inc. Credit Card Issuing 1 1 1
11/19/2024 N/A PRU PRUDENTIAL FINANCIAL INC Direct Life Insurance Carriers 1 1 1
11/19/2024 N/A PTMN Portman Ridge Finance Corp N/A 1 1 1
11/19/2024 N/A SOS SOS Ltd N/A 15 225 15
11/19/2024 N/A SPE SPECIAL OPPORTUNITIES FUND, INC. Securities and Commodity Exchanges 1 1 1
11/19/2024 N/A STE STERIS plc Surgical and Medical Instrument Manufacturing 1 1 1
11/19/2024 N/A STR Sitio Royalties Corp N/A 1 1 1
11/19/2024 N/A TKR TIMKEN CO Ball and Roller Bearing Manufacturing 1 1 1
11/19/2024 N/A TS TENARIS SA Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/19/2024 N/A WHLR Wheeler Real Estate Investment Trust, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 2 4 2
11/19/2024 N/A WMG Warner Music Group Corp. N/A 1 1 1
11/18/2024 N/A ACGL ARCH CAPITAL GROUP LTD. N/A 1 1 1
11/18/2024 N/A ACT Enact Holdings, Inc. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/18/2024 N/A ALSN Allison Transmission Holdings Inc N/A 1 1 1
11/18/2024 N/A AMGN AMGEN INC Research and Development in Biotechnology (except Nanobiotechnology) 1 1 1
11/18/2024 N/A APO Apollo Global Management, Inc. N/A 1 1 1
11/18/2024 N/A ATEN A10 Networks, Inc. N/A 1 1 1
11/18/2024 N/A BAB Invesco Taxable Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BG Bunge Global SA N/A 1 1 1
11/18/2024 N/A BJDX Bluejay Diagnostics, Inc. Surgical and Medical Instrument Manufacturing 50 2500 50
11/18/2024 N/A BKH BLACK HILLS CORP /SD/ N/A 1 1 1
11/18/2024 N/A BKLN Invesco Senior Loan ETF N/A 1 1 1
11/18/2024 N/A BSCO Invesco BulletShares 2024 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCP Invesco BulletShares 2025 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCQ Invesco BulletShares 2026 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCR Invesco BulletShares 2027 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCS Invesco BulletShares 2028 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCT Invesco BulletShares 2029 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCU Invesco BulletShares 2030 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCV Invesco BulletShares 2031 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCW Invesco BulletShares 2032 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCX Invesco BulletShares 2033 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSCY Invesco BulletShares 2034 Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJO Invesco BulletShares 2024 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJP Invesco BulletShares 2025 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJQ Invesco BulletShares 2026 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJR Invesco BulletShares 2027 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJS Invesco BulletShares 2028 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJT Invesco BulletShares 2029 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJU Invesco BulletShares 2030 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJV Invesco BulletShares 2031 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSJW Invesco BulletShares 2032 High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A BSMO Invesco BulletShares 2024 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMP Invesco BulletShares 2025 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMQ Invesco BulletShares 2026 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMR Invesco BulletShares 2027 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMS Invesco BulletShares 2028 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMT Invesco BulletShares 2029 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMU Invesco BulletShares 2030 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMV Invesco BulletShares 2031 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSMW Invesco BulletShares 2032 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A BSSX Invesco BulletShares 2033 Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A CCIA Carlyle Credit Income Fund N/A 1 1 1
11/18/2024 N/A CCIF Carlyle Credit Income Fund N/A 1 1 1
11/18/2024 N/A CG Carlyle Group Inc. N/A 1 1 1
11/18/2024 N/A CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC Securities and Commodity Exchanges 1 1 1
11/18/2024 N/A CLAR Clarus Corp N/A 1 1 1
11/18/2024 N/A CNA CNA FINANCIAL CORP N/A 1 1 1
11/18/2024 N/A CNS COHEN & STEERS, INC. N/A 1 1 1
11/18/2024 N/A CRGY Crescent Energy Co Crude Petroleum Extraction  1 1 1
11/18/2024 N/A CVX CHEVRON CORP N/A 1 1 1
11/18/2024 N/A DHY CREDIT SUISSE HIGH YIELD BOND FUND Securities and Commodity Exchanges 1 1 1
11/18/2024 N/A DIVG Invesco S&P 500 High Dividend Growers ETF N/A 1 1 1
11/18/2024 N/A DJIA Global X Dow 30 Covered Call ETF N/A 1 1 1
11/18/2024 N/A DYLG Global X Dow 30 Covered Call & Growth ETF N/A 1 1 1
11/18/2024 N/A EFAA Invesco MSCI EAFE Income Advantage ETF N/A 1 1 1
11/18/2024 N/A EMCC Global X MSCI Emerging Markets Covered Call ETF N/A 1 1 1
11/18/2024 N/A EXPI EXP World Holdings, Inc. N/A 1 1 1
11/18/2024 N/A FHB FIRST HAWAIIAN, INC. Monetary Authorities-Central Bank 1 1 1
11/18/2024 N/A FIAX Nicholas Fixed Income Alternative ETF N/A 1 1 1
11/18/2024 N/A FT FRANKLIN UNIVERSAL TRUST Securities and Commodity Exchanges 1 1 1
11/18/2024 N/A FTF FRANKLIN LTD DURATION INCOME TRUST Investment Banking and Securities Dealing 1 1 1
11/18/2024 N/A FTS Fortis Inc. N/A 1 1 1
11/18/2024 N/A FYLG Global X Financials Covered Call & Growth ETF N/A 1 1 1
11/18/2024 N/A GAM GENERAL AMERICAN INVESTORS CO INC Investment Banking and Securities Dealing 1 1 1
11/18/2024 N/A GEN Gen Digital Inc. N/A 1 1 1
11/18/2024 N/A GNK GENCO SHIPPING & TRADING LTD N/A 1 1 1
11/18/2024 N/A GOVI Invesco Equal Weight 0-30 Year Treasury ETF N/A 1 1 1
11/18/2024 N/A GSY Invesco Ultra Short Duration ETF N/A 1 1 1
11/18/2024 N/A GTO Invesco Total Return Bond ETF N/A 1 1 1
11/18/2024 N/A GYLD Arrow Dow Jones Global Yield ETF N/A 1 1 1
11/18/2024 N/A HIW HIGHWOODS PROPERTIES, INC. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/18/2024 N/A HIYS Invesco High Yield Select ETF N/A 1 1 1
11/18/2024 N/A HNI HNI CORP Office Furniture (except Wood) Manufacturing 1 1 1
11/18/2024 N/A HP Helmerich & Payne, Inc. Drilling Oil and Gas Wells 1 1 1
11/18/2024 N/A HSY HERSHEY CO N/A 1 1 1
11/18/2024 N/A HYLG Global X Health Care Covered Call & Growth ETF N/A 1 1 1
11/18/2024 N/A CHE CHEMED CORP N/A 1 1 1
11/18/2024 N/A ICLO Invesco AAA CLO Floating Rate Note ETF N/A 1 1 1
11/18/2024 N/A IEP ICAHN ENTERPRISES L.P. N/A 1 1 1
11/18/2024 N/A IHTA Invesco High Income 2024 Target Term Fund Securities and Commodity Exchanges 1 1 1
11/18/2024 N/A IHYF Invesco High Yield Bond Factor ETF N/A 1 1 1
11/18/2024 N/A IIGD Invesco Investment Grade Defensive ETF N/A 1 1 1
11/18/2024 N/A IMSI Invesco Municipal Strategic Income ETF N/A 1 1 1
11/18/2024 N/A IOSP INNOSPEC INC. N/A 1 1 1
11/18/2024 N/A ISDB Invesco Short Duration Bond ETF N/A 1 1 1
11/18/2024 N/A IVRA Invesco Real Assets ESG ETF N/A 1 1 1
11/18/2024 N/A JEF Jefferies Financial Group Inc. N/A 1 1 1
11/18/2024 N/A KBWD Invesco KBW High Dividend Yield Financial ETF N/A 1 1 1
11/18/2024 N/A KBWY Invesco KBW Premium Yield Equity REIT ETF N/A 1 1 1
11/18/2024 N/A KLAC KLA CORP Semiconductor and Related Device Manufacturing 1 1 1
11/18/2024 N/A KMPR KEMPER Corp N/A 1 1 1
11/18/2024 N/A KRP Kimbell Royalty Partners, LP N/A 1 1 1
11/18/2024 N/A LHX L3HARRIS TECHNOLOGIES, INC. /DE/ N/A 1 1 1
11/18/2024 N/A LIFW MSP Recovery, Inc. N/A 25 625 25
11/18/2024 N/A LYTS LSI INDUSTRIES INC N/A 1 1 1
11/18/2024 N/A MLPD Global X MLP & Energy Infrastructure Covered Call ETF N/A 1 1 1
11/18/2024 N/A MSBI Midland States Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/18/2024 N/A MUR MURPHY OIL CORP Crude Petroleum Extraction  1 1 1
11/18/2024 N/A PAAS PAN AMERICAN SILVER CORP N/A 1 1 1
11/18/2024 N/A PAX Patria Investments Ltd N/A 1 1 1
11/18/2024 N/A PBI PITNEY BOWES INC /DE/ Office Supplies (except Paper) Manufacturing 1 1 1
11/18/2024 N/A PBP Invesco S&P 500 BuyWrite ETF N/A 1 1 1
11/18/2024 N/A PCEF Invesco CEF Income Composite ETF N/A 1 1 1
11/18/2024 N/A PCY Invesco Emerging Markets Sovereign Debt ETF N/A 1 1 1
11/18/2024 N/A PEY Invesco High Yield Equity Dividend Achievers ETF N/A 1 1 1
11/18/2024 N/A PFIG Invesco Fundamental Investment Grade Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A PFSI PennyMac Financial Services, Inc. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/18/2024 N/A PGF Invesco Financial Preferred ETF N/A 1 1 1
11/18/2024 N/A PGHY Invesco Global ex-US High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A PGX Invesco Preferred ETF N/A 1 1 1
11/18/2024 N/A PHB Invesco Fundamental High Yield Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A PICB Invesco International Corporate Bond ETF N/A 1 1 1
11/18/2024 N/A PSX Phillips 66 Petroleum Refineries 1 1 1
11/18/2024 N/A PVI Invesco Floating Rate Municipal Income ETF N/A 1 1 1
11/18/2024 N/A PWZ Invesco California AMT-Free Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A PZA Invesco National AMT-Free Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A PZT Invesco New York AMT-Free Municipal Bond ETF N/A 1 1 1
11/18/2024 N/A PZZA PAPA JOHNS INTERNATIONAL INC N/A 1 1 1
11/18/2024 N/A QDCC Global X S&P 500 Quality Dividend Covered Call ETF N/A 1 1 1
11/18/2024 N/A QQA Invesco QQQ Income Advantage ETF N/A 1 1 1
11/18/2024 N/A QRMI Global X NASDAQ 100 Risk Managed Income ETF N/A 1 1 1
11/18/2024 N/A QUAD Quad/Graphics, Inc. N/A 1 1 1
11/18/2024 N/A QYLD Global X NASDAQ 100 Covered Call ETF N/A 1 1 1
11/18/2024 N/A QYLE Global X Nasdaq 100 ESG Covered Call ETF N/A 1 1 1
11/18/2024 N/A QYLG Global X Nasdaq 100 Covered Call & Growth ETF N/A 1 1 1
11/18/2024 N/A R RYDER SYSTEM INC N/A 1 1 1
11/18/2024 N/A ROK ROCKWELL AUTOMATION, INC N/A 1 1 1
11/18/2024 N/A RSPA Invesco S&P 500 Equal Weight Income Advantage ETF N/A 1 1 1
11/18/2024 N/A RWAY Runway Growth Finance Corp. N/A 1 1 1
11/18/2024 N/A RYLD Global X Russell 2000 Covered Call ETF N/A 1 1 1
11/18/2024 N/A RYLG Global X Russell 2000 Covered Call & Growth ETF N/A 1 1 1
11/18/2024 N/A SACH Sachem Capital Corp. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/18/2024 N/A SGN Signing Day Sports, Inc. N/A 48 2304 48
11/18/2024 N/A SII SPROTT INC. Securities and Commodity Exchanges 1 1 1
11/18/2024 N/A SMCX Defiance Daily Target 2x Long SMCI ETF N/A 20 400 20
11/18/2024 N/A SMST Defiance Daily Target 2X Short MSTR ETF N/A 5 25 5
11/18/2024 N/A SO SOUTHERN CO N/A 1 1 1
11/18/2024 N/A SPHD Invesco S&P 500 High Dividend Low Volatility ETF N/A 1 1 1
11/18/2024 N/A SPLV Invesco S&P 500 Low Volatility ETF N/A 1 1 1
11/18/2024 N/A SPOK Spok Holdings, Inc N/A 1 1 1
11/18/2024 N/A STK Columbia Seligman Premium Technology Growth Fund, Inc. N/A 1 1 1
11/18/2024 N/A TBLL Invesco Short Term Treasury ETF N/A 1 1 1
11/18/2024 N/A TEI TEMPLETON EMERGING MARKETS INCOME FUND Securities and Commodity Exchanges 1 1 1
11/18/2024 N/A TIPT TIPTREE INC. N/A 1 1 1
11/18/2024 N/A TWIN TWIN DISC INC N/A 1 1 1
11/18/2024 N/A TX Ternium S.A. N/A 1 1 1
11/18/2024 N/A TYLG Global X Information Technology Covered Call & Growth ETF N/A 1 1 1
11/18/2024 N/A UI Ubiquiti Inc. N/A 1 1 1
11/18/2024 N/A UPC Universe Pharmaceuticals INC Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 15 225 15
11/18/2024 N/A UPS UNITED PARCEL SERVICE INC N/A 1 1 1
11/18/2024 N/A VRIG Invesco Variable Rate Investment Grade ETF N/A 1 1 1
11/18/2024 N/A VRP Invesco Variable Rate Preferred ETF N/A 1 1 1
11/18/2024 N/A WBA Walgreens Boots Alliance, Inc. N/A 1 1 1
11/18/2024 N/A WEYS WEYCO GROUP INC N/A 1 1 1
11/18/2024 N/A XRLV Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF N/A 1 1 1
11/18/2024 N/A XRMI Global X S&P 500 Risk Managed Income ETF N/A 1 1 1
11/18/2024 N/A XSHD Invesco S&P SmallCap High Dividend Low Volatility ETF N/A 1 1 1
11/18/2024 N/A XYLD Global X S&P 500 Covered Call ETF N/A 1 1 1
11/18/2024 N/A XYLE Global X S&P 500 ESG Covered Call ETF N/A 1 1 1
11/18/2024 N/A XYLG Global X S&P 500 Covered Call & Growth ETF N/A 1 1 1
11/15/2024 N/A ABR ARBOR REALTY TRUST INC Mortgage and Nonmortgage Loan Brokers 1 1 1
11/15/2024 N/A ACCO ACCO BRANDS Corp N/A 1 1 1
11/15/2024 N/A ADD Color Star Technology Co., Ltd. N/A 100 10000 100
11/15/2024 N/A AFG AMERICAN FINANCIAL GROUP INC N/A 1 1 1
11/15/2024 N/A AFGD American Financial Group Inc - 5.625% DB REDEEM 01/06/2060 USD 25 N/A 1 1 1
11/15/2024 N/A AG FIRST MAJESTIC SILVER CORP N/A 1 1 1
11/15/2024 N/A AGCO AGCO CORP /DE Farm Machinery and Equipment Manufacturing 1 1 1
11/15/2024 N/A AIT APPLIED INDUSTRIAL TECHNOLOGIES INC N/A 1 1 1
11/15/2024 N/A ALE ALLETE INC N/A 1 1 1
11/15/2024 N/A ALTG ALTA EQUIPMENT GROUP INC. Industrial Machinery and Equipment Merchant Wholesalers 1 1 1
11/15/2024 N/A APAM Artisan Partners Asset Management Inc. N/A 1 1 1
11/15/2024 N/A ARCH ARCH RESOURCES, INC. N/A 1 1 1
11/15/2024 N/A ARR Armour Residential REIT, Inc. Mortgage and Nonmortgage Loan Brokers 1 1 1
11/15/2024 N/A ARTNA ARTESIAN RESOURCES CORP N/A 1 1 1
11/15/2024 N/A ASBA Associated Banc-Corp. - FXDFR NT REDEEM 01/03/2033 USD 25 Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A ASG LIBERTY ALL STAR GROWTH FUND INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A AVK ADVENT CONVERTIBLE & INCOME FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A AWR AMERICAN STATES WATER CO N/A 1 1 1
11/15/2024 N/A BAH Booz Allen Hamilton Holding Corp N/A 1 1 1
11/15/2024 N/A BBN BlackRock Taxable Municipal Bond Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BCAT BlackRock Capital Allocation Term Trust N/A 1 1 1
11/15/2024 N/A BCX BlackRock Resources & Commodities Strategy Trust Crushed and Broken Limestone Mining and Quarrying 1 1 1
11/15/2024 N/A BDJ BlackRock Enhanced Equity Dividend Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BFIN BankFinancial CORP Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A BFK BLACKROCK MUNICIPAL INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BFST Business First Bancshares, Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST N/A 1 1 1
11/15/2024 N/A BGR BlackRock Energy & Resources Trust N/A 1 1 1
11/15/2024 N/A BGT BLACKROCK FLOATING RATE INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BGY BlackRock Enhanced International Dividend Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BHK BLACKROCK CORE BOND TRUST Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BHRB Burke & Herbert Financial Services Corp. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A BHV BLACKROCK VIRGINIA MUNICIPAL BOND TRUST Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A BIGZ BlackRock Innovation & Growth Term Trust N/A 1 1 1
11/15/2024 N/A BIT BlackRock Multi-Sector Income Trust N/A 1 1 1
11/15/2024 N/A BKN BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BKT BLACKROCK INCOME TRUST, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BLE BLACKROCK MUNICIPAL INCOME TRUST II Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A BLW BLACKROCK Ltd DURATION INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BME BlackRock Health Sciences Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BMEZ BlackRock Health Sciences Term Trust N/A 1 1 1
11/15/2024 N/A BMN BlackRock 2037 Municipal Target Term Trust N/A 1 1 1
11/15/2024 N/A BNY BLACKROCK NEW YORK MUNICIPAL INCOME TRUST N/A 1 1 1
11/15/2024 N/A BOE BlackRock Enhanced Global Dividend Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BOKF BOK FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A BPOPM Popular Capital Trust II Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A BRKL BROOKLINE BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A BRY Berry Corp (bry) Crude Petroleum Extraction  1 1 1
11/15/2024 N/A BSET BASSETT FURNITURE INDUSTRIES INC N/A 1 1 1
11/15/2024 N/A BST BlackRock Science & Technology Trust N/A 1 1 1
11/15/2024 N/A BSTZ BlackRock Science & Technology Term Trust N/A 1 1 1
11/15/2024 N/A BTA BlackRock Long-Term Municipal Advantage Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BTT BlackRock Municipal 2030 Target Term Trust N/A 1 1 1
11/15/2024 N/A BTZ BLACKROCK CREDIT ALLOCATION INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A BUI BlackRock Utilities, Infrastructure & Power Opportunities Trust Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A BWBBP Bridgewater Bancshares Inc Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A BYM BLACKROCK MUNICIPAL INCOME QUALITY TRUST Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A CBFV CB Financial Services, Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A CC Chemours Co N/A 1 1 1
11/15/2024 N/A CCEL CRYO CELL INTERNATIONAL INC N/A 1 1 1
11/15/2024 N/A CCEP COCA-COLA EUROPACIFIC PARTNERS plc N/A 1 1 1
11/15/2024 N/A CCNEP CNB Financial Corp (PA) Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A CEG Constellation Energy Corp N/A 1 1 1
11/15/2024 N/A CEIX CONSOL Energy Inc. N/A 1 1 1
11/15/2024 N/A CET CENTRAL SECURITIES CORP Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A CF CF Industries Holdings, Inc. N/A 1 1 1
11/15/2024 N/A CGBDL Carlyle Secured Lending Inc - 8.20% NT REDEEM 01/12/2028 USD 25 Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A CII BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A CLM CORNERSTONE STRATEGIC VALUE FUND INC N/A 1 1 1
11/15/2024 N/A CMSD CMS Energy Corporation - 5.875% NT REDEEM 01/03/2079 USD 25 N/A 1 1 1
11/15/2024 N/A CNOB ConnectOne Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A CNOBP ConnectOne Bancorp Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A COR Cencora, Inc. Drugs and Druggists' Sundries Merchant Wholesalers 1 1 1
11/15/2024 N/A CRF CORNERSTONE TOTAL RETURN FUND INC Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A CSL CARLISLE COMPANIES INC N/A 1 1 1
11/15/2024 N/A CTAS CINTAS CORP N/A 1 1 1
11/15/2024 N/A DEA Easterly Government Properties, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A DHCNL Diversified Healthcare Trust - 6.25% NT REDEEM 01/02/2046 USD 25 Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A DIA SPDR Dow Jones Industrial Average ETF N/A 1 1 1
11/15/2024 N/A DMF BNY MELLON MUNICIPAL INCOME, INC. N/A 1 1 1
11/15/2024 N/A DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A DSU BLACKROCK DEBT STRATEGIES FUND, INC. Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A DTF DTF TAX-FREE INCOME 2028 TERM FUND INC Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A DTG DTE Energy Co. - 4.375% DB REDEEM 01/12/2081 USD 25 N/A 1 1 1
11/15/2024 N/A DTW DTE Energy Co. N/A 1 1 1
11/15/2024 N/A DUK Duke Energy CORP N/A 1 1 1
11/15/2024 N/A EBMT Eagle Bancorp Montana, Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A ECAT BlackRock ESG Capital Allocation Term Trust N/A 1 1 1
11/15/2024 N/A ECO OKEANIS ECO TANKERS CORP. N/A 1 1 1
11/15/2024 N/A EGF BlackRock Enhanced Government Fund, Inc. N/A 1 1 1
11/15/2024 N/A EML EASTERN CO N/A 1 1 1
11/15/2024 N/A EMR EMERSON ELECTRIC CO N/A 1 1 1
11/15/2024 N/A ENB ENBRIDGE INC N/A 1 1 1
11/15/2024 N/A ENZ ENZO BIOCHEM INC N/A 1 1 1
11/15/2024 N/A ESGRO Enstar Group Limited Reinsurance Carriers 1 1 1
11/15/2024 N/A ESGRP Enstar Group Limited Reinsurance Carriers 1 1 1
11/15/2024 N/A ESQ Esquire Financial Holdings, Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A FAT Fat Brands, Inc N/A 1 1 1
11/15/2024 N/A FATBB FAT Brands Inc N/A 1 1 1
11/15/2024 N/A FCFS FirstCash Holdings, Inc. Credit Card Issuing 1 1 1
11/15/2024 N/A FDBC FIDELITY D & D BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A FGBIP First Guaranty Bancshares Inc Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A FINS Angel Oak Financial Strategies Income Term Trust N/A 1 1 1
11/15/2024 N/A FOSLL Fossil Group Inc - 7% NT REDEEM 30/11/2026 USD 25 N/A 1 1 1
11/15/2024 N/A FRA BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. N/A 1 1 1
11/15/2024 N/A FSS FEDERAL SIGNAL CORP /DE/ N/A 1 1 1
11/15/2024 N/A GBAB Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A GCBC GREENE COUNTY BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A GLADZ Gladstone Capital Corp. - 7.75% NT REDEEM 01/09/2028 USD 25 N/A 1 1 1
11/15/2024 N/A GLO Clough Global Opportunities Fund N/A 1 1 1
11/15/2024 N/A GLQ Clough Global Equity Fund N/A 1 1 1
11/15/2024 N/A GLV Clough Global Dividend & Income Fund N/A 1 1 1
11/15/2024 N/A GLW CORNING INC /NY N/A 1 1 1
11/15/2024 N/A GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A GRC GORMAN RUPP CO N/A 1 1 1
11/15/2024 N/A GSK GSK plc Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/15/2024 N/A GUG Guggenheim Active Allocation Fund N/A 1 1 1
11/15/2024 N/A HBANM Huntington Bancshares, Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A HCI HCI Group, Inc. N/A 1 1 1
11/15/2024 N/A HLT Hilton Worldwide Holdings Inc. N/A 1 1 1
11/15/2024 N/A HNW Pioneer Diversified High Income Fund, Inc. N/A 1 1 1
11/15/2024 N/A HON HONEYWELL INTERNATIONAL INC N/A 1 1 1
11/15/2024 N/A HRZN Horizon Technology Finance Corp N/A 1 1 1
11/15/2024 N/A HSHP Himalaya Shipping Ltd. N/A 1 1 1
11/15/2024 N/A HWKN HAWKINS INC N/A 1 1 1
11/15/2024 N/A HYB NEW AMERICA HIGH INCOME FUND INC Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A HYT BLACKROCK CORPORATE HIGH YIELD FUND, INC. All Other Insurance Related Activities 1 1 1
11/15/2024 N/A CHD CHURCH & DWIGHT CO INC /DE/ N/A 1 1 1
11/15/2024 N/A IHTA Invesco High Income 2024 Target Term Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A IIM Invesco Value Municipal Income Trust All Other Insurance Related Activities 1 1 1
11/15/2024 N/A INBKZ First Internet Bancorp - FXDFR NT REDEEM 30/06/2029 USD 25 Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A INN Summit Hotel Properties, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A IP INTERNATIONAL PAPER CO /NEW/ N/A 1 1 1
11/15/2024 N/A IQI Invesco Quality Municipal Income Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A IRMD IRADIMED CORP Surgical and Medical Instrument Manufacturing 1 1 1
11/15/2024 N/A JBL JABIL INC Bare Printed Circuit Board Manufacturing 1 1 1
11/15/2024 N/A JFR NUVEEN FLOATING RATE INCOME FUND N/A 1 1 1
11/15/2024 N/A JGH Nuveen Global High Income Fund N/A 1 1 1
11/15/2024 N/A JLS Nuveen Mortgage & Income Fund/MA/ Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A JMM Nuveen Multi-Market Income Fund N/A 1 1 1
11/15/2024 N/A JPC Nuveen Preferred & Income Opportunities Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A JPI Nuveen Preferred Securities & Income Opportunities Fund N/A 1 1 1
11/15/2024 N/A JQC Nuveen Credit Strategies Income Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A JRI Nuveen Real Asset Income & Growth Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A KR KROGER CO N/A 1 1 1
11/15/2024 N/A KYN Kayne Anderson Energy Infrastructure Fund, Inc. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A LAKE LAKELAND INDUSTRIES INC N/A 1 1 1
11/15/2024 N/A LEO BNY MELLON STRATEGIC MUNICIPALS, INC. Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A LLY ELI LILLY & Co Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/15/2024 N/A LNN LINDSAY CORP Farm Machinery and Equipment Manufacturing 1 1 1
11/15/2024 N/A LUXHP LuxUrban Hotels Inc N/A 1 1 1
11/15/2024 N/A MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. N/A 1 1 1
11/15/2024 N/A MFIN MEDALLION FINANCIAL CORP Credit Card Issuing 1 1 1
11/15/2024 N/A MGA MAGNA INTERNATIONAL INC N/A 1 1 1
11/15/2024 N/A MGPI MGP INGREDIENTS INC N/A 1 1 1
11/15/2024 N/A MHD BLACKROCK MUNIHOLDINGS FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. N/A 1 1 1
11/15/2024 N/A MHN BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. N/A 1 1 1
11/15/2024 N/A MHNC Maiden Holdings North America, Ltd. N/A 1 1 1
11/15/2024 N/A MIO Pioneer Municipal High Income Opportunities Fund, Inc. N/A 1 1 1
11/15/2024 N/A MIY BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MMM 3M CO N/A 1 1 1
11/15/2024 N/A MMS MAXIMUS, INC. Data Processing, Hosting, and Related Services 1 1 1
11/15/2024 N/A MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND N/A 1 1 1
11/15/2024 N/A MQT BLACKROCK MUNIYIELD QUALITY FUND II, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MQY BLACKROCK MUNIYIELD QUALITY FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MRO Marathon Oil Corporation Crude Petroleum Extraction  1 1 1
11/15/2024 N/A MSA MSA Safety Inc N/A 1 1 1
11/15/2024 N/A MSCI MSCI Inc. N/A 1 1 1
11/15/2024 N/A MSEX MIDDLESEX WATER CO Water Supply and Irrigation Systems 1 1 1
11/15/2024 N/A MTDR Matador Resources Co Crude Petroleum Extraction  1 1 1
11/15/2024 N/A MUA BLACKROCK MUNIASSETS FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MUC BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MUE BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MUI BLACKROCK MUNICIPAL INCOME FUND, INC. N/A 1 1 1
11/15/2024 N/A MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MVF BLACKROCK MUNIVEST FUND, INC. Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A MVT BLACKROCK MUNIVEST FUND II, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MYD BLACKROCK MUNIYIELD FUND, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MYI BLACKROCK MUNIYIELD QUALITY FUND III, INC. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A MYN BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. N/A 1 1 1
11/15/2024 N/A NAC Nuveen California Quality Municipal Income Fund N/A 1 1 1
11/15/2024 N/A NAD Nuveen Quality Municipal Income Fund N/A 1 1 1
11/15/2024 N/A NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NAZ NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND N/A 1 1 1
11/15/2024 N/A NBB Nuveen Taxable Municipal Income Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NBXG Neuberger Berman Next Generation Connectivity Fund Inc. N/A 1 1 1
11/15/2024 N/A NCA NUVEEN CALIFORNIA MUNICIPAL VALUE FUND N/A 1 1 1
11/15/2024 N/A NDMO Nuveen Dynamic Municipal Opportunities Fund N/A 1 1 1
11/15/2024 N/A NEA Nuveen AMT-Free Quality Municipal Income Fund N/A 1 1 1
11/15/2024 N/A NEWTI NewtekOne Inc - 8% NT REDEEM 01/09/2028 USD 25 Commercial Banking 1 1 1
11/15/2024 N/A NHS Neuberger Berman High Yield Strategies Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NIM NUVEEN SELECT MATURITIES MUNICIPAL FUND Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A NKX NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NMCO Nuveen Municipal Credit Opportunities Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NMI NUVEEN MUNICIPAL INCOME FUND INC Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NML Neuberger Berman Energy Infrastructure & Income Fund Inc. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NMS Nuveen Minnesota Quality Municipal Income Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NMT Nuveen Massachusetts Quality Municipal Income Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NNY NUVEEN NEW YORK MUNICIPAL VALUE FUND N/A 1 1 1
11/15/2024 N/A NOM NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NPCT Nuveen Core Plus Impact Fund N/A 1 1 1
11/15/2024 N/A NPFD Nuveen Variable Rate Preferred & Income Fund N/A 1 1 1
11/15/2024 N/A NPV NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NRK NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NRO NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC N/A 1 1 1
11/15/2024 N/A NRT NORTH EUROPEAN OIL ROYALTY TRUST N/A 1 1 1
11/15/2024 N/A NUV NUVEEN MUNICIPAL VALUE FUND INC Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NUW Nuveen AMT-Free Municipal Value Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NVG Nuveen AMT-Free Municipal Credit Income Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NXC NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO N/A 1 1 1
11/15/2024 N/A NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A NXG NXG NextGen Infrastructure Income Fund N/A 1 1 1
11/15/2024 N/A NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NXN NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A NXP NUVEEN SELECT TAX FREE INCOME PORTFOLIO Investment Banking and Securities Dealing 1 1 1
11/15/2024 N/A NXST NEXSTAR MEDIA GROUP, INC. N/A 1 1 1
11/15/2024 N/A NZF Nuveen Municipal Credit Income Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A OBK Origin Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A OIA Invesco Municipal Income Opportunities Trust International Trade Financing 1 1 1
11/15/2024 N/A OPINL Office Properties Income Trust - 6.375% NT REDEEM 23/06/2050 USD 25 Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. N/A 1 1 1
11/15/2024 N/A OSK OSHKOSH CORP Heavy Duty Truck Manufacturing 1 1 1
11/15/2024 N/A OTIS Otis Worldwide Corp N/A 1 1 1
11/15/2024 N/A OTTR Otter Tail Corp N/A 1 1 1
11/15/2024 N/A OUT OUTFRONT Media Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A OXLC Oxford Lane Capital Corp. N/A 1 1 1
11/15/2024 N/A OXLCN Oxford Lane Capital Corp Other Financial Vehicles 1 1 1
11/15/2024 N/A OXLCO Oxford Lane Capital Corp Other Financial Vehicles 1 1 1
11/15/2024 N/A OXLCP Oxford Lane Capital Corp Other Financial Vehicles 1 1 1
11/15/2024 N/A OXSQ Oxford Square Capital Corp. N/A 1 1 1
11/15/2024 N/A PAG PENSKE AUTOMOTIVE GROUP, INC. N/A 1 1 1
11/15/2024 N/A PDCC Pearl Diver Credit Co Inc. N/A 1 1 1
11/15/2024 N/A PECO Phillips Edison & Company, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A PFH Prudential Financial Inc. - 4.125% NT REDEEM 01/09/2060 USD 25 Direct Life Insurance Carriers 1 1 1
11/15/2024 N/A PFLT PennantPark Floating Rate Capital Ltd. N/A 1 1 1
11/15/2024 N/A PFS PROVIDENT FINANCIAL SERVICES INC Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A PHD Pioneer Floating Rate Fund, Inc. N/A 1 1 1
11/15/2024 N/A PHT PIONEER HIGH INCOME FUND, INC. N/A 1 1 1
11/15/2024 N/A PKOH PARK OHIO HOLDINGS CORP N/A 1 1 1
11/15/2024 N/A PNFPP Pinnacle Financial Partners Inc. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A PNNT PENNANTPARK INVESTMENT CORP N/A 1 1 1
11/15/2024 N/A PRH Prudential Financial Inc. - 5.95% NT REDEEM 01/09/2062 USD 25 N/A 1 1 1
11/15/2024 N/A PRK PARK NATIONAL CORP /OH/ Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A REYN Reynolds Consumer Products Inc. N/A 1 1 1
11/15/2024 N/A RFM RiverNorth Flexible Municipal Income Fund, Inc. N/A 1 1 1
11/15/2024 N/A RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. New Single-Family Housing Construction (except For-Sale Builders) 1 1 1
11/15/2024 N/A RGP RESOURCES CONNECTION, INC. N/A 1 1 1
11/15/2024 N/A RIV RIVERNORTH OPPORTUNITIES FUND, INC. N/A 1 1 1
11/15/2024 N/A RMI RiverNorth Opportunistic Municipal Income Fund, Inc. N/A 1 1 1
11/15/2024 N/A RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. N/A 1 1 1
11/15/2024 N/A RPRX Royalty Pharma plc Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/15/2024 N/A RPT RPT Realty Other Financial Vehicles 1 1 1
11/15/2024 N/A RSF RiverNorth Capital & Income Fund, Inc. N/A 1 1 1
11/15/2024 N/A RTX RTX Corp Aircraft Engine and Engine Parts Manufacturing 1 1 1
11/15/2024 N/A RWAYL Runway Growth Finance Corp - 7.50% NT REDEEM 28/07/2027 USD 25 - 78163D209 N/A 1 1 1
11/15/2024 N/A RWAYZ Runway Growth Finance Corp - 8% NT REDEEM 31/12/2027 USD 25 N/A 1 1 1
11/15/2024 N/A RWTN Redwood Trust Inc. - 9.125% NT REDEEM 01/03/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/15/2024 N/A RWTO Redwood Trust Inc. - 9% NT REDEEM 01/09/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/15/2024 N/A SAJ Saratoga Investment Corp - 8% NT REDEEM 31/10/2027 USD 25 Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A SAT Saratoga Investment Corp - 6% NT REDEEM 30/04/2027 USD 25 Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A SAY Saratoga Investment Corp - 8.125% NT REDEEM 31/12/2027 USD 25 Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A SAZ Saratoga Investment Corp - 8.50% NT REDEEM 15/04/2028 USD 25 Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A SBR SABINE ROYALTY TRUST N/A 1 1 1
11/15/2024 N/A SBRA Sabra Health Care REIT, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/15/2024 N/A SBUX STARBUCKS CORP N/A 1 1 1
11/15/2024 N/A SD SANDRIDGE ENERGY INC Crude Petroleum Extraction  1 1 1
11/15/2024 N/A SHEL Shell plc Crude Petroleum Extraction  1 1 1
11/15/2024 N/A SHW SHERWIN WILLIAMS CO N/A 1 1 1
11/15/2024 N/A SHYF SHYFT GROUP, INC. N/A 1 1 1
11/15/2024 N/A SIGI SELECTIVE INSURANCE GROUP INC N/A 1 1 1
11/15/2024 N/A SJM J M SMUCKER Co Fruit and Vegetable Canning 1 1 1
11/15/2024 N/A SMBC SOUTHERN MISSOURI BANCORP, INC. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A SMP STANDARD MOTOR PRODUCTS, INC. N/A 1 1 1
11/15/2024 N/A SPMC Sound Point Meridian Capital, Inc. N/A 1 1 1
11/15/2024 N/A STBF Performance Trust Short Term Bond ETF N/A 1 1 1
11/15/2024 N/A SW Smurfit WestRock Ltd N/A 1 1 1
11/15/2024 N/A SWX Southwest Gas Holdings, Inc. Natural Gas Distribution 1 1 1
11/15/2024 N/A TAIT TAITRON COMPONENTS INC Computer and Computer Peripheral Equipment and Software Merchant Wholesalers 1 1 1
11/15/2024 N/A TFX TELEFLEX INC Surgical and Medical Instrument Manufacturing 1 1 1
11/15/2024 N/A THTA SoFi Enhanced Yield ETF N/A 1 1 1
11/15/2024 N/A TKLF Yoshitsu Co., Ltd N/A 10 100 10
11/15/2024 N/A TPET Trio Petroleum Corp. N/A 20 400 20
11/15/2024 N/A TSBK TIMBERLAND BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A TXO TXO Partners, L.P. N/A 1 1 1
11/15/2024 N/A UMH UMH PROPERTIES, INC. Lessors of Residential Buildings and Dwellings 1 1 1
11/15/2024 N/A USA LIBERTY ALL STAR EQUITY FUND Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A USCB USCB FINANCIAL HOLDINGS, INC. Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A USPH U S PHYSICAL THERAPY INC /NV N/A 1 1 1
11/15/2024 N/A UTG REAVES UTILITY INCOME FUND All Other Insurance Related Activities 1 1 1
11/15/2024 N/A VBF Invesco Bond Fund Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A VCV Invesco California Value Municipal Income Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A VGM Invesco Trust for Investment Grade Municipals N/A 1 1 1
11/15/2024 N/A VKI Invesco Advantage Municipal Income Trust II N/A 1 1 1
11/15/2024 N/A VKQ Invesco Municipal Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A VLT Invesco High Income Trust II Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A VMO Invesco Municipal Opportunity Trust Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A VPV Invesco Pennsylvania Value Municipal Income Trust N/A 1 1 1
11/15/2024 N/A VTN Invesco Trust for Investment Grade New York Municipals Securities and Commodity Exchanges 1 1 1
11/15/2024 N/A VVR Invesco Senior Income Trust N/A 1 1 1
11/15/2024 N/A WAL WESTERN ALLIANCE BANCORPORATION Monetary Authorities-Central Bank 1 1 1
11/15/2024 N/A WHR WHIRLPOOL CORP /DE/ N/A 1 1 1
11/15/2024 N/A WING Wingstop Inc. N/A 1 1 1
11/15/2024 N/A WYNN WYNN RESORTS LTD Casino Hotels 1 1 1
11/15/2024 N/A XFLT XAI Octagon Floating Rate & Alternative Income Trust N/A 1 1 1
11/14/2024 N/A ABLLL Abacus Life Inc N/A 1 1 1
11/14/2024 N/A ABNY YieldMax ABNB Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A ADFI Anfield Dynamic Fixed Income ETF N/A 1 1 1
11/14/2024 N/A AFIF Anfield Universal Fixed Income ETF N/A 1 1 1
11/14/2024 N/A AIRTP Air T Inc Couriers and Express Delivery Services 1 1 1
11/14/2024 N/A AKAN AKANDA CORP. Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 2 4 2
11/14/2024 N/A AMDY Yieldmax AMD Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A AMG AFFILIATED MANAGERS GROUP, INC. N/A 1 1 1
11/14/2024 N/A AMTB Amerant Bancorp Inc. Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A BHB BAR HARBOR BANKSHARES Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A BHLB BERKSHIRE HILLS BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A BKDT Brookdale Senior Living Inc N/A 1 1 1
11/14/2024 N/A BTU PEABODY ENERGY CORP N/A 1 1 1
11/14/2024 N/A CCK CROWN HOLDINGS, INC. N/A 1 1 1
11/14/2024 N/A CGNX COGNEX CORP N/A 1 1 1
11/14/2024 N/A COF CAPITAL ONE FINANCIAL CORP Credit Card Issuing 1 1 1
11/14/2024 N/A CONY YieldMax COIN Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A CTRA Coterra Energy Inc. Crude Petroleum Extraction  1 1 1
11/14/2024 N/A FANG Diamondback Energy, Inc. Crude Petroleum Extraction  1 1 1
11/14/2024 N/A FDP FRESH DEL MONTE PRODUCE INC N/A 1 1 1
11/14/2024 N/A FIAT YieldMax Short COIN Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A FIX COMFORT SYSTEMS USA INC N/A 1 1 1
11/14/2024 N/A FMBH FIRST MID BANCSHARES, INC. Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A FTAI FTAI Aviation Ltd. N/A 1 1 1
11/14/2024 N/A GDV GABELLI DIVIDEND & INCOME TRUST Securities and Commodity Exchanges 1 1 1
11/14/2024 N/A GGN GAMCO Global Gold, Natural Resources & Income Trust Securities and Commodity Exchanges 1 1 1
11/14/2024 N/A GHY PGIM Global High Yield Fund, Inc. N/A 1 1 1
11/14/2024 N/A GJR Synthetic Fixed-Income Securities, Inc., N/A 1 1 1
11/14/2024 N/A GLU GABELLI GLOBAL UTILITY & INCOME TRUST N/A 1 1 1
11/14/2024 N/A GNT GAMCO Natural Resources, Gold & Income Trust Investment Banking and Securities Dealing 1 1 1
11/14/2024 N/A GUT GABELLI UTILITY TRUST Securities and Commodity Exchanges 1 1 1
11/14/2024 N/A HNNA HENNESSY ADVISORS INC N/A 1 1 1
11/14/2024 N/A HSII HEIDRICK & STRUGGLES INTERNATIONAL INC N/A 1 1 1
11/14/2024 N/A HTBI HomeTrust Bancshares, Inc. Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A HYTR CP High Yield Trend ETF N/A 1 1 1
11/14/2024 N/A INM InMed Pharmaceuticals Inc. Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 20 400 20
11/14/2024 N/A IR Ingersoll Rand Inc. N/A 1 1 1
11/14/2024 N/A ISD PGIM High Yield Bond Fund, Inc. Securities and Commodity Exchanges 1 1 1
11/14/2024 N/A IVZ Invesco Ltd. N/A 1 1 1
11/14/2024 N/A IWMY Defiance R2000 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/14/2024 N/A KBH KB HOME N/A 1 1 1
11/14/2024 N/A LKQ LKQ CORP N/A 1 1 1
11/14/2024 N/A LPLA LPL Financial Holdings Inc. N/A 1 1 1
11/14/2024 N/A MGYR Magyar Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A MSFO YieldMax MSFT Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A MTRN MATERION Corp N/A 1 1 1
11/14/2024 N/A NFLY YieldMax NFLX Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A OLN OLIN Corp N/A 1 1 1
11/14/2024 N/A PR Permian Resources Corp N/A 1 1 1
11/14/2024 N/A PROV PROVIDENT FINANCIAL HOLDINGS INC Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A PYPY YieldMax PYPL Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A PYT Merrill Lynch Depositor, Inc. N/A 1 1 1
11/14/2024 N/A QDTE Roundhill Innovation-100 0DTE Covered Call Strategy ETF N/A 1 1 1
11/14/2024 N/A QQQY Defiance Nasdaq 100 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/14/2024 N/A SASR SANDY SPRING BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/14/2024 N/A SBAC SBA COMMUNICATIONS CORP Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/14/2024 N/A SDHY PGIM Short Duration High Yield Opportunities Fund Investment Banking and Securities Dealing 1 1 1
11/14/2024 N/A SIMO Silicon Motion Technology CORP Semiconductor and Related Device Manufacturing 1 1 1
11/14/2024 N/A SOR SOURCE CAPITAL INC /DE/ N/A 1 1 1
11/14/2024 N/A SXC SunCoke Energy, Inc. N/A 1 1 1
11/14/2024 N/A THY Toews Agility Shares Dynamic Tactical Income ETF N/A 1 1 1
11/14/2024 N/A TJX TJX COMPANIES INC /DE/ N/A 1 1 1
11/14/2024 N/A TPG TPG Inc. N/A 1 1 1
11/14/2024 N/A ULTY YieldMax Ultra Option Income Strategy ETF N/A 1 1 1
11/14/2024 N/A UTL UNITIL CORP N/A 1 1 1
11/14/2024 N/A VNOM Viper Energy, Inc. N/A 1 1 1
11/14/2024 N/A WEC WEC ENERGY GROUP, INC. N/A 1 1 1
11/14/2024 N/A XDTE Roundhill S&P 500 0DTE Covered Call Strategy ETF N/A 1 1 1
11/14/2024 N/A XOM EXXON MOBIL CORP N/A 1 1 1
11/14/2024 N/A YMAG YieldMax Magnificent 7 Fund of Option Income ETFs N/A 1 1 1
11/14/2024 N/A YMAX YieldMax Universe Fund of Option Income ETFs N/A 1 1 1
11/14/2024 N/A ZION ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ Monetary Authorities-Central Bank 1 1 1
11/13/2024 N/A AER AerCap Holdings N.V. N/A 1 1 1
11/13/2024 N/A AMLP Alerian MLP ETF N/A 1 1 1
11/13/2024 N/A ARCB ARCBEST CORP /DE/ N/A 1 1 1
11/13/2024 N/A ASA ASA Gold & Precious Metals Ltd N/A 1 1 1
11/13/2024 N/A ASTE ASTEC INDUSTRIES INC N/A 1 1 1
11/13/2024 N/A CAKE CHEESECAKE FACTORY INC N/A 1 1 1
11/13/2024 N/A CCD Calamos Dynamic Convertible & Income Fund Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A CGAU Centerra Gold Inc. N/A 1 1 1
11/13/2024 N/A CGO CALAMOS GLOBAL TOTAL RETURN FUND Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A CLPR Clipper Realty Inc. Lessors of Residential Buildings and Dwellings 1 1 1
11/13/2024 N/A CMS CMS ENERGY CORP N/A 1 1 1
11/13/2024 N/A CON Concentra Group Holdings Parent, Inc. N/A 1 1 1
11/13/2024 N/A CPZ Calamos Long/Short Equity & Dynamic Income Trust N/A 1 1 1
11/13/2024 N/A CSQ CALAMOS STRATEGIC TOTAL RETURN FUND Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A DBL DoubleLine Opportunistic Credit Fund Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A DLY DoubleLine Yield Opportunities Fund Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A DNMR Danimer Scientific, Inc. N/A 40 1600 40
11/13/2024 N/A DSL Doubleline Income Solutions Fund N/A 1 1 1
11/13/2024 N/A ED CONSOLIDATED EDISON INC N/A 1 1 1
11/13/2024 N/A EIG Employers Holdings, Inc. N/A 1 1 1
11/13/2024 N/A ENFR Alerian Energy Infrastructure ETF N/A 1 1 1
11/13/2024 N/A EQIX EQUINIX INC Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/13/2024 N/A ETR ENTERGY CORP /DE/ N/A 1 1 1
11/13/2024 N/A FCEF First Trust Income Opportunities ETF N/A 1 1 1
11/13/2024 N/A GOLY Strategy Shares Gold-Hedged Bond ETF N/A 1 1 1
11/13/2024 N/A GWRS Global Water Resources, Inc. Water Supply and Irrigation Systems 1 1 1
11/13/2024 N/A HNDL Nasdaq 7HANDL Index ETF 1.23x Shares N/A 1 1 1
11/13/2024 N/A HOMB HOME BANCSHARES INC Monetary Authorities-Central Bank 1 1 1
11/13/2024 N/A HTGC Hercules Capital, Inc. N/A 1 1 1
11/13/2024 N/A CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A CHW Calamos Global Dynamic Income Fund Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND Securities and Commodity Exchanges 1 1 1
11/13/2024 N/A KVUE Kenvue Inc. Toilet Preparation Manufacturing 1 1 1
11/13/2024 N/A LARK LANDMARK BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/13/2024 N/A LBTYA Liberty Global Ltd. N/A 1 1 1
11/13/2024 N/A LBTYK Liberty Global Ltd N/A 1 1 1
11/13/2024 N/A MSM MSC INDUSTRIAL DIRECT CO INC N/A 1 1 1
11/13/2024 N/A PBF PBF Energy Inc. N/A 1 1 1
11/13/2024 N/A PCAR PACCAR INC N/A 1 1 1
11/13/2024 N/A POOL POOL CORP N/A 1 1 1
11/13/2024 N/A RGR STURM RUGER & CO INC N/A 1 1 1
11/13/2024 N/A SEM SELECT MEDICAL HOLDINGS CORP N/A 1 1 1
11/13/2024 N/A SGC SUPERIOR GROUP OF COMPANIES, INC. N/A 1 1 1
11/13/2024 N/A ST Sensata Technologies Holding plc N/A 1 1 1
11/13/2024 N/A URI UNITED RENTALS, INC. N/A 1 1 1
11/13/2024 N/A VBND Vident U.S. Bond Strategy ETF N/A 1 1 1
11/13/2024 N/A WAB WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP N/A 1 1 1
11/13/2024 N/A WELL WELLTOWER INC. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/13/2024 N/A WINA WINMARK CORP N/A 1 1 1
11/13/2024 N/A WST WEST PHARMACEUTICAL SERVICES INC Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/12/2024 N/A ACV Virtus Diversified Income & Convertible Fund N/A 1 1 1
11/12/2024 N/A AGRO Adecoagro S.A. N/A 1 1 1
11/12/2024 N/A AIO Virtus Artificial Intelligence & Technology Opportunities Fund N/A 1 1 1
11/12/2024 N/A ASIX AdvanSix Inc. N/A 1 1 1
11/12/2024 N/A AWK American Water Works Company, Inc. Water Supply and Irrigation Systems 1 1 1
11/12/2024 N/A CEFD UBS AG London Branch N/A 1 1 1
11/12/2024 N/A CIF MFS INTERMEDIATE HIGH INCOME FUND N/A 1 1 1
11/12/2024 N/A CMU MFS HIGH YIELD MUNICIPAL TRUST N/A 1 1 1
11/12/2024 N/A CNXN PC CONNECTION INC Computer and Computer Peripheral Equipment and Software Merchant Wholesalers 1 1 1
11/12/2024 N/A CWT CALIFORNIA WATER SERVICE GROUP N/A 1 1 1
11/12/2024 N/A CXE MFS HIGH INCOME MUNICIPAL TRUST All Other Insurance Related Activities 1 1 1
11/12/2024 N/A CXH MFS INVESTMENT GRADE MUNICIPAL TRUST N/A 1 1 1
11/12/2024 N/A DHI HORTON D R INC /DE/ N/A 1 1 1
11/12/2024 N/A DIVY Sound Equity Dividend Income ETF N/A 1 1 1
11/12/2024 N/A DK Delek US Holdings, Inc. N/A 1 1 1
11/12/2024 N/A EAD ALLSPRING INCOME OPPORTUNITIES FUND N/A 1 1 1
11/12/2024 N/A ECC Eagle Point Credit Co Inc. N/A 1 1 1
11/12/2024 N/A ECCC Eagle Point Credit Company Inc N/A 1 1 1
11/12/2024 N/A ECCF Eagle Point Credit Company Inc N/A 1 1 1
11/12/2024 N/A EDF Virtus Stone Harbor Emerging Markets Income Fund All Other Insurance Related Activities 1 1 1
11/12/2024 N/A EIC Eagle Point Income Co Inc. N/A 1 1 1
11/12/2024 N/A EICA Eagle Point Income Company Inc N/A 1 1 1
11/12/2024 N/A EICB Eagle Point Income Company Inc N/A 1 1 1
11/12/2024 N/A EICC Eagle Point Income Company Inc N/A 1 1 1
11/12/2024 N/A ERC ALLSPRING MULTI-SECTOR INCOME FUND International Trade Financing 1 1 1
11/12/2024 N/A ERH ALLSPRING UTILITIES & HIGH INCOME FUND International Trade Financing 1 1 1
11/12/2024 N/A ETD ETHAN ALLEN INTERIORS INC N/A 1 1 1
11/12/2024 N/A FIP FTAI Infrastructure Inc. N/A 1 1 1
11/12/2024 N/A FOF Cohen & Steers Closed-End Opportunity Fund, Inc. Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A FXED Sound Enhanced Fixed Income ETF N/A 1 1 1
11/12/2024 N/A GNE Genie Energy Ltd. N/A 1 1 1
11/12/2024 N/A HDLB UBS AG London Branch N/A 1 1 1
11/12/2024 N/A HOMZ Hoya Capital Housing ETF N/A 1 1 1
11/12/2024 N/A HPF JOHN HANCOCK PREFERRED INCOME FUND II Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A HPI JOHN HANCOCK PREFERRED INCOME FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A HPS JOHN HANCOCK PREFERRED INCOME FUND III Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A HR Healthcare Realty Trust Inc Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/12/2024 N/A HTD JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A HTLF HEARTLAND FINANCIAL USA INC Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A IBM INTERNATIONAL BUSINESS MACHINES CORP N/A 1 1 1
11/12/2024 N/A ITUB Itau Unibanco Holding S.A. Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A JTAI Jet.AI Inc. N/A 225 50625 225
11/12/2024 N/A KMT KENNAMETAL INC Machine Tool Manufacturing 1 1 1
11/12/2024 N/A LDP Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A LGI LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A MAC MACERICH CO Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/12/2024 N/A MCR MFS CHARTER INCOME TRUST N/A 1 1 1
11/12/2024 N/A MFM MFS MUNICIPAL INCOME TRUST All Other Insurance Related Activities 1 1 1
11/12/2024 N/A MGF MFS GOVERNMENT MARKETS INCOME TRUST N/A 1 1 1
11/12/2024 N/A MIN MFS INTERMEDIATE INCOME TRUST N/A 1 1 1
11/12/2024 N/A MMT MFS MULTIMARKET INCOME TRUST N/A 1 1 1
11/12/2024 N/A MNSB MainStreet Bancshares, Inc. Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A MRBK Meridian Corp Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A MT ArcelorMittal N/A 1 1 1
11/12/2024 N/A MVRL UBS AG London Branch N/A 1 1 1
11/12/2024 N/A NBN Northeast Bank Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A NCV Virtus Convertible & Income Fund Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A NCZ Virtus Convertible & Income Fund II Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A NHTC NATURAL HEALTH TRENDS CORP Toilet Preparation Manufacturing 1 1 1
11/12/2024 N/A NMM Navios Maritime Partners L.P. N/A 1 1 1
11/12/2024 N/A OGN Organon & Co. Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/12/2024 N/A OMF OneMain Holdings, Inc. Credit Card Issuing 1 1 1
11/12/2024 N/A PAXS PIMCO Access Income Fund N/A 1 1 1
11/12/2024 N/A PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PCM PCM FUND, INC. Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PCN PIMCO CORPORATE & INCOME STRATEGY FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PDI PIMCO Dynamic Income Fund N/A 1 1 1
11/12/2024 N/A PDO PIMCO Dynamic Income Opportunities Fund Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PDT JOHN HANCOCK PREMIUM DIVIDEND FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PDX PIMCO Dynamic Income Strategy Fund Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PFFL UBS AG London Branch N/A 1 1 1
11/12/2024 N/A PFL PIMCO INCOME STRATEGY FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PFN PIMCO Income Strategy Fund II Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PGP PIMCO Global StocksPLUS & Income Fund Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PHK PIMCO HIGH INCOME FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PMF PIMCO MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PML PIMCO MUNICIPAL INCOME FUND II Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PMX PIMCO MUNICIPAL INCOME FUND III Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PNF PIMCO NEW YORK MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PPG PPG INDUSTRIES INC Paint and Coating Manufacturing 1 1 1
11/12/2024 N/A PSF Cohen & Steers Select Preferred & Income Fund, Inc. Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PTA Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund N/A 1 1 1
11/12/2024 N/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PYN PIMCO NEW YORK MUNICIPAL INCOME FUND III Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A PZC PIMCO CALIFORNIA MUNICIPAL INCOME FUND III Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A RA Brookfield Real Assets Income Fund Inc. N/A 1 1 1
11/12/2024 N/A RCS PIMCO STRATEGIC INCOME FUND, INC N/A 1 1 1
11/12/2024 N/A RDUS RADIUS RECYCLING, INC. N/A 1 1 1
11/12/2024 N/A RFI COHEN & STEERS TOTAL RETURN REALTY FUND INC Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A RGA REINSURANCE GROUP OF AMERICA INC Reinsurance Carriers 1 1 1
11/12/2024 N/A RIET Hoya Capital High Dividend Yield ETF N/A 1 1 1
11/12/2024 N/A RLTY Cohen & Steers Real Estate Opportunities & Income Fund N/A 1 1 1
11/12/2024 N/A RNP COHEN & STEERS REIT & PREFERRED & INCOME FUND INC N/A 1 1 1
11/12/2024 N/A ROL ROLLINS INC N/A 1 1 1
11/12/2024 N/A RQI COHEN & STEERS QUALITY INCOME REALTY FUND INC Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A RUSHA RUSH ENTERPRISES INC \TX\ N/A 1 1 1
11/12/2024 N/A RUSHB Rush Enterprises Inc N/A 1 1 1
11/12/2024 N/A RYAN RYAN SPECIALTY HOLDINGS, INC. N/A 1 1 1
11/12/2024 N/A SFBC Sound Financial Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A SHBI SHORE BANCSHARES INC Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A SISI SHINECO, INC. Toilet Preparation Manufacturing 24 576 24
11/12/2024 N/A SMBK SMARTFINANCIAL INC. Monetary Authorities-Central Bank 1 1 1
11/12/2024 N/A SMHB UBS AG London Branch N/A 1 1 1
11/12/2024 N/A TBLD Thornburg Income Builder Opportunities Trust N/A 1 1 1
11/12/2024 N/A TNK TEEKAY TANKERS LTD. N/A 1 1 1
11/12/2024 N/A UTF COHEN & STEERS INFRASTRUCTURE FUND INC Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A V VISA INC. Financial Transactions Processing, Reserve, and Clearinghouse Activities 1 1 1
11/12/2024 N/A VGI Virtus Global Multi-Sector Income Fund Securities and Commodity Exchanges 1 1 1
11/12/2024 N/A WLFC WILLIS LEASE FINANCE CORP N/A 1 1 1
11/12/2024 N/A WLKP Westlake Chemical Partners LP N/A 1 1 1
11/12/2024 N/A WMK WEIS MARKETS INC N/A 1 1 1
11/12/2024 N/A WTRG Essential Utilities, Inc. Water Supply and Irrigation Systems 1 1 1
11/12/2024 N/A ZTR Virtus Total Return Fund Inc. Securities and Commodity Exchanges 1 1 1
11/11/2024 N/A EFSH 1847 Holdings LLC N/A 15 225 15
11/11/2024 N/A FCEL FUELCELL ENERGY INC N/A 30 900 30
11/11/2024 N/A SMCX Defiance Daily Target 2x Long SMCI ETF N/A 20 400 20
11/11/2024 N/A SMST Defiance Daily Target 2X Short MSTR ETF N/A 5 25 5
11/11/2024 N/A TRNR Interactive Strength, Inc. N/A 100 10000 100
11/11/2024 N/A VLCN Volcon, Inc. N/A 8 64 8
11/08/2024 N/A AAPL Apple Inc. Electronic Computer Manufacturing 1 1 1
11/08/2024 N/A AEP AMERICAN ELECTRIC POWER CO INC N/A 1 1 1
11/08/2024 N/A ALX ALEXANDERS INC Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/08/2024 N/A AMX AMERICA MOVIL SAB DE CV/ N/A 1 1 1
11/08/2024 N/A AUB Atlantic Union Bankshares Corp Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A BFH BREAD FINANCIAL HOLDINGS, INC. Credit Card Issuing 1 1 1
11/08/2024 N/A BLX FOREIGN TRADE BANK OF LATIN AMERICA, INC. N/A 1 1 1
11/08/2024 N/A BP BP PLC N/A 1 1 1
11/08/2024 N/A BRW Saba Capital Income & Opportunities Fund Securities and Commodity Exchanges 1 1 1
11/08/2024 N/A BSM Black Stone Minerals, L.P. N/A 1 1 1
11/08/2024 N/A BWFG Bankwell Financial Group, Inc. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A BWMX BETTERWARE DE MEXICO, S.A.P.I. DE C.V N/A 1 1 1
11/08/2024 N/A CCEC Capital Clean Energy Carriers Corp. N/A 1 1 1
11/08/2024 N/A CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST N/A 1 1 1
11/08/2024 N/A CLMB Climb Global Solutions, Inc. Computer and Computer Peripheral Equipment and Software Merchant Wholesalers 1 1 1
11/08/2024 N/A CMCO COLUMBUS MCKINNON CORP N/A 1 1 1
11/08/2024 N/A COP CONOCOPHILLIPS N/A 1 1 1
11/08/2024 N/A CWBC Community West Bancshares Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A DAN DANA INC N/A 1 1 1
11/08/2024 N/A DCOMP Dime Community Bancshares Inc Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A DKL Delek Logistics Partners, LP N/A 1 1 1
11/08/2024 N/A EBTC ENTERPRISE BANCORP INC /MA/ Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A EEX Emerald Holding, Inc. N/A 1 1 1
11/08/2024 N/A ET Energy Transfer LP Pipeline Transportation of Natural Gas 1 1 1
11/08/2024 N/A EVF EATON VANCE SENIOR INCOME TRUST N/A 1 1 1
11/08/2024 N/A EVN EATON VANCE MUNICIPAL INCOME TRUST N/A 1 1 1
11/08/2024 N/A EVV EATON VANCE LTD DURATION INCOME FUND N/A 1 1 1
11/08/2024 N/A EXC EXELON CORP N/A 1 1 1
11/08/2024 N/A FATBP FAT Brands Inc N/A 1 1 1
11/08/2024 N/A FBMS FIRST BANCSHARES INC /MS/ Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A FCBC FIRST COMMUNITY BANKSHARES INC /VA/ Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A FCF FIRST COMMONWEALTH FINANCIAL CORP /PA/ Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A FHI FEDERATED HERMES, INC. N/A 1 1 1
11/08/2024 N/A FNWB First Northwest Bancorp Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A FRBA First Bank (NJ) Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A FRST Primis Financial Corp. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A GABC GERMAN AMERICAN BANCORP, INC. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A GIC GLOBAL INDUSTRIAL Co N/A 1 1 1
11/08/2024 N/A GLP GLOBAL PARTNERS LP N/A 1 1 1
11/08/2024 N/A GROW U S GLOBAL INVESTORS INC N/A 1 1 1
11/08/2024 N/A GWW W.W. GRAINGER, INC. N/A 1 1 1
11/08/2024 N/A HSBC HSBC HOLDINGS PLC Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A HTH Hilltop Holdings Inc. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A HWM Howmet Aerospace Inc. N/A 1 1 1
11/08/2024 N/A CHCT Community Healthcare Trust Inc Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/08/2024 N/A JBHT HUNT J B TRANSPORT SERVICES INC N/A 1 1 1
11/08/2024 N/A JHG JANUS HENDERSON GROUP PLC N/A 1 1 1
11/08/2024 N/A KIO KKR Income Opportunities Fund N/A 1 1 1
11/08/2024 N/A LAD LITHIA MOTORS INC N/A 1 1 1
11/08/2024 N/A LAZ Lazard, Inc. N/A 1 1 1
11/08/2024 N/A LIPO LIPELLA PHARMACEUTICALS INC. Research and Development in Biotechnology (except Nanobiotechnology) 8 64 8
11/08/2024 N/A LNG Cheniere Energy, Inc. N/A 1 1 1
11/08/2024 N/A MAIN Main Street Capital CORP N/A 1 1 1
11/08/2024 N/A MAS MASCO CORP /DE/ N/A 1 1 1
11/08/2024 N/A MGY Magnolia Oil & Gas Corp N/A 1 1 1
11/08/2024 N/A MPB MID PENN BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A MPLX MPLX LP N/A 1 1 1
11/08/2024 N/A MPX MARINE PRODUCTS CORP N/A 1 1 1
11/08/2024 N/A MWA Mueller Water Products, Inc. N/A 1 1 1
11/08/2024 N/A NCDL Nuveen Churchill Direct Lending Corp N/A 1 1 1
11/08/2024 N/A NOMD Nomad Foods Ltd N/A 1 1 1
11/08/2024 N/A NWBI Northwest Bancshares, Inc. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A ODC Oil-Dri Corp of America N/A 1 1 1
11/08/2024 N/A OPY OPPENHEIMER HOLDINGS INC N/A 1 1 1
11/08/2024 N/A OWL BLUE OWL CAPITAL INC. N/A 1 1 1
11/08/2024 N/A PCB PCB BANCORP Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A PFC PREMIER FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A PFE PFIZER INC Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/08/2024 N/A PGZ Principal Real Estate Income Fund N/A 1 1 1
11/08/2024 N/A PH PARKER HANNIFIN CORP N/A 1 1 1
11/08/2024 N/A RELL RICHARDSON ELECTRONICS, LTD. Computer and Computer Peripheral Equipment and Software Merchant Wholesalers 1 1 1
11/08/2024 N/A RES RPC INC Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/08/2024 N/A RNGR Ranger Energy Services, Inc. Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/08/2024 N/A SABA Saba Capital Income & Opportunities Fund II. N/A 1 1 1
11/08/2024 N/A SBFG SB FINANCIAL GROUP, INC. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A SEB SEABOARD CORP /DE/ N/A 1 1 1
11/08/2024 N/A SCHW SCHWAB CHARLES CORP N/A 1 1 1
11/08/2024 N/A SON SONOCO PRODUCTS CO N/A 1 1 1
11/08/2024 N/A SSB SouthState Corp Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A SUN Sunoco LP Petroleum Refineries 1 1 1
11/08/2024 N/A SXI STANDEX INTERNATIONAL CORP/DE/ N/A 1 1 1
11/08/2024 N/A TBNK Territorial Bancorp Inc. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A TECH BIO-TECHNE Corp Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 1 1 1
11/08/2024 N/A TEX TEREX CORP Industrial Truck, Tractor, Trailer, and Stacker Machinery Manufacturing 1 1 1
11/08/2024 N/A TFC TRUIST FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A TMP TOMPKINS FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A TROX Tronox Holdings plc N/A 1 1 1
11/08/2024 N/A UAN CVR PARTNERS, LP N/A 1 1 1
11/08/2024 N/A UL UNILEVER PLC Toilet Preparation Manufacturing 1 1 1
11/08/2024 N/A VBTX Veritex Holdings, Inc. Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A WFC WELLS FARGO & COMPANY/MN Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A WSFS WSFS FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/08/2024 N/A X UNITED STATES STEEL CORP N/A 1 1 1
11/08/2024 N/A XHG XChange Tec.Inc. N/A 20 400 20
11/07/2024 N/A AESI Atlas Energy Solutions Inc. N/A 1 1 1
11/07/2024 N/A AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND Securities and Commodity Exchanges 1 1 1
11/07/2024 N/A ARLP ALLIANCE RESOURCE PARTNERS LP N/A 1 1 1
11/07/2024 N/A AUSF Global X Adaptive U.S. Factor ETF N/A 1 1 1
11/07/2024 N/A AWF ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC Securities and Commodity Exchanges 1 1 1
11/07/2024 N/A AWI ARMSTRONG WORLD INDUSTRIES INC N/A 1 1 1
11/07/2024 N/A BABO YieldMax BABA Option Income Strategy ETF N/A 1 1 1
11/07/2024 N/A BITI ProShares Short Bitcoin ETF N/A 5 25 5
11/07/2024 N/A BMDL VictoryShares WestEnd Economic Cycle Bond ETF N/A 1 1 1
11/07/2024 N/A BMRC Bank of Marin Bancorp Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A BNDC FlexShares Core Select Bond Fund N/A 1 1 1
11/07/2024 N/A BOIL ProShares Ultra Bloomberg Natural Gas 2x Shares N/A 5 25 5
11/07/2024 N/A CDC VictoryShares US EQ Income Enhanced Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A CDL VictoryShares US Large Cap High Div Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A CFA VictoryShares US 500 Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A CFO VictoryShares US 500 Enhanced Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A CIL VictoryShares International Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A CSA VictoryShares US Small Cap Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A CSB VictoryShares US Small Cap High Div Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A CSF VictoryShares US Discovery Enhanced Volatility Wtd ETF N/A 1 1 1
11/07/2024 N/A DIPS YieldMax Short NVDA Option Income Strategy ETF N/A 1 1 1
11/07/2024 N/A DUG ProShares UltraShort Energy N/A 4 16 4
11/07/2024 N/A EFU ProShares UltraShort MSCI EAFE -2x Shares N/A 2 4 2
11/07/2024 N/A EPV ProShares UltraShort FTSE Europe -2X Shares N/A 5 25 5
11/07/2024 N/A EUM ProShares Short MSCI Emerging Markets -1x Shares N/A 2 4 2
11/07/2024 N/A EWV ProShares UltraShort MSCI Japan -2x Shares N/A 4 16 4
11/07/2024 N/A F FORD MOTOR CO N/A 1 1 1
11/07/2024 N/A FBIZ FIRST BUSINESS FINANCIAL SERVICES, INC. Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A FBY YieldMax META Option Income Strategy ETF N/A 1 1 1
11/07/2024 N/A FE FIRSTENERGY CORP N/A 1 1 1
11/07/2024 N/A FELE FRANKLIN ELECTRIC CO INC N/A 1 1 1
11/07/2024 N/A FER Ferrovial SE N/A 1 1 1
11/07/2024 N/A FSBW FS Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A GDXY YieldMax Gold Miners Option Income Strategy ETF N/A 1 1 1
11/07/2024 N/A HEJD VictoryShares Hedged Equity Income ETF N/A 1 1 1
11/07/2024 N/A HESM Hess Midstream LP N/A 1 1 1
11/07/2024 N/A HOPE HOPE BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A HTBK HERITAGE COMMERCE CORP Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A IWMY Defiance R2000 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/07/2024 N/A JBGS JBG SMITH Properties Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/07/2024 N/A JOE ST JOE Co N/A 1 1 1
11/07/2024 N/A JPMO YieldMax JPM Option Income Strategy ETF N/A 1 1 1
11/07/2024 N/A LVHD Franklin U.S. Low Volatility High Dividend Index ETF N/A 1 1 1
11/07/2024 N/A MATX Matson, Inc. N/A 1 1 1
11/07/2024 N/A MLPA Global X MLP ETF N/A 1 1 1
11/07/2024 N/A MLPX Global X MLP & Energy Infrastructure ETF N/A 1 1 1
11/07/2024 N/A MMLP MARTIN MIDSTREAM PARTNERS L.P. N/A 1 1 1
11/07/2024 N/A MODL VictoryShares WestEnd U.S. Sector ETF N/A 1 1 1
11/07/2024 N/A MRNY YieldMax MRNA Option Income Strategy ETF N/A 1 1 1
11/07/2024 N/A MTG MGIC INVESTMENT CORP Mortgage and Nonmortgage Loan Brokers 1 1 1
11/07/2024 N/A NDRA ENDRA Life Sciences Inc. Surgical and Medical Instrument Manufacturing 35 1225 35
11/07/2024 N/A NVDY YieldMax NVDA Option Income Strategy ETF N/A 1 1 1
11/07/2024 N/A OPBK OP Bancorp Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A PAYX PAYCHEX INC N/A 1 1 1
11/07/2024 N/A PGC PEAPACK GLADSTONE FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A QDTE Roundhill Innovation-100 0DTE Covered Call Strategy ETF N/A 1 1 1
11/07/2024 N/A QQQY Defiance Nasdaq 100 Enhanced Options & 0DTE Income ETF N/A 1 1 1
11/07/2024 N/A RMD RESMED INC Surgical and Medical Instrument Manufacturing 1 1 1
11/07/2024 N/A RXL ProShares Ultra Health Care 2X Shares N/A 1 0 1
11/07/2024 N/A SDOW ProShares UltraPro Short Dow30 -3x Shares N/A 4 16 4
11/07/2024 N/A SDP ProShares UltraShort Utilities -2x Shares N/A 2 4 2
11/07/2024 N/A SEF ProShares Short Financials -1x Shares N/A 4 16 4
11/07/2024 N/A SFLO VictoryShares Small Cap Free Cash Flow ETF N/A 1 1 1
11/07/2024 N/A SH ProShares Short S&P500 -1x Shares N/A 4 16 4
11/07/2024 N/A SKF ProShares UltraShort Financials -2x Shares N/A 4 16 4
11/07/2024 N/A SMN ProShares UltraShort Materials N/A 2 4 2
11/07/2024 N/A SQQQ ProShares UltraPro Short QQQ -3x Shares N/A 5 25 5
11/07/2024 N/A SRS ProShares UltraShort Real Estate -2x Shares N/A 4 16 4
11/07/2024 N/A SSG ProShares UltraShort Semiconductors -2x Shares N/A 5 25 5
11/07/2024 N/A STBA S&T BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A TPHD Timothy Plan High Dividend Stock ETF N/A 1 1 1
11/07/2024 N/A TPHE Timothy Plan High Dividend Stock Enhanced ETF N/A 1 1 1
11/07/2024 N/A TPLC Timothy Plan US Large/Mid Cap Core ETF N/A 1 1 1
11/07/2024 N/A TPLE Timothy Plan US Large/Mid Cap Core Enhanced ETF N/A 1 1 1
11/07/2024 N/A TPMN Timothy Plan Market Neutral ETF N/A 1 1 1
11/07/2024 N/A TPSC Timothy Plan US Small Cap Core ETF N/A 1 1 1
11/07/2024 N/A TWM ProShares UltraShort Russell2000 -2x Shares N/A 5 25 5
11/07/2024 N/A UBND VictoryShares Core Plus Intermediate Bond ETF N/A 1 1 1
11/07/2024 N/A UCRD VictoryShares Corporate Bond ETF N/A 1 1 1
11/07/2024 N/A UEVM VictoryShares USAA MSCI Emerging Markets Value Momentum ETF N/A 1 1 1
11/07/2024 N/A UITB VictoryShares Core Intermediate Bond ETF N/A 1 1 1
11/07/2024 N/A UIVM VictoryShares Emerging Markets Value Momentum ETF N/A 1 1 1
11/07/2024 N/A ULVM VictoryShares US Value Momentum ETF N/A 1 1 1
11/07/2024 N/A USD ProShares Ultra Semiconductors 2X Shares N/A 1 0 1
11/07/2024 N/A USTB VictoryShares Short-Term Bond ETF N/A 1 1 1
11/07/2024 N/A USVM VictoryShares US Small Mid Cap Value Momentum ETF N/A 1 1 1
11/07/2024 N/A VFLO VictoryShares Free Cash Flow ETF N/A 1 1 1
11/07/2024 N/A VIXY ProShares VIX Short-Term Futures ETF N/A 4 16 4
11/07/2024 N/A VSDA VictoryShares Dividend Accelerator ETF N/A 1 1 1
11/07/2024 N/A VSMV VictoryShares US Multi-Factor Minimum Volatility ETF N/A 1 1 1
11/07/2024 N/A WCN Waste Connections, Inc. N/A 1 1 1
11/07/2024 N/A WNEB Western New England Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A WTFC WINTRUST FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/07/2024 N/A XDTE Roundhill S&P 500 0DTE Covered Call Strategy ETF N/A 1 1 1
11/07/2024 N/A YCS ProShares UltraShort Yen -2x Shares N/A 1 0 1
11/07/2024 N/A YMAG YieldMax Magnificent 7 Fund of Option Income ETFs N/A 1 1 1
11/07/2024 N/A YMAX YieldMax Universe Fund of Option Income ETFs N/A 1 1 1
11/07/2024 N/A ZSL ProShares UltraShort Silver -2x Shares N/A 4 16 4
11/06/2024 N/A AROC Archrock, Inc. Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/06/2024 N/A BRO BROWN & BROWN, INC. N/A 1 1 1
11/06/2024 N/A CBAN COLONY BANKCORP INC Monetary Authorities-Central Bank 1 1 1
11/06/2024 N/A DHF BNY MELLON HIGH YIELD STRATEGIES FUND Investment Banking and Securities Dealing 1 1 1
11/06/2024 N/A EQT EQT Corp Crude Petroleum Extraction  1 1 1
11/06/2024 N/A GBX GREENBRIER COMPANIES INC N/A 1 1 1
11/06/2024 N/A HFWA HERITAGE FINANCIAL CORP /WA/ Monetary Authorities-Central Bank 1 1 1
11/06/2024 N/A HNVR Hanover Bancorp, Inc. /NY Monetary Authorities-Central Bank 1 1 1
11/06/2024 N/A KRNY Kearny Financial Corp. Monetary Authorities-Central Bank 1 1 1
11/06/2024 N/A LVHD Franklin U.S. Low Volatility High Dividend Index ETF N/A 1 1 1
11/06/2024 N/A NEP NEXTERA ENERGY PARTNERS, LP N/A 1 1 1
11/06/2024 N/A NFBK Northfield Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/06/2024 N/A PULT Putnam ESG Ultra Short ETF N/A 1 1 1
11/06/2024 N/A SCCO SOUTHERN COPPER CORP/ N/A 1 1 1
11/06/2024 N/A TSPY TappAlpha SPY Growth & Daily Income ETF N/A 1 1 1
11/06/2024 N/A UVSP UNIVEST FINANCIAL Corp Monetary Authorities-Central Bank 1 1 1
11/06/2024 N/A VSEC VSE CORP N/A 1 1 1
11/06/2024 N/A WFRD Weatherford International plc Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/06/2024 N/A WT WisdomTree, Inc. N/A 1 1 1
11/06/2024 N/A WTBA WEST BANCORPORATION INC Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A ALTY Global X Alternative Income ETF N/A 1 1 1
11/05/2024 N/A AMAL Amalgamated Financial Corp. Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A AQMS Aqua Metals, Inc. N/A 20 400 20
11/05/2024 N/A BANR BANNER CORP Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A BBD BANK BRADESCO Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A BBDO Banco Bradesco S.A. Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A BERY BERRY GLOBAL GROUP, INC. All Other Plastics Product Manufacturing 1 1 1
11/05/2024 N/A BPRN Princeton Bancorp, Inc. Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A BY BYLINE BANCORP, INC. Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A CIVB CIVISTA BANCSHARES, INC. Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A CLIP Global X 1-3 Month T-Bill ETF N/A 1 1 1
11/05/2024 N/A DIV Global X SuperDividend U.S. ETF N/A 1 1 1
11/05/2024 N/A DUKH Ocean Park High Income ETF N/A 1 1 1
11/05/2024 N/A DUKZ Ocean Park Diversified Income ETF N/A 1 1 1
11/05/2024 N/A EFAS Global X MSCI SuperDividend EAFE ETF N/A 1 1 1
11/05/2024 N/A EMBD Global X Emerging Markets Bond ETF N/A 1 1 1
11/05/2024 N/A FBK FB Financial Corp Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A FLOW Global X U.S. Cash Flow Kings 100 ETF N/A 1 1 1
11/05/2024 N/A HCC WARRIOR MET COAL, INC. N/A 1 1 1
11/05/2024 N/A IBCP INDEPENDENT BANK CORP /MI/ Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A IDA IDACORP INC N/A 1 1 1
11/05/2024 N/A IRVH Global X Interest Rate Volatility & Inflation Hedge ETF N/A 1 1 1
11/05/2024 N/A LPG DORIAN LPG LTD. N/A 1 1 1
11/05/2024 N/A LVS LAS VEGAS SANDS CORP Casino Hotels 1 1 1
11/05/2024 N/A MET METLIFE INC Direct Life Insurance Carriers 1 1 1
11/05/2024 N/A NTB Bank of N.T. Butterfield & Son Ltd Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A ONBPO Old National Bancorp Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A ONBPP Old National Bancorp Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. N/A 1 1 1
11/05/2024 N/A ORRF ORRSTOWN FINANCIAL SERVICES INC Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A PFFD Global X U.S. Preferred ETF N/A 1 1 1
11/05/2024 N/A PFFV Global X Variable Rate Preferred ETF N/A 1 1 1
11/05/2024 N/A PRMW Primo Water Corporation N/A 1 1 1
11/05/2024 N/A QDIV Global X S&P 500 Quality Dividend ETF N/A 1 1 1
11/05/2024 N/A QLGN Qualigen Therapeutics, Inc. Research and Development in Biotechnology (except Nanobiotechnology) 50 2500 50
11/05/2024 N/A RATE Global X Interest Rate Hedge ETF N/A 1 1 1
11/05/2024 N/A RDY DR REDDYS LABORATORIES LTD Research and Development in the Physical, Engineering, and Life Sciences (except Nanotechnology and Biotechnology) 0 0 0
11/05/2024 N/A SDEM Global X MSCI SuperDividend Emerging Markets ETF N/A 1 1 1
11/05/2024 N/A SDIV Global X SuperDividend ETF N/A 1 1 1
11/05/2024 N/A SHEN SHENANDOAH TELECOMMUNICATIONS CO/VA/ N/A 1 1 1
11/05/2024 N/A SIRI Liberty Sirius XM Holdings Inc. N/A 1 1 1
11/05/2024 N/A SPFF Global X SuperIncome Preferred ETF N/A 1 1 1
11/05/2024 N/A SPH SUBURBAN PROPANE PARTNERS LP Natural Gas Distribution 1 1 1
11/05/2024 N/A SRCE 1ST SOURCE CORP Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A SRET Global X SuperDividend REIT ETF N/A 1 1 1
11/05/2024 N/A STZ CONSTELLATION BRANDS, INC. N/A 1 1 1
11/05/2024 N/A TECTP Tectonic Financial, Inc. Monetary Authorities-Central Bank 1 1 1
11/05/2024 N/A TRS TRIMAS CORP N/A 1 1 1
11/05/2024 N/A VCIG VCI Global Ltd N/A 49 2401 49
11/05/2024 N/A WTTR Select Water Solutions, Inc. Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/04/2024 N/A AB ALLIANCEBERNSTEIN HOLDING L.P. N/A 1 1 1
11/04/2024 N/A AGGS Harbor Disciplined Bond ETF N/A 1 1 1
11/04/2024 N/A AGIH iShares Inflation Hedged U.S. Aggregate Bond ETF N/A 1 1 1
11/04/2024 N/A AGRH iShares Interest Rate Hedged U.S. Aggregate Bond ETF N/A 1 1 1
11/04/2024 N/A AMP AMERIPRISE FINANCIAL INC N/A 1 1 1
11/04/2024 N/A AOK iShares Core Conservative Allocation ETF N/A 1 1 1
11/04/2024 N/A ASRV AMERISERV FINANCIAL INC /PA/ Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A BCO BRINKS CO N/A 1 1 1
11/04/2024 N/A BKR Baker Hughes Co Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/04/2024 N/A BYLD iShares Yield Optimized Bond ETF N/A 1 1 1
11/04/2024 N/A C CITIGROUP INC Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A CAPL CrossAmerica Partners LP N/A 1 1 1
11/04/2024 N/A CBNK Capital Bancorp Inc Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A CLB Core Laboratories Inc Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/04/2024 N/A CLOX Panagram AAA CLO ETF N/A 1 1 1
11/04/2024 N/A CLOZ Panagram BBB-B CLO ETF N/A 1 1 1
11/04/2024 N/A CLPS CLPS Inc N/A 1 1 1
11/04/2024 N/A CQP Cheniere Energy Partners, L.P. N/A 1 1 1
11/04/2024 N/A CSV CARRIAGE SERVICES INC N/A 1 1 1
11/04/2024 N/A DIT AMCON DISTRIBUTING CO N/A 1 1 1
11/04/2024 N/A DOC HEALTHPEAK PROPERTIES, INC. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/04/2024 N/A DUST Direxion Daily Gold Miners Index Bear -2X Shares N/A 10 100 10
11/04/2024 N/A EAOK iShares ESG Aware Conservative Allocation ETF N/A 1 1 1
11/04/2024 N/A ETN Eaton Corp plc N/A 1 1 1
11/04/2024 N/A EWBC EAST WEST BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A FIBK FIRST INTERSTATE BANCSYSTEM INC Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A FSBC FIVE STAR BANCORP Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A GPIQ Goldman Sachs Nasdaq 100 Core Premium Income ETF N/A 1 1 1
11/04/2024 N/A GPIX Goldman Sachs S&P 500 Core Premium Income ETF N/A 1 1 1
11/04/2024 N/A HAFC HANMI FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A HBT HBT Financial, Inc. Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A HIFS Hingham Institution For Savings Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A HSTM HEALTHSTREAM INC Data Processing, Hosting, and Related Services 1 1 1
11/04/2024 N/A HYGH iShares Interest Rate Hedged High Yield Bond ETF N/A 1 1 1
11/04/2024 N/A HYGI iShares Inflation Hedged High Yield Bond ETF N/A 1 1 1
11/04/2024 N/A HYGW iShares High Yield Corporate Bond BuyWrite Strategy ETF N/A 1 1 1
11/04/2024 N/A IGBH iShares Interest Rate Hedged Long-Term Corporate Bond ETF N/A 1 1 1
11/04/2024 N/A IRET iREIT - MarketVector Quality REIT Index ETF N/A 1 1 1
11/04/2024 N/A IRTR iShares LifePath Retirement ETF N/A 1 1 1
11/04/2024 N/A ITDA iShares Trust - iShares LifePath Target Date 2025 ETF N/A 1 1 1
11/04/2024 N/A IVCB Investcorp Europe Acquisition Corp I N/A 1 1 1
11/04/2024 N/A IVVW iShares S&P 500 BuyWrite ETF N/A 1 1 1
11/04/2024 N/A IWMW iShares Russell 2000 BuyWrite ETF N/A 1 1 1
11/04/2024 N/A IYLD iShares Morningstar Multi-Asset Income ETF N/A 1 1 1
11/04/2024 N/A JOJO ATAC Credit Rotation ETF N/A 1 1 1
11/04/2024 N/A KKR KKR & Co. Inc. N/A 1 1 1
11/04/2024 N/A LQDH iShares Interest Rate Hedged Corporate Bond ETF N/A 1 1 1
11/04/2024 N/A LQDI iShares Inflation Hedged Corporate Bond ETF N/A 1 1 1
11/04/2024 N/A LQDW iShares Investment Grade Corporate Bond BuyWrite Strategy ETF N/A 1 1 1
11/04/2024 N/A LSBK LAKE SHORE BANCORP, INC. Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A MC Moelis & Co N/A 1 1 1
11/04/2024 N/A MCI BARINGS CORPORATE INVESTORS Securities and Commodity Exchanges 1 1 1
11/04/2024 N/A MPAY Akros Monthly Payout ETF N/A 1 1 1
11/04/2024 N/A MPV BARINGS PARTICIPATION INVESTORS Securities and Commodity Exchanges 1 1 1
11/04/2024 N/A MSDL Morgan Stanley Direct Lending Fund N/A 1 1 1
11/04/2024 N/A MUSA Murphy USA Inc. N/A 1 1 1
11/04/2024 N/A NA Nano Labs Ltd Semiconductor and Related Device Manufacturing 10 100 10
11/04/2024 N/A NVD GraniteShares 2x Short NVDA Daily ETF N/A 25 625 25
11/04/2024 N/A NVEC NVE CORP /NEW/ Semiconductor and Related Device Manufacturing 1 1 1
11/04/2024 N/A OCFC OCEANFIRST FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A OHI OMEGA HEALTHCARE INVESTORS INC Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/04/2024 N/A PEBO PEOPLES BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A PNW PINNACLE WEST CAPITAL CORP N/A 1 1 1
11/04/2024 N/A PPBI PACIFIC PREMIER BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A PSTL Postal Realty Trust, Inc. Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/04/2024 N/A RDFI Rareview Dynamic Fixed Income ETF N/A 1 1 1
11/04/2024 N/A RTAI Rareview Tax Advantaged Income ETF N/A 1 1 1
11/04/2024 N/A RTRE Rareview Total Return Bond ETF N/A 1 1 1
11/04/2024 N/A SIFI Harbor Scientific Alpha Income ETF N/A 1 1 1
11/04/2024 N/A SIHY Harbor Scientific Alpha High-Yield ETF N/A 1 1 1
11/04/2024 N/A SJW SJW GROUP Water Supply and Irrigation Systems 1 1 1
11/04/2024 N/A SRV NXG Cushing Midstream Energy Fund N/A 1 1 1
11/04/2024 N/A SXT SENSIENT TECHNOLOGIES CORP N/A 1 1 1
11/04/2024 N/A SYF Synchrony Financial Credit Card Issuing 1 1 1
11/04/2024 N/A TECS Direxion Daily Technology Bear -3X Shares N/A 10 100 10
11/04/2024 N/A TLTW iShares 20+ Year Treasury Bond BuyWrite Strategy ETF N/A 1 1 1
11/04/2024 N/A VMC Vulcan Materials CO N/A 1 1 1
11/04/2024 N/A WABC WESTAMERICA BANCORPORATION Monetary Authorities-Central Bank 1 1 1
11/04/2024 N/A WEBS Direxion Daily Dow Jones Internet Bear -3X Shares N/A 10 100 10
11/04/2024 N/A WSR Whitestone REIT Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/04/2024 N/A YANG Direxion Daily FTSE China Bear -3X Shares N/A 20 400 20
11/01/2024 N/A AES AES CORP N/A 1 1 1
11/01/2024 N/A AGG iShares Core U.S. Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A AGZ iShares Agency Bond ETF N/A 1 1 1
11/01/2024 N/A AHYB American Century Select High Yield ETF N/A 1 1 1
11/01/2024 N/A ALLY Ally Financial Inc. Credit Card Issuing 1 1 1
11/01/2024 N/A ANGL VanEck Fallen Angel High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A AON Aon plc N/A 1 1 1
11/01/2024 N/A APCB ActivePassive Core Bond ETF N/A 1 1 1
11/01/2024 N/A APMU ActivePassive Intermediate Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A ATLO AMES NATIONAL CORP Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A AVIG Avantis Core Fixed Income ETF N/A 1 1 1
11/01/2024 N/A AVMU Avantis Core Municipal Fixed Income ETF N/A 1 1 1
11/01/2024 N/A AVSF Avantis Short-Term Fixed Income ETF N/A 1 1 1
11/01/2024 N/A BALI iShares Advantage Large Cap Income ETF N/A 1 1 1
11/01/2024 N/A BBAG JPMorgan BetaBuilders U.S. Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A BBBI BondBloxx BBB Rated 5-10 Year Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A BBBL BondBloxx BBB Rated 10+ Year Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A BBBS BondBloxx BBB Rated 1-5 Year Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A BBCB JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A BBHY JPMorgan BetaBuilders USD High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A BBIB JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF N/A 1 1 1
11/01/2024 N/A BBLB JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF N/A 1 1 1
11/01/2024 N/A BBSB JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF N/A 1 1 1
11/01/2024 N/A BCBP BCB BANCORP INC Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A BEMB iShares J.P. Morgan Broad USD Emerging Markets Bond ETF N/A 1 1 1
11/01/2024 N/A BETH ProShares Bitcoin & Ether Market Cap Weight ETF N/A 1 1 1
11/01/2024 N/A BGRN iShares USD Green Bond ETF N/A 1 1 1
11/01/2024 N/A BHYB Xtrackers USD High Yield BB-B ex Financials ETF N/A 1 1 1
11/01/2024 N/A BIL SPDR Bloomberg 1-3 Month T-Bill ETF N/A 1 1 1
11/01/2024 N/A BILS SPDR Bloomberg 3-12 Month T-Bill ETF N/A 1 1 1
11/01/2024 N/A BILZ PIMCO Ultra Short Government Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A BINC iShares Flexible Income Active ETF N/A 1 1 1
11/01/2024 N/A BITI ProShares Short Bitcoin ETF N/A 1 1 1
11/01/2024 N/A BITO ProShares Bitcoin ETF N/A 1 1 1
11/01/2024 N/A BIV Vanguard Intermediate-Term Bond ETF N/A 1 1 1
11/01/2024 N/A BKAG BNY Mellon Core Bond ETF N/A 1 1 1
11/01/2024 N/A BKHY BNY Mellon High Yield ETF N/A 1 1 1
11/01/2024 N/A BKUI BNY Mellon Ultra Short Income ETF N/A 1 1 1
11/01/2024 N/A BLV Vanguard Long-Term Bond ETF N/A 1 1 1
11/01/2024 N/A BND Vanguard Total Bond Market ETF N/A 1 1 1
11/01/2024 N/A BNDW Vanguard Total World Bond ETF N/A 1 1 1
11/01/2024 N/A BNDX Vanguard Total International Bond ETF N/A 1 1 1
11/01/2024 N/A BOND PIMCO Active Bond ETF N/A 1 1 1
11/01/2024 N/A BRHY iShares High Yield Active ETF N/A 1 1 1
11/01/2024 N/A BRLN iShares Floating Rate Loan Active ETF N/A 1 1 1
11/01/2024 N/A BRTR iShares Total Return Active ETF N/A 1 1 1
11/01/2024 N/A BSV Vanguard Short-Term Bond ETF N/A 1 1 1
11/01/2024 N/A BUR Burford Capital Ltd N/A 1 1 1
11/01/2024 N/A BWX SPDR Bloomberg International Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A BWZ SPDR Bloomberg Short Term International Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A CA Xtrackers California Municipal Bonds ETF N/A 1 1 1
11/01/2024 N/A CANQ Calamos Alternative Nasdaq & Bond ETF N/A 1 1 1
11/01/2024 N/A CASY CASEYS GENERAL STORES INC N/A 1 1 1
11/01/2024 N/A CATF American Century California Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A CBON VanEck China Bond ETF N/A 1 1 1
11/01/2024 N/A CCEF Calamos CEF Income & Arbitrage ETF N/A 1 1 1
11/01/2024 N/A CDRE Cadre Holdings, Inc. N/A 1 1 1
11/01/2024 N/A CEMB iShares J.P. Morgan EM Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A CFFN Capitol Federal Financial Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A CGABL Carlyle Finance LLC - 4.625% NT REDEEM 15/05/2061 USD 25 N/A 1 1 1
11/01/2024 N/A CIMN Chimera Investment Corp - 9% NT REDEEM 15/05/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/01/2024 N/A CIMO Chimera Investment Corp - 9.25% NT REDEEM 15/08/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/01/2024 N/A CLOA iShares AAA CLO Active ETF N/A 1 1 1
11/01/2024 N/A CLOI VanEck CLO ETF N/A 1 1 1
11/01/2024 N/A CMBS iShares CMBS ETF N/A 1 1 1
11/01/2024 N/A CMF iShares California Muni Bond ETF N/A 1 1 1
11/01/2024 N/A CORP PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A COST COSTCO WHOLESALE CORP /NEW N/A 1 1 1
11/01/2024 N/A CPII Ionic Inflation Protection ETF N/A 1 1 1
11/01/2024 N/A CPLS AB Core Plus Bond ETF N/A 1 1 1
11/01/2024 N/A CSHP iShares Enhanced Short-Term Bond Active ETF N/A 1 1 1
11/01/2024 N/A CVRT Calamos Convertible Equity Alternative ETF N/A 1 1 1
11/01/2024 N/A CWB SPDR Bloomberg Convertible Securities ETF N/A 1 1 1
11/01/2024 N/A DBND DoubleLine Opportunistic Bond ETF N/A 1 1 1
11/01/2024 N/A DCRE DoubleLine Commercial Real Estate ETF N/A 1 1 1
11/01/2024 N/A DGICA DONEGAL GROUP INC N/A 1 1 1
11/01/2024 N/A DGICB Donegal Group Inc. N/A 1 1 1
11/01/2024 N/A DIAL Columbia Diversified Fixed Income Allocation ETF N/A 1 1 1
11/01/2024 N/A DMBS DoubleLine Mortgage ETF N/A 1 1 1
11/01/2024 N/A EAGG iShares ESG Aware U.S. Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A EBND SPDR Bloomberg Emerging Markets Local Bond ETF N/A 1 1 1
11/01/2024 N/A EINC VanEck Energy Income ETF N/A 1 1 1
11/01/2024 N/A ELQD iShares ESG Advanced Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A EMB iShares J.P. Morgan USD Emerging Markets Bond ETF N/A 1 1 1
11/01/2024 N/A EMHC SPDR Bloomberg Emerging Markets USD Bond ETF N/A 1 1 1
11/01/2024 N/A EMHY iShares J.P. Morgan EM High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A EMLC VanEck J.P. Morgan EM Local Currency Bond ETF N/A 1 1 1
11/01/2024 N/A EMNT PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A EMTL SPDR DoubleLine Emerging Markets Fixed Income ETF N/A 1 1 1
11/01/2024 N/A ENLC EnLink Midstream, LLC Pipeline Transportation of Natural Gas 1 1 1
11/01/2024 N/A ESGB NYLI MacKay ESG Core Plus Bond ETF N/A 1 1 1
11/01/2024 N/A ETHD ProShares UltraShort Ether ETF N/A 1 1 1
11/01/2024 N/A EUSB iShares ESG Advanced Total USD Bond Market ETF N/A 1 1 1
11/01/2024 N/A EYEG AB Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A FALN iShares Fallen Angels USD Bond ETF N/A 1 1 1
11/01/2024 N/A FCT FIRST TRUST SENIOR FLOATING RATE INCOME FUND II Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A FEIG FlexShares ESG & Climate Investment Grade Corporate Core Index Fund N/A 1 1 1
11/01/2024 N/A FGF FG Financial Group, Inc. N/A 25 625 25
11/01/2024 N/A FIBR iShares U.S. Fixed Income Balanced Risk Factor ETF N/A 1 1 1
11/01/2024 N/A FISR SPDR SSGA Fixed Income Sector Rotation ETF N/A 1 1 1
11/01/2024 N/A FLBL Franklin Senior Loan ETF N/A 1 1 1
11/01/2024 N/A FLCB Franklin U.S. Core Bond ETF N/A 1 1 1
11/01/2024 N/A FLCO Franklin Investment Grade Corporate ETF N/A 1 1 1
11/01/2024 N/A FLGV Franklin U.S. Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A FLHY Franklin High Yield Corporate ETF N/A 1 1 1
11/01/2024 N/A FLMB Franklin Municipal Green Bond ETF N/A 1 1 1
11/01/2024 N/A FLMI Franklin Dynamic Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A FLOT iShares Floating Rate Bond ETF N/A 1 1 1
11/01/2024 N/A FLRN SPDR Bloomberg Investment Grade Floating Rate ETF N/A 1 1 1
11/01/2024 N/A FLTR VanEck IG Floating Rate ETF N/A 1 1 1
11/01/2024 N/A FLUD Franklin Ultra Short Bond ETF N/A 1 1 1
11/01/2024 N/A FLXR TCW Flexible Income ETF N/A 1 1 1
11/01/2024 N/A FMY FIRST TRUST MORTGAGE INCOME FUND Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A FPF First Trust Intermediate Duration Preferred & Income Fund Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A FRAF FRANKLIN FINANCIAL SERVICES CORP /PA/ Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A FTHY FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND N/A 1 1 1
11/01/2024 N/A FTSD Franklin Short Duration U.S. Government ETF N/A 1 1 1
11/01/2024 N/A FUSI American Century Multisector Floating Income ETF N/A 1 1 1
11/01/2024 N/A FXA Invesco CurrencyShares Australian Dollar Trust N/A 1 1 1
11/01/2024 N/A FXB Invesco CurrencyShares British Pound Sterling Trust N/A 1 1 1
11/01/2024 N/A FXC Invesco CurrencyShares Canadian Dollar Trust N/A 1 1 1
11/01/2024 N/A FXE Invesco CurrencyShares Euro Trust N/A 1 1 1
11/01/2024 N/A GBF iShares Barclays Government/Credit Bond Fund N/A 1 1 1
11/01/2024 N/A GBIL Goldman Sachs Access Treasury 0-1 Year ETF N/A 1 1 1
11/01/2024 N/A GCAL Dynamic California Municipal Income ETF N/A 1 1 1
11/01/2024 N/A GCOR Goldman Sachs Access U.S. Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A GEMD Goldman Sachs Access Emerging Markets USD Bond ETF N/A 1 1 1
11/01/2024 N/A GHYB Goldman Sachs Access High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A GHYG iShares US & Intl High Yield Corp Bond ETF N/A 1 1 1
11/01/2024 N/A GIGB Goldman Sachs Access Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A GMNY Dynamic New York Municipal Income ETF N/A 1 1 1
11/01/2024 N/A GMUB Municipal Income ETF N/A 1 1 1
11/01/2024 N/A GMUN Goldman Sachs Community Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A GNMA iShares GNMA Bond ETF N/A 1 1 1
11/01/2024 N/A GOVT iShares U.S. Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A GOVZ iShares 25+ Year Treasury STRIPS Bond ETF N/A 1 1 1
11/01/2024 N/A GPRF Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF N/A 1 1 1
11/01/2024 N/A GQI Natixis Gateway Quality Income ETF N/A 1 1 1
11/01/2024 N/A GRNB VanEck Green Bond ETF N/A 1 1 1
11/01/2024 N/A GSIG Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF N/A 1 1 1
11/01/2024 N/A GSST Goldman Sachs Access Ultra Short Bond ETF N/A 1 1 1
11/01/2024 N/A GTIP Goldman Sachs Access Inflation Protected USD Bond ETF N/A 1 1 1
11/01/2024 N/A GUMI Ultra Short Municipal Income ETF N/A 1 1 1
11/01/2024 N/A GVI iShares Intermediate Government/Credit Bond ETF N/A 1 1 1
11/01/2024 N/A HXL HEXCEL CORP /DE/ N/A 1 1 1
11/01/2024 N/A HYBB iShares BB Rated Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A HYBL SPDR Blackstone High Income ETF N/A 1 1 1
11/01/2024 N/A HYD VanEck High Yield Muni ETF N/A 1 1 1
11/01/2024 N/A HYDB iShares High Yield Systematic Bond ETF N/A 1 1 1
11/01/2024 N/A HYDW Xtrackers Low Beta High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A HYEM VanEck Emerging Markets High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A HYFI AB High Yield ETF N/A 1 1 1
11/01/2024 N/A HYG iShares iBoxx USD High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A HYGV FlexShares High Yield Value Scored Bond Index ETF N/A 1 1 1
11/01/2024 N/A HYHG ProShares High Yield-Interest Rate Hedged ETF N/A 1 1 1
11/01/2024 N/A HYLB Xtrackers USD High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A HYMB SPDR Nuveen Bloomberg High Yield Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A HYMU iShares High Yield Muni Income Active ETF N/A 1 1 1
11/01/2024 N/A HYRM Xtrackers Risk Managed USD High Yield Strategy ETF N/A 1 1 1
11/01/2024 N/A HYS PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A HYSA BondBloxx USD High Yield Bond Sector Rotation ETF N/A 1 1 1
11/01/2024 N/A HYUP Xtrackers High Beta High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A HYXF iShares ESG Advanced High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A IAE Voya Asia Pacific High Dividend Equity Income Fund Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A IBDP BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2024 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDQ iShares iBonds Dec 2025 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDR iShares iBonds Dec 2026 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDS iShares iBonds Dec 2027 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDT iShares iBonds Dec 2028 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDU iShares iBonds Dec 2029 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDV iShares iBonds Dec 2030 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDW iShares iBonds Dec 2031 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDX iShares iBonds Dec 2032 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDY iShares iBonds Dec 2033 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBDZ iBonds Dec 2034 Term Corporate ETF N/A 1 1 1
11/01/2024 N/A IBGA iShares iBonds Dec 2044 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBGK iShares iBonds Dec 2054 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBHD iShares Trust - iShares iBonds 2024 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBHE iShares iBonds 2025 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBHF iShares iBonds 2026 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBHG iShares iBonds 2027 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBHH iShares iBonds 2028 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBHI iShares iBonds 2029 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBHJ iShares iBonds 2030 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBHK iShares iBonds 2031 Term High Yield and Income ETF N/A 1 1 1
11/01/2024 N/A IBMM BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2024 Term Muni Bond ETF N/A 1 1 1
11/01/2024 N/A IBMN iShares iBonds Dec 2025 Term Muni Bond ETF N/A 1 1 1
11/01/2024 N/A IBMO iShares iBonds Dec 2026 Term Muni Bond ETF N/A 1 1 1
11/01/2024 N/A IBMP iShares iBonds Dec 2027 Term Muni Bond ETF N/A 1 1 1
11/01/2024 N/A IBMQ iShares iBonds Dec 2028 Term Muni Bond ETF N/A 1 1 1
11/01/2024 N/A IBMR iShares iBonds Dec 2029 Term Muni Bond ETF N/A 1 1 1
11/01/2024 N/A IBMS iShares iBonds Dec 2030 Term Muni Bond ETF N/A 1 1 1
11/01/2024 N/A IBND SPDR Bloomberg International Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A IBTE iShares iBonds Dec 2024 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTF iShares iBonds Dec 2025 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTG iShares iBonds Dec 2026 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTH iShares iBonds Dec 2027 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTI iShares iBonds Dec 2028 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTJ iShares iBonds Dec 2029 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTK iShares iBonds Dec 2030 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTL iShares iBonds Dec 2031 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTM iShares iBonds Dec 2032 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTO iShares iBonds Dec 2033 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A IBTP iShares iBonds Dec 2034 Term Treasury ETF N/A 1 1 1
11/01/2024 N/A ICSH BlackRock Ultra Short-Term Bond ETF N/A 1 1 1
11/01/2024 N/A ICVT iShares Convertible Bond ETF N/A 1 1 1
11/01/2024 N/A IDE Voya Infrastructure, Industrials & Materials Fund Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A IEF iShares 7-10 Year Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A IEI iShares 3-7 Year Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A IG Principal Investment Grade Corporate Active ETF N/A 1 1 1
11/01/2024 N/A IGA Voya Global Advantage & Premium Opportunity Fund Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A IGD Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A IGEB iShares Investment Grade Systematic Bond ETF N/A 1 1 1
11/01/2024 N/A IGHG ProShares Investment Grade-Interest Rate Hedged N/A 1 1 1
11/01/2024 N/A IGIB iShares Trust iShares 5-10 Year Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A IGLB iShares 10 Year Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A IGLD FT Vest Gold Strategy Target Income ETF N/A 1 1 1
11/01/2024 N/A IGSB iShares Trust iShares 1-5 Year Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A IHD Voya Emerging Markets High Dividend Equity Fund Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A IHY VanEck International High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A ILTB iShares Core 10+ Year USD Bond ETF N/A 1 1 1
11/01/2024 N/A IMTB iShares Core 5-10 Year USD Bond ETF N/A 1 1 1
11/01/2024 N/A INMU iShares Intermediate Muni Income Active ETF N/A 1 1 1
11/01/2024 N/A IQHI NYLI MacKay ESG High Income ETF N/A 1 1 1
11/01/2024 N/A IQQQ ProShares Nasdaq-100 High Income ETF N/A 1 1 1
11/01/2024 N/A ISPY ProShares S&P 500 High Income ETF N/A 1 1 1
11/01/2024 N/A ISTB iShares Core 1-5 Year USD Bond ETF N/A 1 1 1
11/01/2024 N/A ITM VanEck Intermediate Muni ETF N/A 1 1 1
11/01/2024 N/A IUSB iShares Core Total USD Bond Market ETF N/A 1 1 1
11/01/2024 N/A JAAA Janus Henderson AAA CLO ETF N/A 1 1 1
11/01/2024 N/A JBBB Janus Henderson B-BBB CLO ETF N/A 1 1 1
11/01/2024 N/A JBND JPMorgan Active Bond ETF N/A 1 1 1
11/01/2024 N/A JCPB JPMorgan Core Plus Bond ETF N/A 1 1 1
11/01/2024 N/A JCPI JPMorgan Inflation Managed Bond ETF N/A 1 1 1
11/01/2024 N/A JEMB Janus Henderson Emerging Markets Debt Hard Currency ETF N/A 1 1 1
11/01/2024 N/A JEPI JPMorgan Equity Premium Income ETF N/A 1 1 1
11/01/2024 N/A JEPQ JPMorgan Nasdaq Equity Premium Income ETF N/A 1 1 1
11/01/2024 N/A JLQD Janus Henderson Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A JMBS Janus Henderson Mortgage-Backed Securities ETF N/A 1 1 1
11/01/2024 N/A JMHI JPMorgan High Yield Municipal ETF N/A 1 1 1
11/01/2024 N/A JMSI JPMorgan Sustainable Municipal Income ETF N/A 1 1 1
11/01/2024 N/A JMST JPMorgan Ultra-Short Municipal Income ETF N/A 1 1 1
11/01/2024 N/A JMUB JPMorgan Municipal ETF N/A 1 1 1
11/01/2024 N/A JNK SPDR Bloomberg High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A JPIB JPMorgan International Bond Opportunities ETF N/A 1 1 1
11/01/2024 N/A JPIE JPMorgan Income ETF N/A 1 1 1
11/01/2024 N/A JPLD JPMorgan Limited Duration Bond ETF N/A 1 1 1
11/01/2024 N/A JPMB JPMorgan USD Emerging Markets Sovereign Bond ETF N/A 1 1 1
11/01/2024 N/A JPST JPMorgan Ultra-Short Income ETF N/A 1 1 1
11/01/2024 N/A JSCP JPMorgan Short Duration Core Plus ETF N/A 1 1 1
11/01/2024 N/A JSI Janus Henderson Securitized Income ETF N/A 1 1 1
11/01/2024 N/A KGS Kodiak Gas Services, Inc. Oil and Gas Field Machinery and Equipment Manufacturing 1 1 1
11/01/2024 N/A KORP American Century Diversified Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A LCUT LIFETIME BRANDS, INC N/A 1 1 1
11/01/2024 N/A LDUR PIMCO Enhanced Low Duration Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A LKOR FlexShares Credit-Scored US Long Corporate Bond Index Fund N/A 1 1 1
11/01/2024 N/A LONZ PIMCO Senior Loan Active ExchangeTraded Fund N/A 1 1 1
11/01/2024 N/A LQD iShares iBoxx USD Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A LQDB iShares BBB Rated Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A LQIG SPDR MarketAxess Investment Grade 400 Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A LTPZ PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A LW Lamb Weston Holdings, Inc. N/A 1 1 1
11/01/2024 N/A MBB iShares MBS ETF N/A 1 1 1
11/01/2024 N/A MBBB VanEck Moodys Analytics BBB Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A MBND SPDR Nuveen Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A MBNE SPDR Nuveen Municipal Bond ESG ETF N/A 1 1 1
11/01/2024 N/A MBSD FlexShares Disciplined Duration MBS Index Fund N/A 1 1 1
11/01/2024 N/A MDU MDU RESOURCES GROUP INC N/A 1 1 1
11/01/2024 N/A MEAR BlackRock Short Maturity Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A MFAN MFA Financial Inc - 8.875% NT REDEEM 15/02/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/01/2024 N/A MFAO MFA Financial Inc - 9% NT REDEEM 15/08/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/01/2024 N/A MIG VanEck Moodys Analytics IG Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A MINO PIMCO Municipal Income Opportunities Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A MINT PIMCO Enhanced Short Maturity Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A MITN AG Mortgage Investment Trust Inc - 9.50% NT REDEEM 15/02/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/01/2024 N/A MITP AG Mortgage Investment Trust Inc - 9.50% NT REDEEM 15/05/2029 USD 25 Mortgage and Nonmortgage Loan Brokers 1 1 1
11/01/2024 N/A MLN VanEck Long Muni ETF N/A 1 1 1
11/01/2024 N/A MMCA NYLI MacKay California Muni Intermediate ETF N/A 1 1 1
11/01/2024 N/A MMIN NYLI MacKay Muni Insured ETF N/A 1 1 1
11/01/2024 N/A MMIT NYLI MacKay Muni Intermediate ETF N/A 1 1 1
11/01/2024 N/A MUB iShares National Muni Bond ETF N/A 1 1 1
11/01/2024 N/A MUNI PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A MUSI American Century Multisector Income ETF N/A 1 1 1
11/01/2024 N/A MUST Columbia Multi-Sector Municipal Income ETF N/A 1 1 1
11/01/2024 N/A NBFC Neuberger Berman Flexible Credit Income ETF N/A 1 1 1
11/01/2024 N/A NBOS Neuberger Berman Option Strategy ETF N/A 1 1 1
11/01/2024 N/A NBSD Neuberger Berman Short Duration Income ETF N/A 1 1 1
11/01/2024 N/A NCPB Nuveen Core Plus Bond ETF N/A 1 1 1
11/01/2024 N/A NEAR BlackRock Short Maturity Bond ETF N/A 1 1 1
11/01/2024 N/A NMFCZ New Mountain Finance Corp - 8.25% NT REDEEM 15/11/2028 USD 25 Securities and Commodity Exchanges 1 1 1
11/01/2024 N/A NPFI Nuveen Preferred and Income ETF N/A 1 1 1
11/01/2024 N/A NRG NRG ENERGY, INC. N/A 1 1 1
11/01/2024 N/A NRUC NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ N/A 1 1 1
11/01/2024 N/A NSC NORFOLK SOUTHERN CORP Line-Haul Railroads 1 1 1
11/01/2024 N/A NUAG NuShares Enhanced Yield U.S. Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A NUBD NuShares ESG U.S. Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A NUHY Nuveen ESG High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A NUSA Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A NUSB Nuveen Ultra Short Income ETF N/A 1 1 1
11/01/2024 N/A NYF iShares New York Muni Bond ETF N/A 1 1 1
11/01/2024 N/A O REALTY INCOME CORP Lessors of Nonresidential Buildings (except Miniwarehouses) 1 1 1
11/01/2024 N/A OBIL US Treasury 12 Month Bill ETF N/A 1 1 1
11/01/2024 N/A OBND SPDR Loomis Sayles Opportunistic Bond ETF N/A 1 1 1
11/01/2024 N/A OILK ProShares K-1 Free Crude Oil ETF N/A 1 1 1
11/01/2024 N/A OKE ONEOK INC /NEW/ Pipeline Transportation of Natural Gas 1 1 1
11/01/2024 N/A OZKAP Bank OZK Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A PAAA PGIM AAA CLO ETF N/A 1 1 1
11/01/2024 N/A PAB PGIM Active Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A PFF iShares Trust iShares Preferred and Income Securities ETF N/A 1 1 1
11/01/2024 N/A PFRL PGIM Floating Rate Income ETF N/A 1 1 1
11/01/2024 N/A PFXF VanEck Preferred Securities ex Financials ETF N/A 1 1 1
11/01/2024 N/A PHYL PGIM Active High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A PLBC PLUMAS BANCORP Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A PMIO PGIM Municipal Income Opportunities ETF N/A 1 1 1
11/01/2024 N/A PNFP PINNACLE FINANCIAL PARTNERS INC Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A PQDI Principal Spectrum Tax-Advantaged Dividend Active ETF N/A 1 1 1
11/01/2024 N/A PREF Principal Spectrum Preferred Securities Active ETF N/A 1 1 1
11/01/2024 N/A PRFD PIMCO Preferred and Capital Securities Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A PRS Prudential Financial Inc. - 5.625% NT REDEEM 15/08/2058 USD 25 N/A 1 1 1
11/01/2024 N/A PSDM PGIM Short Duration Multi-Sector Bond ETF N/A 1 1 1
11/01/2024 N/A PSH PGIM Short Duration High Yield ETF N/A 1 1 1
11/01/2024 N/A PSK SPDR ICE Preferred Securities ETF N/A 1 1 1
11/01/2024 N/A PTRB PGIM Total Return Bond ETF N/A 1 1 1
11/01/2024 N/A PULS PGIM Ultra Short Bond ETF N/A 1 1 1
11/01/2024 N/A PUSH PGIM Ultra Short Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A PYLD PIMCO Multisector Bond Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A QCON American Century Quality Convertible Securities ETF N/A 1 1 1
11/01/2024 N/A QLTA iShares Aaa - A Rated Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A QPFF American Century Quality Preferred ETF N/A 1 1 1
11/01/2024 N/A QQQT Defiance Nasdaq 100 Income Target ETF N/A 1 1 1
11/01/2024 N/A RAVI FlexShares Ultra-Short Income Fund N/A 1 1 1
11/01/2024 N/A RHCB BNY Mellon ETF Trust - BNY Mellon Responsible Horizons Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A RVNU Xtrackers Municipal Infrastructure Revenue Bond ETF N/A 1 1 1
11/01/2024 N/A SBND Columbia Short Duration Bond ETF N/A 1 1 1
11/01/2024 N/A SCMB Schwab Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A SCUS Schwab Ultra-Short Income ETF N/A 1 1 1
11/01/2024 N/A SCYB Schwab High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A SDFI AB Short Duration Income ETF N/A 1 1 1
11/01/2024 N/A SDSI American Century Short Duration Strategic Income ETF N/A 1 1 1
11/01/2024 N/A SECR NYLI MacKay Securitized Income ETF N/A 1 1 1
11/01/2024 N/A SETH ProShares Short Ether ETF N/A 1 1 1
11/01/2024 N/A SGOV iShares 0-3 Month Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A SHM SPDR Nuveen Bloomberg Short Term Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A SHV iShares Short Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A SHY iShares 1-3 Year Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A SHYD VanEck Short High Yield Muni ETF N/A 1 1 1
11/01/2024 N/A SHYG iShares 0-5 Year High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SHYL Xtrackers Short Duration High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A SCHI Schwab 5-10 Year Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SCHJ Schwab 1-5 Year Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SCHO Schwab Short-Term U.S. Treasury ETF N/A 1 1 1
11/01/2024 N/A SCHP Schwab U.S. Tips ETF N/A 1 1 1
11/01/2024 N/A SCHQ Schwab US Long-Term U.S. Treasury ETF N/A 1 1 1
11/01/2024 N/A SCHR Schwab Intermediate-Term U.S. Treasury ETF N/A 1 1 1
11/01/2024 N/A SCHZ Schwab US Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A SJNK SPDR Bloomberg Short Term High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A SKOR FlexShares Credit-Scored US Corporate Bond Index Fund N/A 1 1 1
11/01/2024 N/A SLQD iShares 0-5 Year Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SMB VanEck Short Muni ETF N/A 1 1 1
11/01/2024 N/A SMI VanEck HIP Sustainable Muni ETF N/A 1 1 1
11/01/2024 N/A SMMU PIMCO Short Term Municipal Bond Active Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A SPAB SPDR Portfolio Aggregate Bond ETF N/A 1 1 1
11/01/2024 N/A SPBO SPDR Portfolio Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SPHY SPDR Portfolio High Yield Bond ETF N/A 1 1 1
11/01/2024 N/A SPIB SPDR Portfolio Intermediate Term Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SPIP SPDR Portfolio TIPS ETF N/A 1 1 1
11/01/2024 N/A SPLB SPDR Portfolio Long Term Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SPMB SPDR Portfolio Mortgage Backed Bond ETF N/A 1 1 1
11/01/2024 N/A SPSB SPDR Portfolio Short Term Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SPTB SPDR Series Trust SPDR Portfolio Treasury ETF N/A 1 1 1
11/01/2024 N/A SPTI SPDR Portfolio Intermediate Term Treasury ETF N/A 1 1 1
11/01/2024 N/A SPTL SPDR Portfolio Long Term Treasury ETF N/A 1 1 1
11/01/2024 N/A SPTS SPDR Portfolio Short Term Treasury ETF N/A 1 1 1
11/01/2024 N/A SPYT Defiance S&P 500 Target Income ETF N/A 1 1 1
11/01/2024 N/A SRLN SPDR Blackstone Senior Loan ETF N/A 1 1 1
11/01/2024 N/A SSBK Southern States Bancshares, Inc. Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A STIP iShares 0-5 Year TIPS Bond ETF N/A 1 1 1
11/01/2024 N/A STOT SPDR DoubleLine Short Duration Total Return Tactical ETF N/A 1 1 1
11/01/2024 N/A STPZ PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A SUB iShares Short-Term National Muni Bond ETF N/A 1 1 1
11/01/2024 N/A SUSB iShares Trust iShares ESG Aware 1-5 Year USD Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SUSC iShares Trust iShares ESG Aware USD Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A SYFI AB Short Duration High Yield ETF N/A 1 1 1
11/01/2024 N/A TAFI AB Tax-Aware Short Duration Municipal ETF N/A 1 1 1
11/01/2024 N/A TAFL AB Tax-Aware Long Municipal ETF N/A 1 1 1
11/01/2024 N/A TAFM AB Tax-Aware Intermediate Municipal ETF N/A 1 1 1
11/01/2024 N/A TAXF American Century Diversified Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A TAXX BondBloxx IR+M Tax-Aware Short Duration ETF N/A 1 1 1
11/01/2024 N/A TBIL US Treasury 3 Month Bill ETF N/A 1 1 1
11/01/2024 N/A TDTF FlexShares iBoxx 5-Year Target Duration TIPS Index Fund N/A 1 1 1
11/01/2024 N/A TDTT FlexShares iBoxx 3-Year Target Duration TIPS Index Fund N/A 1 1 1
11/01/2024 N/A TFI SPDR Nuveen Bloomberg Municipal Bond ETF N/A 1 1 1
11/01/2024 N/A TFLO iShares Treasury Floating Rate Bond ETF N/A 1 1 1
11/01/2024 N/A THO THOR INDUSTRIES INC Motor Home Manufacturing 1 1 1
11/01/2024 N/A TIP iShares TIPS Bond ETF N/A 1 1 1
11/01/2024 N/A TIPX SPDR Bloomberg 1-10 Year TIPS ETF N/A 1 1 1
11/01/2024 N/A TIPZ PIMCO Broad U.S. TIPS Index Exchange-Traded Fund N/A 1 1 1
11/01/2024 N/A TLH iShares 10-20 Year Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A TLT iShares 20+ Year Treasury Bond ETF N/A 1 1 1
11/01/2024 N/A TOTL SPDR DoubleLine Total Return Tactical ETF N/A 1 1 1
11/01/2024 N/A UFIV US Treasury 5 Year Note ETF N/A 1 1 1
11/01/2024 N/A ULST SPDR SSgA Ultra Short Term Bond ETF N/A 1 1 1
11/01/2024 N/A USFI BrandywineGLOBAL - U.S. Fixed Income ETF N/A 1 1 1
11/01/2024 N/A USHY iShares Broad USD High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A USIG iShares Broad USD Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A USOY Defiance Oil Enhanced Options Income ETF N/A 1 1 1
11/01/2024 N/A USVN US Treasury 7 Year Note ETF N/A 1 1 1
11/01/2024 N/A UTEN US Treasury 10 Year Note ETF N/A 1 1 1
11/01/2024 N/A UTHY US Treasury 30 Year Bond ETF N/A 1 1 1
11/01/2024 N/A UTRE US Treasury 3 Year Note ETF N/A 1 1 1
11/01/2024 N/A UTWO US Treasury 2 Year Note ETF N/A 1 1 1
11/01/2024 N/A UTWY US Treasury 20 Year Bond ETF N/A 1 1 1
11/01/2024 N/A VCEB Vanguard ESG U.S. Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A VCIT Vanguard Intermediate-Term Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A VCLT Vanguard Long-Term Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A VCRB Vanguard Core Bond ETF N/A 1 1 1
11/01/2024 N/A VCSH Vanguard Short-Term Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A VETZ Academy Veteran Impact ETF N/A 1 1 1
11/01/2024 N/A VGIT Vanguard Intermediate-Term Treasury ETF N/A 1 1 1
11/01/2024 N/A VGLT Vanguard Long-Term Treasury ETF N/A 1 1 1
11/01/2024 N/A VGSH Vanguard Short-Term Treasury ETF N/A 1 1 1
11/01/2024 N/A VMBS Vanguard Mortgage-Backed Securities ETF N/A 1 1 1
11/01/2024 N/A VNLA Janus Henderson Short Duration Income ETF N/A 1 1 1
11/01/2024 N/A VPLS Vanguard Core Plus Bond ETF N/A 1 1 1
11/01/2024 N/A VTC Vanguard Total Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A VTEB Vanguard Tax-Exempt Bond ETF N/A 1 1 1
11/01/2024 N/A VTEC Vanguard California Tax-Exempt Bond ETF N/A 1 1 1
11/01/2024 N/A VTEI Vanguard Intermediate-Term Tax-Exempt Bond ETF N/A 1 1 1
11/01/2024 N/A VTES Vanguard Short-Term Tax Exempt Bond ETF N/A 1 1 1
11/01/2024 N/A VUSB Vanguard Ultra-Short Bond ETF N/A 1 1 1
11/01/2024 N/A VWOB Vanguard Emerging Markets Government Bond ETF N/A 1 1 1
11/01/2024 N/A WABF Western Asset Bond ETF N/A 1 1 1
11/01/2024 N/A WBND Western Asset Total Return ETF N/A 1 1 1
11/01/2024 N/A WBS WEBSTER FINANCIAL CORP Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A WES Western Midstream Partners, LP N/A 1 1 1
11/01/2024 N/A WINC Western Asset Short Duration Income ETF N/A 1 1 1
11/01/2024 N/A WIP SPDR Citi International Government Inflation-Protected Bond ETF N/A 1 1 1
11/01/2024 N/A WSBCP Wesbanco, Inc. Monetary Authorities-Central Bank 1 1 1
11/01/2024 N/A XB BondBloxx B-Rated USD High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A XBB BondBloxx BB-Rated USD High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A XBIL US Treasury 6 Month Bill ETF N/A 1 1 1
11/01/2024 N/A XCCC BondBloxx CCC-Rated USD High Yield Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A XEMD BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETF N/A 1 1 1
11/01/2024 N/A XFIV BondBloxx Bloomberg Five Year Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A XFIX F/m Opportunistic Income ETF N/A 1 1 1
11/01/2024 N/A XHLF BondBloxx Bloomberg Six Month Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A XHYC BondBloxx USD High Yield Bond Consumer Cyclicals Sector ETF N/A 1 1 1
11/01/2024 N/A XHYD BondBloxx USD High Yield Bond Consumer Non-Cyclicals Sector ETF N/A 1 1 1
11/01/2024 N/A XHYE BondBloxx USD High Yield Bond Energy Sector ETF N/A 1 1 1
11/01/2024 N/A XHYF BondBloxx USD High Yield Bond Financial & REIT Sector ETF N/A 1 1 1
11/01/2024 N/A XHYH BondBloxx USD High Yield Bond Healthcare Sector ETF N/A 1 1 1
11/01/2024 N/A XHYI BondBloxx USD High Yield Bond Industrial Sector ETF N/A 1 1 1
11/01/2024 N/A XHYT BondBloxx USD High Yield Bond Telecom, Media & Technology Sector ETF N/A 1 1 1
11/01/2024 N/A XIDE FT Vest U.S. Equity Buffer & Premium Income ETF - December N/A 1 1 1
11/01/2024 N/A XIJN FT Vest U.S. Equity Buffer & Premium Income ETF - June N/A 1 1 1
11/01/2024 N/A XIMR FT Vest U.S. Equity Buffer & Premium Income ETF - March N/A 1 1 1
11/01/2024 N/A XISE FT Vest U.S. Equity Buffer & Premium Income ETF - September N/A 1 1 1
11/01/2024 N/A XMPT VanEck CEF Muni Income ETF N/A 1 1 1
11/01/2024 N/A XONE BondBloxx Bloomberg One Year Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A XSVN BondBloxx Bloomberg Seven Year Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A XTEN BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A XTRE BondBloxx Bloomberg Three Year Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A XTWO BondBloxx Bloomberg Two Year Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A XTWY BondBloxx Bloomberg Twenty Year Target Duration US Treasury ETF N/A 1 1 1
11/01/2024 N/A YEAR AB Ultra Short Income ETF N/A 1 1 1
11/01/2024 N/A YLD Principal Active High Yield ETF N/A 1 1 1
11/01/2024 N/A ZTEN F/M 10-Year Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A ZTRE F/M 3-Year Investment Grade Corporate Bond ETF N/A 1 1 1
11/01/2024 N/A ZTWO F/M 2-Year Investment Grade Corporate Bond ETF N/A 1 1 1