12/12/2024 |
N/A |
ACV |
Virtus Diversified Income & Convertible Fund |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
ADT |
ADT Inc. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
AIO |
Virtus Artificial Intelligence & Technology Opportunities Fund |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
AL |
AIR LEASE CORP |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
BCML |
BayCom Corp |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
BDC |
BELDEN INC. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
BTO |
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
BWLP |
BW LPG Ltd |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
CTO |
CTO Realty Growth, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
EAD |
ALLSPRING INCOME OPPORTUNITIES FUND |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
EDF |
Virtus Stone Harbor Emerging Markets Income Fund |
All Other Insurance Related Activities
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
EOD |
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND |
International Trade Financing
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
ERC |
ALLSPRING MULTI-SECTOR INCOME FUND |
International Trade Financing
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
ERH |
ALLSPRING UTILITIES & HIGH INCOME FUND |
International Trade Financing
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
EVF |
EATON VANCE SENIOR INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
EVN |
EATON VANCE MUNICIPAL INCOME TRUST |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
EVV |
EATON VANCE LTD DURATION INCOME FUND |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
GHY |
PGIM Global High Yield Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
HEQ |
John Hancock Hedged Equity & Income Fund |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
HIHO |
HIGHWAY HOLDINGS LTD |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
HNW |
Pioneer Diversified High Income Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
HPF |
JOHN HANCOCK PREFERRED INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
HPI |
JOHN HANCOCK PREFERRED INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
HPS |
JOHN HANCOCK PREFERRED INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
HTD |
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
ISD |
PGIM High Yield Bond Fund, Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
JACK |
JACK IN THE BOX INC |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
JHI |
JOHN HANCOCK INVESTORS TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
JHS |
JOHN HANCOCK INCOME SECURITIES TRUST |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
MCY |
MERCURY GENERAL CORP |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
MDU |
MDU RESOURCES GROUP INC |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
MPW |
MEDICAL PROPERTIES TRUST INC |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
NCV |
Virtus Convertible & Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
NCZ |
Virtus Convertible & Income Fund II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
NFJ |
Virtus Dividend, Interest & Premium Strategy Fund |
Mortgage and Nonmortgage Loan Brokers
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
NIE |
Virtus Equity & Convertible Income Fund |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
NSSC |
NAPCO SECURITY TECHNOLOGIES, INC |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PAXS |
PIMCO Access Income Fund |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PCM |
PCM FUND, INC. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PCN |
PIMCO CORPORATE & INCOME STRATEGY FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PDI |
PIMCO Dynamic Income Fund |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PDO |
PIMCO Dynamic Income Opportunities Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PDT |
JOHN HANCOCK PREMIUM DIVIDEND FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PDX |
PIMCO Dynamic Income Strategy Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PFL |
PIMCO INCOME STRATEGY FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PFN |
PIMCO Income Strategy Fund II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PGP |
PIMCO Global StocksPLUS & Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PHD |
Pioneer Floating Rate Fund, Inc. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PHK |
PIMCO HIGH INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PHT |
PIONEER HIGH INCOME FUND, INC. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PINE |
Alpine Income Property Trust, Inc. |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PMF |
PIMCO MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PML |
PIMCO MUNICIPAL INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PMX |
PIMCO MUNICIPAL INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PNF |
PIMCO NEW YORK MUNICIPAL INCOME FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PTY |
PIMCO CORPORATE & INCOME OPPORTUNITY FUND |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PYN |
PIMCO NEW YORK MUNICIPAL INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
RCS |
PIMCO STRATEGIC INCOME FUND, INC |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
RGT |
ROYCE GLOBAL VALUE TRUST, INC. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
RMT |
ROYCE MICRO-CAP TRUST, INC. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
RVT |
ROYCE VALUE TRUST, INC. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
RYN |
RAYONIER INC |
Lessors of Nonresidential Buildings (except Miniwarehouses)
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
SDHY |
PGIM Short Duration High Yield Opportunities Fund |
Investment Banking and Securities Dealing
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
TBLD |
Thornburg Income Builder Opportunities Trust |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
TCBS |
Texas Community Bancshares, Inc. |
Monetary Authorities-Central Bank
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
TSM |
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD |
Semiconductor and Related Device Manufacturing
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
VALE |
Vale S.A. |
N/A
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
VGI |
Virtus Global Multi-Sector Income Fund |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|
12/12/2024 |
N/A |
ZTR |
Virtus Total Return Fund Inc. |
Securities and Commodity Exchanges
|
1 |
1 |
1 |
|