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| BANX | ArrowMark Financial Corp. | Financial Services/Asset Management | Financial | $19.91 | 5.07% | 0.02% | 5.07% | -5.82% | -5.10% | -1.63% | 8.74% | 8.32% | 147 M | N/A | 0.00 | 8.03% | 03-20-2025 | 04-29-2025 | 15,600 | N/A | stonecastle-financial.com | |
| BCSF | Bain Capital Specialty Finance, Inc. | Financial Services/Asset Management | Financial | $14.68 | 3.16% | 0.01% | 3.16% | -11.19% | -15.73% | -12.72% | -6.02% | 21.52% | 1,131 M | $1.85 | 9.47 | 7.88% | 06-16-2025 | 05-05-2025 | N/A | N/A | baincapitalbdc.com | |
| CGBD | Carlyle Secured Lending, Inc. | Financial Services/Asset Management | Financial | $14.22 | 1.43% | 0.01% | 1.43% | -16.01% | -22.59% | -20.20% | -13.24% | 2.45% | 913 M | $1.68 | 10.68 | 8.20% | 03-24-2025 | 05-06-2025 | N/A | N/A | carlylesecuredlending.com | |
| CGEAF | Cogeco Cable, Inc. | Financial Services/Asset Management | Financial | $45.39 | 0.00% | -0.01% | 0.00% | -5.43% | 5.94% | -9.56% | -9.56% | -9.56% | 0 M | N/A | N/A | N/A | N/A | N/A | 4,070 | N/A | N/A | |
| CION | CION Investment Corp | Financial Services/Asset Management | Financial | $9.35 | 6.01% | 0.03% | 6.01% | -14.85% | -18.20% | -22.60% | -13.51% | -9.57% | 0 M | N/A | 0.00 | 13.33% | 03-28-2025 | 05-08-2025 | N/A | N/A | cionbdc.com | |
| CSWC | CAPITAL SOUTHWEST CORP | Financial Services/Asset Management | Financial | $19.75 | 3.78% | 0.03% | 3.78% | -9.49% | -12.30% | -23.12% | -19.12% | 5.78% | 1,041 M | $2.58 | 15.65 | 8.98% | 03-14-2025 | 05-14-2025 | 20 | N/A | capitalsouthwest.com | |
| EIC | Eagle Point Income Co Inc. | Financial Services/Asset Management | Financial | $13.94 | 0.36% | -0.01% | 0.36% | -8.17% | -11.55% | -11.55% | -11.55% | -11.55% | 0 M | N/A | N/A | N/A | 03-11-2025 | 05-20-2025 | N/A | N/A | eaglepointincome.com | |
| FCRD | First Eagle Alternative Capital BDC, Inc. | Financial Services/Asset Management | Financial | N/A | 0.00% | 0.00% | 0.00% | 0.00% | 0.00% | 0.00% | 0.00% | 0.00% | 0 M | N/A | N/A | N/A | N/A | N/A | N/A | N/A | investor.feacbdc.com | |
| FDUS | FIDUS INVESTMENT Corp | Financial Services/Asset Management | Financial | $18.35 | 3.15% | 0.01% | 3.15% | -13.28% | -15.12% | -6.62% | -5.90% | -2.70% | 713 M | $2.29 | 9.11 | 9.47% | 03-20-2025 | 05-01-2025 | N/A | N/A | fdus.com | |
| GBDC | GOLUB CAPITAL BDC, Inc. | Financial Services/Asset Management | Financial | $13.98 | 2.19% | 0.02% | 2.19% | -6.55% | -8.81% | -8.93% | -15.63% | 4.33% | 4,006 M | $1.33 | 12.95 | 12.73% | 03-03-2025 | 05-05-2025 | N/A | N/A | golubcapitalbdc.com | |
| HNW | Pioneer Diversified High Income Fund, Inc. | Financial Services/Asset Management | Financial | $11.51 | 2.40% | 0.02% | 2.40% | -2.70% | -3.80% | -6.88% | 1.14% | 12.95% | 102 M | N/A | 0.00 | 8.44% | 03-14-2025 | N/A | N/A | N/A | N/A | |
| HRZN | Horizon Technology Finance Corp | Financial Services/Asset Management | Financial | $8.37 | 1.82% | 0.00% | 1.82% | -9.51% | -8.92% | -21.04% | -25.60% | -28.28% | 334 M | $1.46 | 0.00 | 14.34% | 04-16-2025 | N/A | N/A | N/A | www.horizontechnologyfinancecorp.com | |
| ICMB | Investcorp Credit Management BDC, Inc. | Financial Services/Asset Management | Financial | $2.74 | 7.03% | 0.03% | 7.03% | -14.64% | -10.46% | -15.95% | -12.46% | -23.46% | 42 M | -$0.28 | 3.05 | 22.04% | 12-20-2024 | 05-13-2025 | N/A | N/A | icmbdc.com | |
| LRFC | Logan Ridge Finance Corp. | Financial Services/Asset Management | Financial | $18.02 | -3.80% | 0.00% | -3.80% | -20.48% | -25.14% | -26.00% | -18.83% | -14.72% | 67 M | -$0.01 | 0.00 | 5.36% | 03-24-2025 | 05-08-2025 | 1 | N/A | loganridgefinance.com | |
| MCQEF | MACQUARIE GROUP LTD | Financial Services/Asset Management | Financial | $106.00 | 0.00% | -0.16% | 0.00% | -16.89% | -25.83% | -25.83% | -25.83% | -25.83% | 0 M | N/A | N/A | N/A | N/A | N/A | N/A | N/A | macquarie.com | |
| MFIC | MidCap Financial Investment Corp | Financial Services/Asset Management | Financial | $11.47 | 3.71% | 0.03% | 3.71% | -11.02% | -14.59% | -14.34% | -22.34% | -0.17% | 1,265 M | $1.27 | 30.66 | 12.75% | 03-11-2025 | 05-12-2025 | N/A | N/A | apolloic.com | |
| MQBKY | MACQUARIE GROUP LTD | Financial Services/Asset Management | Financial | $113.01 | 0.36% | 0.00% | 0.36% | -12.36% | -21.41% | -17.51% | -17.51% | -17.51% | 0 M | N/A | N/A | N/A | N/A | N/A | N/A | N/A | macquarie.com | |
| NMFC | New Mountain Finance Corp | Financial Services/Asset Management | Financial | $9.48 | 2.60% | 0.02% | 2.60% | -13.35% | -15.51% | -18.77% | -23.49% | -22.10% | 1,214 M | $1.21 | 10.70 | 9.32% | 03-17-2025 | 05-05-2025 | N/A | N/A | newmountainfinance.com | |
| OFS | OFS Capital Corp | Financial Services/Asset Management | Financial | $8.37 | 1.70% | 0.02% | 1.70% | -11.89% | 3.72% | 2.07% | -11.89% | -16.72% | 108 M | $1.33 | 3.80 | 16.85% | 03-21-2025 | 05-01-2025 | 50 | N/A | ofscapital.com | |
| PFLT | PennantPark Floating Rate Capital Ltd. | Financial Services/Asset Management | Financial | $9.63 | 1.16% | 0.00% | 1.16% | -13.17% | -13.17% | -17.76% | -13.17% | -12.37% | 0 M | $1.12 | N/A | N/A | 04-15-2025 | 05-12-2025 | 658 | N/A | pflt.pennantpark.com | |
| PNNT | PENNANTPARK INVESTMENT CORP | Financial Services/Asset Management | Financial | $6.35 | 2.58% | 0.01% | 2.58% | -9.54% | -11.81% | -9.03% | -6.62% | 23.30% | 457 M | $0.61 | 9.38 | 13.00% | 04-15-2025 | N/A | N/A | N/A | pennantpark.com | |
| PSEC | PROSPECT CAPITAL CORP | Financial Services/Asset Management | Financial | $3.58 | 0.56% | 0.00% | 0.56% | -16.94% | -17.13% | -32.20% | -33.46% | -48.41% | 1,861 M | -$0.35 | 0.00 | 16.18% | 04-28-2025 | 05-07-2025 | N/A | N/A | prospectstreet.com | |
| RAND | RAND CAPITAL CORP | Financial Services/Asset Management | Financial | $19.27 | 8.13% | 0.08% | 8.13% | -3.70% | -10.10% | 16.08% | 39.33% | 51.13% | 50 M | $1.93 | 5.63 | 5.61% | 03-14-2025 | 05-12-2025 | 5 | N/A | www.randcapital.com | |
| SCM | Stellus Capital Investment Corp | Financial Services/Asset Management | Financial | $12.73 | 4.00% | 0.02% | 4.00% | -10.48% | -10.16% | -10.79% | -5.63% | -8.15% | 366 M | $1.49 | 12.55 | 11.83% | 04-30-2025 | N/A | 599 | N/A | stelluscapital.com | |
| SVVC | Firsthand Technology Value Fund, Inc. | Financial Services/Asset Management | Financial | $0.24 | 0.00% | 0.00% | 0.00% | 0.00% | 0.00% | 0.00% | -63.90% | -90.25% | 0 M | -$0.07 | 0.00 | N/A | N/A | N/A | 24 | N/A | firsthandtvf.com | |
| WHF | WhiteHorse Finance, Inc. | Financial Services/Asset Management | Financial | $9.34 | 3.55% | 0.01% | 3.55% | -8.07% | -5.37% | -21.31% | -24.86% | -26.40% | 225 M | $1.02 | 20.73 | 22.42% | 03-21-2025 | 05-07-2025 | N/A | N/A | whitehorsefinance.com |
